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February 11, 2022

Transaction - The Arena Group Holdings, Inc. $30,000,000 Follow-on

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February 10, 2022

Transaction - Modular Medical, Inc. $15,000,000 Follow-on

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January 31, 2022

Inotiv, Inc. (NOTV) - Initiation of Coverage

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January 26, 2022

Take Aim: Lake Street's 2nd Annual Virtual Shooting Sports & Public Safety Event

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January 25, 2022

Arlo Technologies (ARLO) - Initiation of Coverage

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January 24, 2022

1847 Goedeker Inc. (GOED) - Initiation of Coverage

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January 10, 2022

2021 Highlights

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January 3, 2022

Chicago Atlantic Real Estate Finance, Inc. (REFI) - Initiation of Coverage

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December 16, 2021

CPI Card Group, Inc. (PMTS) - Initiation of Coverage

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December 9, 2021

Transaction - TechTarget, Inc. $414,000,000 Convertible Debt Offering

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December 9, 2021

Transaction - Perion Network Ltd. $180,000,000 Follow-on

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December 7, 2021

Transaction - Chicago Atlantic Real Estate Finance, Inc. $100,000,000 IPO

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December 7, 2021

Banxa Holdings, Inc. (BNXAF) - Initiation of Coverage

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December 6, 2021

Backblaze, Inc. (BLZE) - Initiation of Coverage

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November 30, 2021

Ensysce Biosciences, Inc. (ENSC) - Initiation of Coverage

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November 30, 2021

DHI Group, Inc. (DHX) - Initiation of Coverage

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November 29, 2021

Cadre Holdings, Inc. (CDRE) - Initiation of Coverage

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November 22, 2021

Crexendo, Inc. (CXDO) - Initiation of Coverage

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November 19, 2021

Tile Shop Holdings, Inc. (TTSH) - Initiation of Coverage

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November 18, 2021

Transaction - AquaBounty Technologies, Inc. $27,048,000 Follow-on

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November 7, 2022

Assertio Holdings, Inc. (ASRT) - Initiation of Coverage

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October 18, 2022

Domo, Inc. (DOMO) - Initiation of Coverage

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October 4, 2022

Benson Hill (BHIL) - Initiation of Coverage

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September 23, 2022

Spok Holdings, Inc. (SPOK) - Initiation of Coverage

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August 10, 2022

Blue Apron Holdings, Inc. (APRN) - Initiation of Coverage

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August 8, 2022

Artivion, Inc. (AORT) - Initiation of Coverage

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August 5, 2022

Electromed, Inc. (ELMD) - Initiation of Coverage

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July 27, 2022

Dynatronics Corporation (DYNT) - Initiation of Coverage

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July 26, 2022

BlackSky Technology Inc. (BKSY) - Initiation of Coverage

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July 22, 2022

SLM Solutions Group (SLGRF) - Initiation of Coverage

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July 21, 2022

AgroFresh Solutions, Inc. (AGFS) - Initiation of Coverage

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July 19, 2022

Hamilton Thorne Ltd. (HTL) - Initiation of Coverage

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June 30, 2022

Lincoln Educational Services Corp. (LINC) - Initiation of Coverage

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June 30, 2022

Zentek Ltd. (ZTEK) - Initiation of Coverage

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June 22, 2022

UFP Technologies, Inc. (UFPT) - Initiation of Coverage

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June 15, 2022

PubMatic, Inc. (PUBM) - Initiation of Coverage

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May 31, 2022

TELA Bio, Inc. (TELA) - Initiation of Coverage

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May 24, 2022

Winc, Inc. (WBEV) - Initiation of Coverage

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May 20, 2022

Streamline Health Solutions, Inc. (STRM) - Initiation of Coverage

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May 20, 2022

BIOLASE, Inc. (BIOL) - Initiation of Coverage

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July 14, 2026

Transaction - AEON Biopharma, Inc. $13,750,000 Follow-on

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June 30, 2026

Transaction - Hunt Properties, Inc. $65,000,000 Private Placement

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June 30, 2026

Transaction - Mama's Creations, Inc. $100,000,000 Follow-on

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June 9, 2026

Transaction - Applied Digital Corporation $1,590,000,000 144A Senior Secured Notes

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June 2, 2026

Transaction - Quantum Corporation $100,000,000 PIPE

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May 28, 2026

Transaction - NeoVolta Inc. $28,488,739 Follow-on

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May 18, 2026

Transaction - Rapid Micro Biosystems, Inc. $9,800,000 Registered Direct Offering

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May 15, 2026

Transaction - Babcock & Wilcox Enterprises, Inc. $230,000,000 Follow-on

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May 5, 2026

Transaction - ChronoScale Corporation $15,750,000 PIPE

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May 5, 2026

Transaction - Ekso Bionics Holdings, Inc. $973,000,000 M&A Advisory & Fairness Opinion

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April 30, 2026

Transaction - Senseonics Holdings, Inc. $92,000,000 Follow-on

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April 21, 2026

Transaction - Electro-Sensors, Inc. $29,500,000 M&A Advisory

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March 4, 2026

Transaction - Applied Digital Corporation $2,150,000,000 144A Senior Secured Notes

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March 3, 2026

Transaction - Knightscope, Inc. M&A Advisory

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February 26, 2026

Transaction - Birchtech Corp. $15,000,000 Follow-on and Uplisting

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February 20, 2026

Transaction - TriSalus Life Sciences, Inc. $46,000,012 Follow-on

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February 19, 2026

Transaction - Energy Services of America Corporation $23,000,000 Follow-on

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February 11, 2026

Transaction - Insight Molecular Diagnostics Inc. $26,024,258 Registered Direct Offering

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February 6, 2026

Transaction - Crawford United Corporation $300,000,000 M&A Advisory

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January 23, 2026

Transaction - Daxor Corporation $9,000,000 Registered Direct Offering

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