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February 9, 2018

Diplomat Pharmacy, Inc. (DPLO) - Initiation of Research Coverage

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February 2, 2018

BioTime, Inc. (BTX) - Initiation of Research Coverage

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January 16, 2018

Transaction - Bebe Stores, Inc. $19,900,000 Recapitalization

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January 8, 2018

Meta Financial Group, Inc. (CASH) - Initiation of Research Coverage

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January 3, 2018

Transaction - Knowledge Marketing M&A Advisory

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January 3, 2018

Lake Street serves as exclusive financial advisor to Knowledge Marketing in its acquisition by ESW Capital

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November 30, 2017

Accuray Incorporated (ARAY) - Initiation of Research Coverage

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November 13, 2017

Data I/O Corporation (DAIO) - Initiation of Research Coverage

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November 10, 2017

Transaction - TheStreet, Inc. $7,850,000 PIPE

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November 10, 2017

Transaction - TheStreet, Inc. $55,000,000 Recapitalization

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October 30, 2017

OptimizeRx Corporation (OPRX) - Initiation of Research Coverage

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October 25, 2017

SITO Mobile, Ltd. (SITO) - Initiation of Research Coverage

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October 17, 2017

Transaction - BioTime, Inc. $28,800,000 Follow-On

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October 16, 2017

Transaction - Flexion Therapeutics, Inc. $122,400,000 Follow-On

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October 16, 2017

Alphatec Holdings, Inc. (ATEC) - Initiation of Research Coverage

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October 2, 2017

InnerWorkings, Inc. (INWK) - Initiation of Research Coverage

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September 14, 2017

Transaction - RiceBran Technologies. $2,900,000 Strategic Investment

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July 28, 2017

Transaction - SITO Mobile, Ltd. $6,000,000 Registered Direct Offering

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July 25, 2017

Transaction - Aspen Group, Inc. $10,000,000 Senior Credit Facility

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July 19, 2017

Transaction - Westport Fuel Systems Inc. $25,050,000 Follow-On

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October 21, 2025

Genelux Corporation (GNLX) - Initiation of Coverage

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October 13, 2025

Franklin Wireless Corp. (FKWL) - Initiation of Coverage

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October 3, 2025

Tactile Systems Technology, Inc. (TCMD) - Initiation of Coverage

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October 1, 2025

Velo3D, Inc. (VELO) - Initiation of Coverage

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September 23, 2025

Monopar Therapeutics Inc. (MNPR) - Initiation of Coverage

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September 22, 2025

Angel Studios, Inc. (ANGX) - Initiation of Coverage

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September 19, 2025

Birchtech Corp. (BCHT) - Initiation of Coverage

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September 18, 2025

Quantum Computing Inc. (QUBT) - Initiation of Coverage

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August 14, 2025

Amaero Ltd. (3DA) - Initiation of Coverage

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August 13, 2025

Oncolytics Biotech Inc. (ONCY) - Initiation of Coverage

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August 4, 2025

Red Violet, Inc. (RDVT) - Initiation of Coverage

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July 28, 2025

Rapid Micro Biosystems, Inc. (RPID) - Initiation of Coverage

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July 17, 2025

Senseonics Holdings, Inc. (SENS) - Initiation of Coverage

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July 16, 2025

AngioDynamics, Inc. (ANGO) - Initiation of Coverage

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July 15, 2025

Interlink Electronics, Inc. (LINK) - Initiation of Coverage

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July 10, 2025

Transcat, Inc. (TRNS) - Initiation of Coverage

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July 9, 2025

Coya Therapeutics, Inc. (COYA) - Initiation of Coverage

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July 1, 2025

Aytu BioPharma, Inc. (AYTU) - Initiation of Coverage

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June 18, 2025

TAT Technologies Ltd. (TATT) - Initiation of Coverage

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June 9, 2025

Sky Harbour Group Corporation (SKYH) - Initiation of Coverage

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November 10, 2021

Transaction - Backblaze, Inc. $115,000,000 IPO

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November 5, 2021

Transaction - Evaxion Biotech A/S $27,600,000 Follow-on

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November 3, 2021

Transaction - Cadre Holdings, Inc. $89,700,000 IPO

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November 2, 2021

Transaction - Impinj, Inc. $250,000,000 144A Convertible Debt Offering

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October 28, 2021

Transaction - AFC Gamma, Inc. $100,000,000 144A Senior Notes

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October 26, 2021

Transaction - OPY Acquisition Corp. I $126,500,000 IPO

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October 12, 2021

Transaction - Apollo Endosurgery, Inc. $74,865,000 Follow-on

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October 4, 2021

Transaction - UpHealth, Inc. $40,250,000 Follow-on

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September 29, 2021

Transaction - Jerash Holdings (US), Inc. $11,270,000 Follow-on

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September 21, 2021

Transaction - Greenbrook TMS, Inc. $13,235,063 Follow-on

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July 30, 2021

Transaction - iMedia Brands, Inc Aquires the Portal & Advertising Business Segment of Synacor

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July 13, 2021

Transaction - LeMaitre Vascular, Inc. $54,500,000 Follow-on

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June 9, 2021

Transaction - AcuityAds Holdings, Inc. $57,500,000 Follow-on

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May 25, 2021

Transaction - Achieve Life Sciences, Inc. $23,000,000 Follow-on

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May 12, 2021

Transaction - NaturalShrimp, Inc. $13,500,000 Registered Direct Offering

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May 3, 2021

Transaction - AMMO, Inc. Acquires GunBroker.com, LLC Fairness Opinion

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April 27, 2021

Transaction - RealNetworks, Inc. $22,275,000 Follow-on

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April 23, 2021

Transaction - EDAP TMS S.A. $28,012,500 Follow-On

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April 8, 2021

Transaction - Identiv, Inc. $40,249,992 Follow-on

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April 1, 2021

Transaction - Ebang International Holdings, Inc. $85,400,000 Registered Direct Offering

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