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October 2, 2019

Opera Limited (OPRA) - Initiation of Research Coverage

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September 17, 2019

Legacy Housing Corporation (LEGH) - Initiation of Research Coverage

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August 7, 2019

HyreCar, Inc. (HYRE) - Initiation of Research Coverage

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August 5, 2019

Eton Pharmaceuticals, Inc. (ETON) - Initiation of Research Coverage

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August 1, 2019

Transaction - RealNetworks, Inc. $10,000,000 Revolving Line of Credit

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July 31, 2019

Veracyte, Inc. (VCYT) - Initiation of Research Coverage

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July 30, 2019

Transaction - Alphatec Holdings, Inc. $57,661,000 Follow-On

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July 29, 2019

Extreme Networks, Inc. (EXTR) - Initiation of Research Coverage

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July 12, 2019

Lake Street Names John Baumgartner as Head of Capital Markets

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July 11, 2019

Transaction - AquaVenture Holdings Limited $79,589,200 Follow-On

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July 9, 2019

Vista Outdoor Inc. (VSTO) - Initiation of Research Coverage

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July 8, 2019

Perion Network Ltd. (PERI) - Initiation of Research Coverage

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July 2, 2019

Transaction - NV5 Global, Inc. Acquires GeoDesign, Inc.

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June 24, 2019

QuinStreet, Inc. (QNST) - Initiation of Research Coverage

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June 12, 2019

Transaction - Chart Industries, Inc. $295,837,500 Follow-On

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June 12, 2019

Transaction - TheStreet, Inc. $16,500,000 Merger

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June 11, 2019

Napco Security Technologies, Inc. (NSSC) - Initiation of Research Coverage

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June 7, 2019

Tuesday Morning Corporation (TUES) - Initiation of Research Coverage

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June 5, 2019

Transaction - OptimizeRX Corporation $20,000,500 Follow-On

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June 4, 2019

Sonim Technologies, Inc. (SONM) - Initiation of Research Coverage

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October 30, 2017

OptimizeRx Corporation (OPRX) - Initiation of Research Coverage

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October 25, 2017

SITO Mobile, Ltd. (SITO) - Initiation of Research Coverage

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October 16, 2017

Alphatec Holdings, Inc. (ATEC) - Initiation of Research Coverage

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July 14, 2017

Surmodics, Inc. (SDRX) - Initiation of Research Coverage

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July 12, 2017

On Track Innovations Ltd. (OTIV) - Initiation of Research Coverage

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May 10, 2017

RiceBran Technologies (RIBT) - Initiation of Research Coverage

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April 12, 2017

PCTEL, Inc. (PCTI) - Initiation of Research Coverage

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March 21, 2017

NV5 Global, Inc. (NVEE) - Initiation of Research Coverage

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March 17, 2017

Nautilus, Inc. (NLS) - Initiation of Research Coverage

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February 27, 2017

Electro Scientific Industries, Inc. (ESIO) - Initiation of Research Coverage

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February 13, 2017

Synacor, Inc. (SYNC) - Initiation of Research Coverage

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January 30, 2017

Cardiovascular Systems, Inc. (CSII) - Initiation of Research Coverage

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January 3, 2017

BioScrip, Inc. (BIOS) - Initiation of Research Coverage

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December 21, 2016

NN, Inc. (NNBR) - Initiation of Research Coverage

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December 7, 2016

TheStreet, Inc. (TST) - Initiation of Research Coverage

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December 2, 2016

Aspen Group, Inc. (ASPU) - Initiation of Research Coverage

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October 17, 2016

Asure Software, Inc. (ASUR) - Initiation of Research Coverage

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September 27, 2016

Nano Dimension Ltd (NNDM) - Initiation of Research Coverage

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September 15, 2016

Health Insurance Innovations (HIIQ) - Initiation of Research Coverage

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September 13, 2016

HARSCO, Inc. (HSC) - Initiation of Research Coverage

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September 3, 2025

Transaction - Mama's Creations, Inc. $20,000,000 PIPE

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September 2, 2025

Transactions - Mama's Creations, Inc. $17,500,000 M&A Advisory

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August 28, 2025

Transaction - Journey Medical Corporation 3,750,000 share ATM Offering

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August 25, 2025

Transaction - Sequans Communications S.A. $200,000,000 ATM Offering

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August 19, 2025

Transaction - Velo3D, Inc. $20,125,000 Follow-on and Uplisting

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August 13, 2025

Transaction - Centrus Energy Corp. $805,000,000 144A Convertible Debt Offering

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August 13, 2025

Transaction - Ondas Holdings Inc. $173,000,000 Follow-on

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July 31, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $177,000,000 Fairness Opinion

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July 18, 2025

Transaction - BlackSky Technology Inc. $185,000,000 144A Convertible Debt Offering

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July 17, 2025

Transaction - Stereotaxis, Inc. $12,500,000 Registered Direct Offering

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June 10, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $50,000,000 ATM Offering

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June 6, 2025

Transaction - 374Water Inc. $15,100,000 ATM Offering

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June 6, 2025

Transaction - Aytu BioPharma, Inc. $16,560,000 Follow-on

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June 2, 2025

Transaction - Applied Digital Corporation $200,000,000 ATM Offering

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May 29, 2025

Transaction - TAT Technologies Ltd. $124,085,000 Follow-on

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May 15, 2025

Transaction - Interlink Electronics, Inc. $6,000,000 ATM Offering

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May 15, 2025

Transaction - Senseonics Holdings, Inc. $77,769,633 Follow-on and Concurrent PIPE

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May 9, 2025

Transaction - Centrus Energy Corp. $200,000,000 ATM Offering

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April 18, 2025

Transaction - AMMO, Inc. $75,000,000 Fairness Opinion

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April 15, 2025

Transaction - Semler Scientific, Inc. $500,000,000 ATM Offering

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