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March 25, 2019

Super League Gaming (SLGG) - Initiation of Research Coverage

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March 8, 2019

Transaction - RiceBran Technologies $12,140,000 PIPE

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March 7, 2019

Transaction - SharpSpring, Inc. $10,000,000 Follow-On

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March 5, 2019

DiaMedica Therapeutics, Inc. (DMAC) - Initiation of Research Coverage

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March 5, 2019

CTI BioPharma Corp. (CTIC) - Initiation of Research Coverage

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February 26, 2019

Transaction - Super League Gaming, Inc. $25,000,000 IPO

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February 8, 2019

inTEST Corporation (INTT) - Initiation of Research Coverage

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February 5, 2019

Transaction - Melt Pharmaceuticals, Inc. $11,000,000 PIPE

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January 22, 2019

Transaction - Sonim Technologies $11,135,000 Private Placement

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December 18, 2018

Transaction - OptimizeRx Corporation $21,037,020 Follow-On

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December 10, 2018

Imprimis Pharmaceuticals, Inc. (IMMY) - Initiation of Research Coverage

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December 4, 2018

LiqTech International, Inc. (LIQT) - Initiation of Research Coverage

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December 3, 2018

Jerash Holdings, Inc. (JRSH) - Initiation of Research Coverage

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November 30, 2018

Akoustis Technologies, Inc. (AKTS) - Initiation of Research Coverage

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November 28, 2018

Biofrontera AG (BFRA) - Assumption of Research Coverage

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October 19, 2018

Transaction - Akoustics Technologies, Inc. $40,812,500 Follow-On

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September 24, 2018

Pareteum Corporation (TEUM) - Initiation of Research Coverage

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September 18, 2018

Transaction - Lantronix, Inc. $10,000,000 Follow-On

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September 13, 2018

Transaction - NN, Inc. $230,000,000 Follow-On

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September 11, 2018

Viemed Healthcare, Inc. (VMD.TO) - Initiation of Research Coverage

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January 24, 2022

1847 Goedeker Inc. (GOED) - Initiation of Coverage

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January 3, 2022

Chicago Atlantic Real Estate Finance, Inc. (REFI) - Initiation of Coverage

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December 16, 2021

CPI Card Group, Inc. (PMTS) - Initiation of Coverage

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December 7, 2021

Banxa Holdings, Inc. (BNXAF) - Initiation of Coverage

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December 6, 2021

Backblaze, Inc. (BLZE) - Initiation of Coverage

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November 30, 2021

Ensysce Biosciences, Inc. (ENSC) - Initiation of Coverage

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November 30, 2021

DHI Group, Inc. (DHX) - Initiation of Coverage

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November 29, 2021

Cadre Holdings, Inc. (CDRE) - Initiation of Coverage

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November 22, 2021

Crexendo, Inc. (CXDO) - Initiation of Coverage

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November 19, 2021

Tile Shop Holdings, Inc. (TTSH) - Initiation of Coverage

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November 8, 2021

P3 Health Partners Inc. (FORE) - Initiation of Coverage

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November 8, 2021

3D Systems Corporation (DDD) - Initiation of Coverage

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November 1, 2021

Science 37, Inc. (SNCE) - Initiation of Coverage

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October 29, 2021

Local Bounti (LIII) - Initiation of Coverage

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October 26, 2021

Impinj, Inc. (PI) - Initiation of Coverage

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October 25, 2021

UpHealth, Inc. (UPH) - Initiation of Coverage

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October 20, 2021

The Andersons, Inc. (ANDE) - Initiation of Coverage

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October 6, 2021

Fathom Digital Manufacturing Corp. (ATMR) - Initiation of Coverage

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October 5, 2021

Greenbrook TMS Inc. (GBNH) - Initiation of Coverage

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August 9, 2021

Materialise NV (MTLS) - Initiation of Coverage

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February 4, 2021

Transaction - Isoray, Inc. $51,750,000 Follow-On

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February 4, 2021

Transaction - AquaBounty Technologies, Inc. $127,075,000 Follow-On

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February 4, 2021

Transaction - HyreCar, Inc. $29,727,500 Follow-On

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January 28, 2021

Transaction - PowerFleet, Inc. $28,778,750 Follow-On

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January 27, 2021

Transaction - Surgalign Holdings, Inc. $43,125,000 Follow-On

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January 22, 2021

Transaction - Perion Network Ltd. $65,992,750 Follow-On

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January 21, 2021

Transaction - Versus Systems Inc. $11,040,000 Follow-On

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January 11, 2021

Transaction - DermTech, Inc. $143,749,990 Follow-On

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December 31, 2020

Transaction - KULR Technology Group, Inc. $8,000,000 RDO

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December 22, 2020

Transaction - PAVmed, Inc. $8,160,000 RDO

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December 18, 2020

Transaction - Castle Biosciences, Inc. $266,800,000 Follow-On

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December 18, 2020

Transaction - SharpSpring, Inc. $17,250,000 Follow-On

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December 17, 2020

Transaction - TechTarget, Inc. $201,250,000 144 Convertible Debt Offering

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December 14, 2020

Transaction - AquaBounty Technologies, Inc. $65,182,500 Follow-On

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December 11, 2020

Transaction - PAVmed, Inc. $8,900,000 RDO

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December 11, 2020

Transaction - GrowGeneration Corp. $172,500,000 Follow-On

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December 7, 2020

Transaction - Achieve Life Sciences, Inc. $17,307,500 Follow-On

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November 18, 2020

Transaction - MedAvail Holdings, Inc. $84,000,000 Private Placement

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October 22, 2020

Transaction - Brickell Biotech, Inc. $15,000,000 Follow-On

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October 14, 2020

Transaction - Nova Measuring Instruments Ltd. $200,000,000 144 Convertible Debt Offering

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