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September 11, 2018

Viemed Healthcare, Inc. (VMD.TO) - Initiation of Research Coverage

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September 6, 2018

Transaction - WSI Industries, Inc. $23,900,000 Fairness Opinion

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September 4, 2018

Identiv, Inc. (INVE) - Initiation of Research Coverage

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August 27, 2018

VirTra, Inc. (VTSI) - Initiation of Research Coverage

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August 17, 2018

AquaVenture Holdings Limited (WAAS) - Initiation of Research Coverage

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July 30, 2018

Semler Scientific, Inc. (SMLR) - Initiation of Research Coverage

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July 24, 2018

Transaction - Aquestive Therapeautics, Inc. $67,500,000 IPO

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July 23, 2018

Kindred Biosciences, Inc. (KIN) - Initiation of Research Coverage

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July 18, 2018

Transaction - Carbonite, Inc. $204,871,338 Follow-On

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July 3, 2018

Transaction - Profire Energy, Inc. $28,031,250 Follow-On

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June 28, 2018

Intermolecular, Inc. (IMI) - Initiation of Research Coverage

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June 25, 2018

Transaction - Trupanion, Inc. $69,000,000 Follow-On

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June 25, 2018

Transaction - Limoneira Company $69,000,000 Follow-On

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June 25, 2018

Transaction - Kindred Biosciences, Inc. $50,600,000 Follow-On

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June 25, 2018

LeMaitre Vascular, Inc. (LMAT) - Initiation of Research Coverage

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June 20, 2018

Transaction - TheStreet, Inc. $33,500,000 M&A Advisory

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June 18, 2018

Transaction - Asure Software, Inc. $50,312,500 Follow-On

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June 18, 2018

Tandem Diabetes Care, Inc. (TNDM) - Initiation of Research Coverage

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June 15, 2018

Capstone Turbine Corporation (CPST) - Initiation of Research Coverage

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May 29, 2018

ShotSpotter, Inc. (SSTI) - Initiation of Research Coverage

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March 5, 2026

SKYX Platforms Corp. (SKYX) - Initiation of Coverage

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March 3, 2026

Femasys Inc. (FEMY) - Initiation of Coverage

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March 2, 2026

Cognyte Software Ltd. (CGNT) - Initiation of Coverage

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February 26, 2026

Armanino Foods of Distinction, Inc. (AMNF) - Initiation of Coverage

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February 18, 2026

Allient Inc. (ALNT) - Initiation of Coverage

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February 11, 2026

Daxor Corporation (DXR) - Initiation of Coverage

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February 9, 2026

QuickLogic Corporation (QUIK) - Initiation of Coverage

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February 3, 2026

Plus Therapeutics, Inc. (PSTV) - Initiation of Coverage

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January 30, 2026

QT Imaging Holdings, Inc. (QTI) - Initiation of Coverage

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January 29, 2026

Flotek Industries, Inc. (FTK) - Initiation of Coverage

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December 18, 2025

Vishay Precision Group, Inc. (VPG) - Initiation of Coverage

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December 17, 2025

Aehr Test Systems, Inc. (AEHR) - Initiation of Coverage

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December 15, 2025

Gloo Holdings, Inc. (GLOO) - Initiation of Coverage

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December 10, 2025

Sequans Communications (SQNS) - Initiation of Coverage

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December 3, 2025

Pelthos Therapeutics Inc. (PTHS) - Initiation of Coverage

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December 2, 2025

Adagio Medical Holdings, Inc. (ADGM) - Initiation of Coverage

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December 1, 2025

Connect Biopharma Holdings, Inc. (CNTB) - Initiation of Coverage

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November 18, 2025

Safe Pro Group Inc. (SPAI) - Initiation of Coverage

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October 21, 2025

Genelux Corporation (GNLX) - Initiation of Coverage

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October 13, 2025

Franklin Wireless Corp. (FKWL) - Initiation of Coverage

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April 1, 2021

Transaction - Ebang International Holdings, Inc. $85,400,000 Registered Direct Offering

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March 31, 2021

Transaction - VirTra, Inc. $18,000,000 Registered Direct Offering

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March 25, 2021

Transaction - LiqTech International, Inc. $15,000,000 Private Placement

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March 19, 2021

Transaction - AFC Gamma, Inc. $136,562,500 IPO

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March 17, 2021

Transaction - CHF Solutions, Inc. $20,876,988 Follow-on

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March 11, 2021

Transaction - NV5 Global, Inc. 149,999,979 Follow-on

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March 11, 2021

Transaction - Smith Mircro Software, Inc. $65,217,391 Follow-on

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March 3, 2021

Transaction - iCAD, Inc. $25,087,284 Follow-on

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February 25, 2021

Transaction - AVITA Medical, Inc. $69,106,375 Follow-on

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February 24, 2021

Transaction - Biofrontera AG $8,911,133 Follow-on

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February 23, 2021

Transaction - PAVmed, Inc. $51,750,000 Follow-on

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February 19, 2021

Transaction - ClearPoint Neuro Inc. $50,000,010 Follow-on

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February 18, 2021

Transaction - Alpha Healthcare Acquisition Corp has Merged with Humacyte, Inc. Fairness Opinion

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February 17, 2021

Transaction - Ebang International Holdings, Inc. $72,400,000 Warrant Solicitation

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February 11, 2021

Transaction - Ebang International Holdings, Inc. $96,000,000 RDO

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February 10, 2021

Transaction - Babcock & Wilcox Enterprises, Inc. $172,500,003 Follow-on

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February 10, 2021

Transaction - Limbach Holdings, Inc. $24,612,300 Follow-On

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February 9, 2021

Transaction - OptimizeRx Corporation $75,425,625 Follow-on

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February 5, 2021

Transaction - Rekor Systems, Inc. $75,055,000 Follow-On

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February 5, 2021

Transaction - Veracyte, Inc. $632,500,000 Follow-On

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