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March 12, 2020

AquaBounty Technologies, Inc. (AQB) - Initiation of Research Coverage

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March 11, 2020

Universal Technical Institute, Inc. (UTI) - Initiation of Research Coverage

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March 4, 2020

Transaction - DermTech, Inc. $65,000,000 PIPE

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February 25, 2020

Transaction - Universal Technical Institute, Inc. $52,565,228 Follow-On

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February 24, 2020

BioLife Solutions, Inc. (BLFS) - Initiation of Research Coverage

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February 14, 2020

Transaction - AquaBounty Technologies, Inc. $15,525,000 Follow-On

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February 7, 2020

Transaction - Ziopharm Oncology, Inc. $90,434,780 Follow-On

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January 9, 2020

iCad, Inc. (ICAD) - Initiation of Research Coverage

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January 6, 2020

Sportsman's Warehouse Holdings, Inc. (SPWH) - Initiation of Research Coverage

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December 17, 2019

Transaction - RiceBran Technologies $8,481,250 Follow-On

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December 12, 2019

Transaction - Aquestive Therapeutics, Inc. $35,000,000 Follow-On

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December 11, 2019

Transaction - ENDRA Life Sciences Inc. $8,100,000 PIPE

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December 5, 2019

DermTech, Inc. (DMTK) - Initiation of Research Coverage

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November 25, 2019

Benchmark Electronics, Inc. (BHE) - Initiation of Research Coverage

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November 25, 2019

iMedia Brands, Inc. (IMBI) - Initiation of Research Coverage

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November 25, 2019

Transaction - FLYHT Aerospace Solutions Ltd. CAD$6,669,025 PIPE

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November 20, 2019

Transaction - Checkpoint Therapeutics, Inc. $17,018,000 Follow-On

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November 13, 2019

Transaction - AVITA Medical Limited A$120,000,000 Australian Institutional Placement

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October 28, 2019

GrowGeneration Corp. (GRWG) - Initiation of Research Coverage

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October 7, 2019

Transaction - TheMaven, Inc. $20,000,000 PIPE

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August 14, 2025

Amaero Ltd. (3DA) - Initiation of Coverage

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August 13, 2025

Oncolytics Biotech Inc. (ONCY) - Initiation of Coverage

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August 4, 2025

Red Violet, Inc. (RDVT) - Initiation of Coverage

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July 28, 2025

Rapid Micro Biosystems, Inc. (RPID) - Initiation of Coverage

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July 17, 2025

Senseonics Holdings, Inc. (SENS) - Initiation of Coverage

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July 16, 2025

AngioDynamics, Inc. (ANGO) - Initiation of Coverage

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July 15, 2025

Interlink Electronics, Inc. (LINK) - Initiation of Coverage

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July 10, 2025

Transcat, Inc. (TRNS) - Initiation of Coverage

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July 9, 2025

Coya Therapeutics, Inc. (COYA) - Initiation of Coverage

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July 1, 2025

Aytu BioPharma, Inc. (AYTU) - Initiation of Coverage

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June 18, 2025

TAT Technologies Ltd. (TATT) - Initiation of Coverage

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June 9, 2025

Sky Harbour Group Corporation (SKYH) - Initiation of Coverage

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May 20, 2025

Bolt Biotherapeutics, Inc. (BOLT) - Initiation of Coverage

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May 19, 2025

Energy Services of America Corporation (ESOA) - Initiation of Coverage

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April 25, 2025

American Public Education, Inc. (APEI) - Initiation of Coverage

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April 24, 2025

ACCESS Newswire Inc. (ACCS) - Initiation of Coverage

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April 14, 2025

Ondas Holdings Inc. (ONDS) - Initiation of Coverage

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April 7, 2025

OrthoPediatrics Corp. (KIDS) - Initiation of Coverage

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April 2, 2025

Immunome, Inc. (IMNM) - Initiation of Coverage

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April 2, 2025

Lantern Pharma Inc. (LTRN) - Initiation of Coverage

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September 3, 2025

Transaction - Mama's Creations, Inc. $20,000,000 PIPE

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September 2, 2025

Transactions - Mama's Creations, Inc. $17,500,000 M&A Advisory

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August 28, 2025

Transaction - Journey Medical Corporation 3,750,000 share ATM Offering

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August 25, 2025

Transaction - Sequans Communications S.A. $200,000,000 ATM Offering

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August 19, 2025

Transaction - Velo3D, Inc. $20,125,000 Follow-on and Uplisting

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August 13, 2025

Transaction - Centrus Energy Corp. $805,000,000 144A Convertible Debt Offering

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August 13, 2025

Transaction - Ondas Holdings Inc. $173,000,000 Follow-on

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July 31, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $177,000,000 Fairness Opinion

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July 18, 2025

Transaction - BlackSky Technology Inc. $185,000,000 144A Convertible Debt Offering

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July 17, 2025

Transaction - Stereotaxis, Inc. $12,500,000 Registered Direct Offering

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June 10, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $50,000,000 ATM Offering

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June 6, 2025

Transaction - 374Water Inc. $15,100,000 ATM Offering

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June 6, 2025

Transaction - Aytu BioPharma, Inc. $16,560,000 Follow-on

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June 2, 2025

Transaction - Applied Digital Corporation $200,000,000 ATM Offering

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May 29, 2025

Transaction - TAT Technologies Ltd. $124,085,000 Follow-on

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May 15, 2025

Transaction - Interlink Electronics, Inc. $6,000,000 ATM Offering

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May 15, 2025

Transaction - Senseonics Holdings, Inc. $77,769,633 Follow-on and Concurrent PIPE

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May 9, 2025

Transaction - Centrus Energy Corp. $200,000,000 ATM Offering

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April 18, 2025

Transaction - AMMO, Inc. $75,000,000 Fairness Opinion

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April 15, 2025

Transaction - Semler Scientific, Inc. $500,000,000 ATM Offering

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