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May 5, 2015

Asterias Biotherapeutics (AST) - Initiation of Research Coverage

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May 4, 2015

Intellectual Asset Management Magazine: Unwired Planet’s $1 million man could be the key to unlocking its potential

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April 9, 2015

StarTek, Inc. (SRT) - Initiation of Research Coverage

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April 6, 2015

Cardio3 BioSciences (CIBSF) - Initiation of Research Coverage

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March 31, 2015

Intellectual Asset Management Magazine: With so much fear surrounding the PIPCO sector, now is the time to be greedy, says leading IP investor

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March 27, 2015

Minneapolis Star Tribune: Clinton Group appeals to Imation shareholders for board seats, compensation changes

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March 26, 2015

Anadigics, Inc. (ANAD) - Initiation of Research Coverage

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March 22, 2015

Minneapolis Star Tribune: What analysts are saying: 'Buy' ratings maintained after Evine Live reports earnings

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March 3, 2015

VolitionRx (VNRX) - Initiation of Research Coverage

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February 27, 2015

SMTP, Inc. (SMTP) - Initiation of Research Coverage

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February 16, 2015

Resource Investing News: PolyMet Mining - Final EIS for NorthMet Expected in Spring 2015

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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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January 27, 2015

Global Eagle Entertainment (ENT) - Initiation of Research Coverage

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January 26, 2015

CUI Global, Inc. (CUI) - Initiation of Research Coverage

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January 5, 2015

Exact Sciences Corp. (EXAS) - Initiation of Research Coverage

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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December 22, 2014

TechTarget, Inc. (TTGT) - Initiation of Research Coverage

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September 19, 2013

Destination XL Group (DXLG) - Initiation of Research Coverage

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September 18, 2013

SunOpta Inc. (STKL) - Initiation of Research Coverage

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September 5, 2013

BioTelemetry, Inc. (BEAT) - Initiation of Research Coverage

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July 15, 2013

PFSweb, Inc. (PFSW) - Initiation of Research Coverage

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March 6, 2013

Quantum Corporation (QTM) - Initiation of Research Coverage

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February 4, 2013

NetApp, Inc. (NTAP) - Initiation of Research Coverage

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January 17, 2013

Chart Industries (GTLS) - Initiation of Research Coverage

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January 15, 2013

NetScout Systems, Inc. (NTCT) - Initiation of Research Coverage

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January 8, 2013

Clean Energy Fuels (CLNE) - Initiation of Research Coverage

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January 8, 2013

Westport Innovations (WPRT) - Initiation of Research Coverage

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January 4, 2013

CommVault Systems, Inc. (CVLT) - Initiation of Research Coverage

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October 16, 2017

Transaction - Flexion Therapeutics, Inc. $122,400,000 Follow-On

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September 14, 2017

Transaction - RiceBran Technologies. $2,900,000 Strategic Investment

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July 28, 2017

Transaction - SITO Mobile, Ltd. $6,000,000 Registered Direct Offering

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July 25, 2017

Transaction - Aspen Group, Inc. $10,000,000 Senior Credit Facility

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July 19, 2017

Transaction - Westport Fuel Systems Inc. $25,050,000 Follow-On

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July 17, 2017

Transaction - I.D. Systems, Inc. $17,250,000 Follow-On

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June 26, 2017

Transaction - Determine, Inc. $5,460,000 Registered Direct Offering

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June 1, 2017

Transaction - Asure Software, Inc. $27,500,000 Follow-On

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April 14, 2017

Transaction - NV5 GLobal, Inc. $42,000,000 Acquired Bock & Clark Corporation

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April 11, 2017

Transaction - Synacor, Inc. $20,000,000 Follow-On

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April 10, 2017

Transaction - Aspen Group, Inc. $7,500,000 PIPE

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March 30, 2017

Transaction - Carbonite, Inc. $125,000,000 144A Convertible Debt Offering

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March 8, 2017

Transaction - Health Insurance Innovations, Inc. $42,000,000 Follow-On

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February 13, 2017

Transaction - RiceBran Technologies $8,000,000 PIPE

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January 23, 2017

Transaction - Heron Therapeutics $150,000,000 Follow-On

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December 9, 2016

Transaction - Asure Software, Inc. $15,594,000 Follow-On

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October 5, 2016

Transaction - VolitionRx Limited $11,250,000 Follow-On

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September 27, 2016

Transaction - Nano Dimension Ltd. $13,814,288 Follow-On

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July 7, 2016

Transaction - TESARO, Inc. $433,147,500 Follow-On

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May 31, 2016

Transaction - Capture Energy Solutions Acquired by Total Energy Services Inc.

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