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March 12, 2020

AquaBounty Technologies, Inc. (AQB) - Initiation of Research Coverage

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March 11, 2020

Universal Technical Institute, Inc. (UTI) - Initiation of Research Coverage

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March 4, 2020

Transaction - DermTech, Inc. $65,000,000 PIPE

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February 25, 2020

Transaction - Universal Technical Institute, Inc. $52,565,228 Follow-On

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February 24, 2020

BioLife Solutions, Inc. (BLFS) - Initiation of Research Coverage

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February 14, 2020

Transaction - AquaBounty Technologies, Inc. $15,525,000 Follow-On

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February 7, 2020

Transaction - Ziopharm Oncology, Inc. $90,434,780 Follow-On

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January 9, 2020

iCad, Inc. (ICAD) - Initiation of Research Coverage

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January 6, 2020

Sportsman's Warehouse Holdings, Inc. (SPWH) - Initiation of Research Coverage

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December 17, 2019

Transaction - RiceBran Technologies $8,481,250 Follow-On

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December 12, 2019

Transaction - Aquestive Therapeutics, Inc. $35,000,000 Follow-On

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December 11, 2019

Transaction - ENDRA Life Sciences Inc. $8,100,000 PIPE

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December 5, 2019

DermTech, Inc. (DMTK) - Initiation of Research Coverage

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November 25, 2019

Benchmark Electronics, Inc. (BHE) - Initiation of Research Coverage

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November 25, 2019

iMedia Brands, Inc. (IMBI) - Initiation of Research Coverage

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November 25, 2019

Transaction - FLYHT Aerospace Solutions Ltd. CAD$6,669,025 PIPE

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November 20, 2019

Transaction - Checkpoint Therapeutics, Inc. $17,018,000 Follow-On

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November 13, 2019

Transaction - AVITA Medical Limited A$120,000,000 Australian Institutional Placement

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October 28, 2019

GrowGeneration Corp. (GRWG) - Initiation of Research Coverage

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October 7, 2019

Transaction - TheMaven, Inc. $20,000,000 PIPE

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April 30, 2021

Castle Biosciences, Inc. (CSTL) - Initiation of Coverage

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April 27, 2021

Marrone Bio Innovations, Inc. (MBII) - Initiation of Coverage

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April 23, 2021

Sangoma Technologies Corporation (SAMOF) - Initiation of Coverage

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April 22, 2021

AMMO, Inc. (POWW) - Initiation of Coverage

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April 16, 2021

S&W Seed Company (SANW) - Initiation of Coverage

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April 9, 2021

Alpha Healthcare Acquisition Corp. (AHAC) - Initiation of Coverage

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April 5, 2021

The Chefs' Warehouse, Inc. (CHEF) - Initiation of Coverage

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March 26, 2021

Desktop Metal, Inc. (DM) - Initiation of Coverage

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March 25, 2021

Babcock & Wilcox Enterprises, Inc. (BW) - Initiation of Coverage

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March 19, 2021

Raven Industries, Inc. (RAVN) - Initiation of Coverage

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March 18, 2021

ClearPoint Neuro, Inc. (CLPT) - Initiation of Coverage

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March 15, 2021

Bioceres Crop Solutions Corp. (BIOX) - Initiation of Coverage

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March 12, 2021

voxeljet AG (VJET) - Initiation of Coverage

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March 12, 2021

Stratasys Ltd. (SSYS) - Initiation of Coverage

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March 5, 2021

Limbach Holdings, Inc. (LMB) - Initiation of Coverage

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March 1, 2021

Rekor Systems, Inc. (REKR) - Initiation of Coverage

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February 22, 2021

Whole Earth Brands, Inc. (FREE) - Initiation of Coverage

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February 18, 2021

Isoray, Inc. (ISR) - Initiation of Coverage

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January 25, 2021

EDAP TMS S.A. (EDAP) - Initiation of Coverage

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January 6, 2021

LSCM Virtual Outdoor Day - January 21-22, 2021

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September 3, 2025

Transaction - Mama's Creations, Inc. $20,000,000 PIPE

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September 2, 2025

Transactions - Mama's Creations, Inc. $17,500,000 M&A Advisory

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August 28, 2025

Transaction - Journey Medical Corporation 3,750,000 share ATM Offering

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August 25, 2025

Transaction - Sequans Communications S.A. $200,000,000 ATM Offering

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August 19, 2025

Transaction - Velo3D, Inc. $20,125,000 Follow-on and Uplisting

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August 13, 2025

Transaction - Centrus Energy Corp. $805,000,000 144A Convertible Debt Offering

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August 13, 2025

Transaction - Ondas Holdings Inc. $173,000,000 Follow-on

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July 31, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $177,000,000 Fairness Opinion

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July 18, 2025

Transaction - BlackSky Technology Inc. $185,000,000 144A Convertible Debt Offering

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July 17, 2025

Transaction - Stereotaxis, Inc. $12,500,000 Registered Direct Offering

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June 10, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $50,000,000 ATM Offering

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June 6, 2025

Transaction - 374Water Inc. $15,100,000 ATM Offering

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June 6, 2025

Transaction - Aytu BioPharma, Inc. $16,560,000 Follow-on

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June 2, 2025

Transaction - Applied Digital Corporation $200,000,000 ATM Offering

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May 29, 2025

Transaction - TAT Technologies Ltd. $124,085,000 Follow-on

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May 15, 2025

Transaction - Interlink Electronics, Inc. $6,000,000 ATM Offering

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May 15, 2025

Transaction - Senseonics Holdings, Inc. $77,769,633 Follow-on and Concurrent PIPE

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May 9, 2025

Transaction - Centrus Energy Corp. $200,000,000 ATM Offering

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April 18, 2025

Transaction - AMMO, Inc. $75,000,000 Fairness Opinion

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April 15, 2025

Transaction - Semler Scientific, Inc. $500,000,000 ATM Offering

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