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June 12, 2019

Transaction - Chart Industries, Inc. $295,837,500 Follow-On

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June 12, 2019

Transaction - TheStreet, Inc. $16,500,000 Merger

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June 11, 2019

Napco Security Technologies, Inc. (NSSC) - Initiation of Research Coverage

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June 7, 2019

Tuesday Morning Corporation (TUES) - Initiation of Research Coverage

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June 5, 2019

Transaction - OptimizeRX Corporation $20,000,500 Follow-On

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June 4, 2019

Sonim Technologies, Inc. (SONM) - Initiation of Research Coverage

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May 29, 2019

Checkpoint Therapeutics, Inc. (CKPT) - Initiation of Research Coverage

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May 22, 2019

Transaction - LiqTech International, Inc. $16,065,000 PIPE

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May 20, 2019

ENDRA Life Sciences, Inc. (NDRA) - Initiation of Research Coverage

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May 9, 2019

Transaction - Sonim Technologies, Inc. $45,178,573 IPO

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April 26, 2019

Reed's, Inc. (REED) - Initiation of Research Coverage

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April 4, 2019

Ziopharm Oncology, Inc. (ZIOP) - Initiation of Research Coverage

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March 25, 2019

Super League Gaming (SLGG) - Initiation of Research Coverage

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March 8, 2019

Transaction - RiceBran Technologies $12,140,000 PIPE

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March 7, 2019

Transaction - SharpSpring, Inc. $10,000,000 Follow-On

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March 5, 2019

DiaMedica Therapeutics, Inc. (DMAC) - Initiation of Research Coverage

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March 5, 2019

CTI BioPharma Corp. (CTIC) - Initiation of Research Coverage

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February 26, 2019

Transaction - Super League Gaming, Inc. $25,000,000 IPO

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February 8, 2019

inTEST Corporation (INTT) - Initiation of Research Coverage

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February 5, 2019

Transaction - Melt Pharmaceuticals, Inc. $11,000,000 PIPE

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October 21, 2020

Big 5 Sporting Goods Corporation (BGFV) - Initiation of Research Coverage

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October 18, 2020

Smith Micro Software, Inc. (SMSI) - Initiation of Research Coverage

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October 13, 2020

PAVmed, Inc. (PAVM) - Initiation of Research Coverage

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October 7, 2020

Heritage Global, Inc. (HGBL) - Initiation of Research Coverage

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September 29, 2020

Brightcove, Inc. (BCOV) - Initiation of Research Coverage

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September 17, 2020

Achieve Life Sciences, Inc. (ACHV) - Initiation of Research Coverage

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September 15, 2020

Centrus Energy Corp. (LEU) - Initiation of Research Coverage

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September 15, 2020

SANUWAVE Health, Inc. (SNWV) - Initiation of Research Coverage

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September 15, 2020

Franklin Wireless Corp. (FKWL) - Initiation of Research Coverage

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September 10, 2020

Profound Medical Corp. (PROF) - Initiation of Research Coverage

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August 28, 2020

Brickell Biotech, Inc. (BBI) - Initiation of Research Coverage

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July 16, 2020

The Providence Service Corporation (PRSC) - Initiation of Research Coverage

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July 15, 2020

Sharps Compliance Corp. (SMED) - Initiation of Research Coverage

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June 25, 2020

OraSure Technologies, Inc. (OSUR) - Initiation of Research Coverage

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June 22, 2020

Limelight Networks, Inc. (LLNW) - Initiation of Research Coverage

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June 9, 2020

InfuSystem Holdings, Inc. (INFU) - Initiation of Research Coverage

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May 18, 2020

Inspire Medical Systems, Inc. (INSP) - Initiation of Research Coverage

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April 22, 2020

Allot Ltd. (ALLT) - Initiation of Research Coverage

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April 7, 2020

Stereotaxis, Inc. (STXS) - Initiation of Research Coverage

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March 23, 2020

TheMaven, Inc. (MVEN) - Initiation of Research Coverage

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January 16, 2025

Transaction - Priority Technology Holdings, Inc. $70,297,483 Follow-on

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December 18, 2024

Transaction - Inotiv, Inc. $29,325,000 Follow-on

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December 16, 2024

Transaction - LeMaitre Vascular, Inc. $172,500,000 144A Convertible Debt Offering

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December 12, 2024

Transaction - Anteris Technologies Global Corp. $88,800,000 US IPO

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December 6, 2024

Transaction - Profound Medical Corp. $40,250,000 Follow-on

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December 5, 2024

Lake Street Served as Exclusive Financial Advisor to Arcadia Biosciences, Inc. in its Reverse Merger with Roosevelt Resources LP

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December 5, 2024

Transaction - Strawberry Fields REIT, Inc. $35,000,000 Follow-on

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November 5, 2024

Transaction - Centrus Energy Corp. $402,500,000 144A Convertible Debt Offering

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October 31, 2024

Transaction - Applied Digital Corporation $450,000,000 144A Convertible Debt Offering

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October 23, 2024

Transaction - TELA Bio, Inc. $46,000,000 Follow-on

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September 26, 2024

Transaction - MDxHealth $40,000,000 Follow-on

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September 25, 2024

Transaction - BlackSky Technology Inc. $46,000,000 Follow-on

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September 20, 2024

Transaction - Kopin Corporation $27,007,500 Follow-on

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August 22, 2024

Transaction - Evogene Ltd. $4,500,000 ATM Offering

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July 23, 2024

Transaction - Trukera Medical Has Been Acquired by Bausch + Lomb Corporation Financial Advisor

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July 11, 2024

Transaction - CPI Card Group Inc. $285,000,000 144A Senior Secured Notes

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July 1, 2024

Transaction - Endospan Ltd. $25,000,000 Sell-Side Financial Advisor

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June 17, 2024

Transaction - Elutia Inc. $13,259,275 Registered Direct Offering

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June 12, 2024

Transaction - J.Jill, Inc. $71,300,000 Follow-on

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April 18, 2024

Transaction - Igniton, Inc. $12,000,000 Private Placement

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