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May 20, 2022

Streamline Health Solutions, Inc. (STRM) - Initiation of Coverage

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May 20, 2022

BIOLASE, Inc. (BIOL) - Initiation of Coverage

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May 20, 2022

Apyx Medical Corp (APYX) - Initiation of Coverage

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May 13, 2022

Transaction - LiqTech International, Inc. $26,500,000 Follow-on

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May 11, 2022

Kimball Electronics, Inc. (KE) - Initiation of Coverage

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May 9, 2022

Applied Blockchain, Inc. (APLD) - Initiation of Coverage

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April 29, 2022

CECO Environmental (CECE) - Initiation of Coverage

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April 29, 2022

Nauticus Robotics (CLAQ) - Initiation of Coverage

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April 21, 2022

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

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April 18, 2022

SWK Holdings Corp (SWKH) - Initiation of Coverage

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April 14, 2022

Sientra, Inc. (SIEN) - Initiation of Coverage

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April 13, 2022

The Container Store Group, Inc. (TCS) - Initiation of Coverage

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April 12, 2022

Transaction - Applied Blockchain, Inc. $40,000,000 IPO

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April 11, 2022

Performant Financial Corp (PFMT) - Initiation of Coverage

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April 8, 2022

Forian Inc. (FORA) - Initiation of Coverage

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April 8, 2022

Modular Medical, Inc. (MODD) - Initiation of Coverage

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April 5, 2022

Perimeter Medical Imaging AI, Inc. (PYNKF) - Initiation of Coverage

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March 21, 2022

Lake Street Names Kyle Bauser as Managing Director, Senior Life Science Research Analyst

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March 7, 2022

Augmedix, Inc. (AUGX) - Initiation of Coverage

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March 7, 2022

Biotricity, Inc. (BTCY) - Initiation of Coverage

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January 24, 2022

1847 Goedeker Inc. (GOED) - Initiation of Coverage

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January 3, 2022

Chicago Atlantic Real Estate Finance, Inc. (REFI) - Initiation of Coverage

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December 16, 2021

CPI Card Group, Inc. (PMTS) - Initiation of Coverage

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December 7, 2021

Banxa Holdings, Inc. (BNXAF) - Initiation of Coverage

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December 6, 2021

Backblaze, Inc. (BLZE) - Initiation of Coverage

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November 30, 2021

Ensysce Biosciences, Inc. (ENSC) - Initiation of Coverage

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November 30, 2021

DHI Group, Inc. (DHX) - Initiation of Coverage

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November 29, 2021

Cadre Holdings, Inc. (CDRE) - Initiation of Coverage

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November 22, 2021

Crexendo, Inc. (CXDO) - Initiation of Coverage

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November 19, 2021

Tile Shop Holdings, Inc. (TTSH) - Initiation of Coverage

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November 8, 2021

P3 Health Partners Inc. (FORE) - Initiation of Coverage

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November 8, 2021

3D Systems Corporation (DDD) - Initiation of Coverage

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November 1, 2021

Science 37, Inc. (SNCE) - Initiation of Coverage

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October 29, 2021

Local Bounti (LIII) - Initiation of Coverage

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October 26, 2021

Impinj, Inc. (PI) - Initiation of Coverage

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October 25, 2021

UpHealth, Inc. (UPH) - Initiation of Coverage

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October 20, 2021

The Andersons, Inc. (ANDE) - Initiation of Coverage

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October 6, 2021

Fathom Digital Manufacturing Corp. (ATMR) - Initiation of Coverage

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October 5, 2021

Greenbrook TMS Inc. (GBNH) - Initiation of Coverage

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August 9, 2021

Materialise NV (MTLS) - Initiation of Coverage

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April 3, 2018

Transaction - RMG Networks Holding Corporation $16,800,000 Fairness Opinion

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March 28, 2018

Transaction - Heron Therapeutics, Inc. $156,000,000 Follow-On

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March 28, 2018

Transaction - SharpSpring, Inc. $8,000,000 PIPE

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March 21, 2018

Transaction - Gaia, Inc. $40,250,000 Follow-On

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March 13, 2018

Transaction - VolitionRX Limited $8,450,000 Follow-On

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March 8, 2018

Transaction - Checkpoint Therapeutics, Inc. $21,010,000 Follow-On

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February 21, 2018

Transaction - Nano Dimensions Ltd. $13,800,000 Follow-On

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February 16, 2018

Transaction - Biofrontera AG $12,900,000 IPO

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February 9, 2018

Transaction - SITO Mobile, Ltd. $14,950,000 Follow-On

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January 16, 2018

Transaction - Bebe Stores, Inc. $19,900,000 Recapitalization

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January 3, 2018

Transaction - Knowledge Marketing M&A Advisory

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November 10, 2017

Transaction - TheStreet, Inc. $7,850,000 PIPE

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November 10, 2017

Transaction - TheStreet, Inc. $55,000,000 Recapitalization

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October 17, 2017

Transaction - BioTime, Inc. $28,800,000 Follow-On

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October 16, 2017

Transaction - Flexion Therapeutics, Inc. $122,400,000 Follow-On

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September 14, 2017

Transaction - RiceBran Technologies. $2,900,000 Strategic Investment

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July 28, 2017

Transaction - SITO Mobile, Ltd. $6,000,000 Registered Direct Offering

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July 25, 2017

Transaction - Aspen Group, Inc. $10,000,000 Senior Credit Facility

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July 19, 2017

Transaction - Westport Fuel Systems Inc. $25,050,000 Follow-On

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July 17, 2017

Transaction - I.D. Systems, Inc. $17,250,000 Follow-On

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