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April 22, 2020

Allot Ltd. (ALLT) - Initiation of Research Coverage

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April 17, 2020

The Passing of Our Teammate and Friend Chris Krueger

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April 7, 2020

Stereotaxis, Inc. (STXS) - Initiation of Research Coverage

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March 30, 2020

Lake Street Names Michael Fenton as Managing Director of Institutional Equities

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March 23, 2020

TheMaven, Inc. (MVEN) - Initiation of Research Coverage

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March 23, 2020

Atlas Technical Consultants, Inc. (ATCX) - Initiation of Research Coverage

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March 19, 2020

Sturm, Ruger & Company, Inc. (RGR) - Initiation of Research Coverage

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March 12, 2020

AquaBounty Technologies, Inc. (AQB) - Initiation of Research Coverage

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March 11, 2020

Universal Technical Institute, Inc. (UTI) - Initiation of Research Coverage

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March 4, 2020

Transaction - DermTech, Inc. $65,000,000 PIPE

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February 25, 2020

Transaction - Universal Technical Institute, Inc. $52,565,228 Follow-On

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February 24, 2020

BioLife Solutions, Inc. (BLFS) - Initiation of Research Coverage

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February 14, 2020

Transaction - AquaBounty Technologies, Inc. $15,525,000 Follow-On

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February 7, 2020

Transaction - Ziopharm Oncology, Inc. $90,434,780 Follow-On

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January 9, 2020

iCad, Inc. (ICAD) - Initiation of Research Coverage

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January 6, 2020

Sportsman's Warehouse Holdings, Inc. (SPWH) - Initiation of Research Coverage

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December 17, 2019

Transaction - RiceBran Technologies $8,481,250 Follow-On

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December 12, 2019

Transaction - Aquestive Therapeutics, Inc. $35,000,000 Follow-On

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December 11, 2019

Transaction - ENDRA Life Sciences Inc. $8,100,000 PIPE

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December 5, 2019

DermTech, Inc. (DMTK) - Initiation of Research Coverage

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April 20, 2026

Buda Juice, Inc. (BUDA) - Initiation of Coverage

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April 17, 2026

Palladyne AI Corp. (PDYN) - Initiation of Coverage

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April 15, 2026

Sanara MedTech Inc. (SMTI) - Initiation of Coverage

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April 14, 2026

Kura Oncology, Inc. (KURA) - Initiation of Coverage

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April 14, 2026

Rani Therapeutics Holdings, Inc. (RANI) - Initiation of Coverage

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April 7, 2026

Compugen Ltd. (CGEN) - Initiation of Coverage

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March 31, 2026

Ceragon Networks Ltd. (CRNT) - Initiation of Coverage

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March 20, 2026

Photronics, Inc. (PLAB) - Initiation of Coverage

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March 16, 2026

Prenetics Global Limited (PRE) - Initiation of Coverage

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March 13, 2026

Genasys Inc. (GNSS) - Initiation of Coverage

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March 5, 2026

SKYX Platforms Corp. (SKYX) - Initiation of Coverage

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March 3, 2026

Femasys Inc. (FEMY) - Initiation of Coverage

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March 2, 2026

Cognyte Software Ltd. (CGNT) - Initiation of Coverage

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February 26, 2026

Armanino Foods of Distinction, Inc. (AMNF) - Initiation of Coverage

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February 18, 2026

Allient Inc. (ALNT) - Initiation of Coverage

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February 11, 2026

Daxor Corporation (DXR) - Initiation of Coverage

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February 9, 2026

QuickLogic Corporation (QUIK) - Initiation of Coverage

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February 3, 2026

Plus Therapeutics, Inc. (PSTV) - Initiation of Coverage

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January 30, 2026

QT Imaging Holdings, Inc. (QTI) - Initiation of Coverage

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January 29, 2026

Flotek Industries, Inc. (FTK) - Initiation of Coverage

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January 10, 2023

Transaction - BIOLASE, Inc. $10,000,000 Follow-on

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December 8, 2022

Transaction - Chart Industries, Inc. $350,000,000 Follow-on Convertible Preferred

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December 8, 2022

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

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December 6, 2022

Transaction - Clearfield, Inc. $138,000,000 Follow-on

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November 15, 2022

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

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November 14, 2022

Transaction - SKNV Inc. $35,000,000 Private Placement

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October 27, 2022

Transaction - Calavo Growers, Inc. $18,500,000 Block Trade

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August 22, 2022

Transaction - Assertio Holdings, Inc. $70,000,000 144A Senior Notes

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August 19, 2022

Transaction - Capstone Green Energy Corp. $8,069,870 Follow-on

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August 15, 2022

Transaction - TELA Bio, Inc. $36,800,000 Follow-on

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July 1, 2022

Transaction - Ensysce Biosciences $8,000,000 Convertible Debt Offering

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June 28, 2022

Transaction - Biolase, Inc. $6,500,000 Registered Direct Offering

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June 10, 2022

Transaction - Electro-Sensors, Inc. Acquires Mobile X Global, Inc. Fairness Opinion

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June 9, 2022

Transaction - Cadre Holdings, Inc. $94,000,000 Follow-on

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May 13, 2022

Transaction - LiqTech International, Inc. $26,500,000 Follow-on

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April 12, 2022

Transaction - Applied Blockchain, Inc. $40,000,000 IPO

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February 11, 2022

Transaction - The Arena Group Holdings, Inc. $30,000,000 Follow-on

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February 10, 2022

Transaction - Modular Medical, Inc. $15,000,000 Follow-on

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December 9, 2021

Transaction - TechTarget, Inc. $414,000,000 Convertible Debt Offering

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December 9, 2021

Transaction - Perion Network Ltd. $180,000,000 Follow-on

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