Investment Banking

Our banking team helps promising companies access timely advice and capital to facilitate value creation.

We provide a firm-wide commitment to each investment banking client and approach each engagement as an opportunity to establish a partnership that endures beyond executing a transaction. 

We leverage our extensive transaction experience, domain expertise and broad network of capital markets and industry relationships to deliver informed, unbiased advice and successful transaction outcomes to our clients.

Our Transactions

We facilitate innovation and drive long-term value creation.

Our banking team helps promising companies access timely advice and capital to create value.

AVITA Medical Limited
TheMaven, Inc.
RealNetworks, Inc
Alphatec Holdings, Inc.
AVITA Medical Limited
TheMaven, Inc.
RealNetworks, Inc
Alphatec Holdings, Inc.
AquaVenture Holdings Limited
View all transactions

Investment Banking Services

Equity Capital Markets Services

  • Underwritten, public equity offerings, including IPOs and follow-ons

  • Registered direct offerings (RDOs)

  • Private investment in public equities (PIPEs)

Strategic Advisory Services

  • Sell-side M&A Advisory

  • Buy-side M&A Advisory

  • Fairness Opinions

  • Special Committee Advisory

Investment Banking Team

John Baumgartner
John Baumgartner
Managing Director, Senior Banker
Head of Capital Markets
Full bio
Mike Townley
Mike Townley
Head of Investment Banking
Founding Partner, Head of Investment Banking
Full bio
Dave McDonald
Dave McDonald
Managing Director, Senior Banker
Head of Life Science Banking
Full bio
Tim Klein
Tim Klein
Managing Director, Senior Banker
Full bio
Rob Martin
Rob Martin
Managing Director, Senior Banker
Full bio
Steve Rickman
Steve Rickman
Managing Director, Senior Banker
Full bio

Should we have a conversation?
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