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March 26, 2021

Desktop Metal, Inc. (DM) - Initiation of Coverage

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March 25, 2021

Transaction - LiqTech International, Inc. $15,000,000 Private Placement

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March 25, 2021

Babcock & Wilcox Enterprises, Inc. (BW) - Initiation of Coverage

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March 19, 2021

Transaction - AFC Gamma, Inc. $136,562,500 IPO

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March 19, 2021

Raven Industries, Inc. (RAVN) - Initiation of Coverage

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March 18, 2021

ClearPoint Neuro, Inc. (CLPT) - Initiation of Coverage

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March 17, 2021

Transaction - CHF Solutions, Inc. $20,876,988 Follow-on

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March 15, 2021

Bioceres Crop Solutions Corp. (BIOX) - Initiation of Coverage

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March 12, 2021

voxeljet AG (VJET) - Initiation of Coverage

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March 12, 2021

Stratasys Ltd. (SSYS) - Initiation of Coverage

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March 11, 2021

Transaction - NV5 Global, Inc. 149,999,979 Follow-on

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March 11, 2021

Transaction - Smith Mircro Software, Inc. $65,217,391 Follow-on

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March 5, 2021

Limbach Holdings, Inc. (LMB) - Initiation of Coverage

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March 3, 2021

Transaction - iCAD, Inc. $25,087,284 Follow-on

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March 1, 2021

Rekor Systems, Inc. (REKR) - Initiation of Coverage

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February 25, 2021

Transaction - AVITA Medical, Inc. $69,106,375 Follow-on

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February 24, 2021

Transaction - Biofrontera AG $8,911,133 Follow-on

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February 23, 2021

Transaction - PAVmed, Inc. $51,750,000 Follow-on

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February 22, 2021

Whole Earth Brands, Inc. (FREE) - Initiation of Coverage

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February 19, 2021

Transaction - ClearPoint Neuro Inc. $50,000,010 Follow-on

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July 22, 2022

SLM Solutions Group (SLGRF) - Initiation of Coverage

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July 21, 2022

AgroFresh Solutions, Inc. (AGFS) - Initiation of Coverage

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July 19, 2022

Hamilton Thorne Ltd. (HTL) - Initiation of Coverage

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June 30, 2022

Lincoln Educational Services Corp. (LINC) - Initiation of Coverage

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June 30, 2022

Zentek Ltd. (ZTEK) - Initiation of Coverage

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June 22, 2022

UFP Technologies, Inc. (UFPT) - Initiation of Coverage

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June 15, 2022

PubMatic, Inc. (PUBM) - Initiation of Coverage

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May 31, 2022

TELA Bio, Inc. (TELA) - Initiation of Coverage

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May 24, 2022

Winc, Inc. (WBEV) - Initiation of Coverage

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May 20, 2022

Streamline Health Solutions, Inc. (STRM) - Initiation of Coverage

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May 20, 2022

BIOLASE, Inc. (BIOL) - Initiation of Coverage

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May 20, 2022

Apyx Medical Corp (APYX) - Initiation of Coverage

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May 11, 2022

Kimball Electronics, Inc. (KE) - Initiation of Coverage

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May 9, 2022

Applied Blockchain, Inc. (APLD) - Initiation of Coverage

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April 29, 2022

CECO Environmental (CECE) - Initiation of Coverage

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April 29, 2022

Nauticus Robotics (CLAQ) - Initiation of Coverage

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April 21, 2022

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

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April 18, 2022

SWK Holdings Corp (SWKH) - Initiation of Coverage

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April 14, 2022

Sientra, Inc. (SIEN) - Initiation of Coverage

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April 13, 2022

The Container Store Group, Inc. (TCS) - Initiation of Coverage

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September 3, 2025

Transaction - Mama's Creations, Inc. $20,000,000 PIPE

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September 2, 2025

Transactions - Mama's Creations, Inc. $17,500,000 M&A Advisory

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August 28, 2025

Transaction - Journey Medical Corporation 3,750,000 share ATM Offering

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August 25, 2025

Transaction - Sequans Communications S.A. $200,000,000 ATM Offering

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August 19, 2025

Transaction - Velo3D, Inc. $20,125,000 Follow-on and Uplisting

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August 13, 2025

Transaction - Centrus Energy Corp. $805,000,000 144A Convertible Debt Offering

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August 13, 2025

Transaction - Ondas Holdings Inc. $173,000,000 Follow-on

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July 31, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $177,000,000 Fairness Opinion

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July 18, 2025

Transaction - BlackSky Technology Inc. $185,000,000 144A Convertible Debt Offering

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July 17, 2025

Transaction - Stereotaxis, Inc. $12,500,000 Registered Direct Offering

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June 10, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $50,000,000 ATM Offering

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June 6, 2025

Transaction - 374Water Inc. $15,100,000 ATM Offering

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June 6, 2025

Transaction - Aytu BioPharma, Inc. $16,560,000 Follow-on

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June 2, 2025

Transaction - Applied Digital Corporation $200,000,000 ATM Offering

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May 29, 2025

Transaction - TAT Technologies Ltd. $124,085,000 Follow-on

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May 15, 2025

Transaction - Interlink Electronics, Inc. $6,000,000 ATM Offering

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May 15, 2025

Transaction - Senseonics Holdings, Inc. $77,769,633 Follow-on and Concurrent PIPE

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May 9, 2025

Transaction - Centrus Energy Corp. $200,000,000 ATM Offering

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April 18, 2025

Transaction - AMMO, Inc. $75,000,000 Fairness Opinion

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April 15, 2025

Transaction - Semler Scientific, Inc. $500,000,000 ATM Offering

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