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July 12, 2019

Lake Street Names John Baumgartner as Head of Capital Markets

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July 11, 2019

Transaction - AquaVenture Holdings Limited $79,589,200 Follow-On

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July 9, 2019

Vista Outdoor Inc. (VSTO) - Initiation of Research Coverage

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July 8, 2019

Perion Network Ltd. (PERI) - Initiation of Research Coverage

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July 2, 2019

Transaction - NV5 Global, Inc. Acquires GeoDesign, Inc.

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June 24, 2019

QuinStreet, Inc. (QNST) - Initiation of Research Coverage

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June 12, 2019

Transaction - Chart Industries, Inc. $295,837,500 Follow-On

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June 12, 2019

Transaction - TheStreet, Inc. $16,500,000 Merger

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June 11, 2019

Napco Security Technologies, Inc. (NSSC) - Initiation of Research Coverage

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June 7, 2019

Tuesday Morning Corporation (TUES) - Initiation of Research Coverage

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June 5, 2019

Transaction - OptimizeRX Corporation $20,000,500 Follow-On

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June 4, 2019

Sonim Technologies, Inc. (SONM) - Initiation of Research Coverage

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May 29, 2019

Checkpoint Therapeutics, Inc. (CKPT) - Initiation of Research Coverage

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May 22, 2019

Transaction - LiqTech International, Inc. $16,065,000 PIPE

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May 20, 2019

ENDRA Life Sciences, Inc. (NDRA) - Initiation of Research Coverage

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May 9, 2019

Transaction - Sonim Technologies, Inc. $45,178,573 IPO

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April 26, 2019

Reed's, Inc. (REED) - Initiation of Research Coverage

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April 4, 2019

Ziopharm Oncology, Inc. (ZIOP) - Initiation of Research Coverage

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March 25, 2019

Super League Gaming (SLGG) - Initiation of Research Coverage

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March 8, 2019

Transaction - RiceBran Technologies $12,140,000 PIPE

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May 20, 2022

Apyx Medical Corp (APYX) - Initiation of Coverage

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May 11, 2022

Kimball Electronics, Inc. (KE) - Initiation of Coverage

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May 9, 2022

Applied Blockchain, Inc. (APLD) - Initiation of Coverage

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April 29, 2022

CECO Environmental (CECE) - Initiation of Coverage

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April 29, 2022

Nauticus Robotics (CLAQ) - Initiation of Coverage

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April 21, 2022

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

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April 18, 2022

SWK Holdings Corp (SWKH) - Initiation of Coverage

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April 14, 2022

Sientra, Inc. (SIEN) - Initiation of Coverage

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April 13, 2022

The Container Store Group, Inc. (TCS) - Initiation of Coverage

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April 11, 2022

Performant Financial Corp (PFMT) - Initiation of Coverage

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April 8, 2022

Forian Inc. (FORA) - Initiation of Coverage

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April 8, 2022

Modular Medical, Inc. (MODD) - Initiation of Coverage

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April 5, 2022

Perimeter Medical Imaging AI, Inc. (PYNKF) - Initiation of Coverage

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March 7, 2022

Augmedix, Inc. (AUGX) - Initiation of Coverage

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March 7, 2022

Biotricity, Inc. (BTCY) - Initiation of Coverage

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March 4, 2022

CarParts.com Inc. (PRTS) - Initiation of Coverage

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February 22, 2022

MGP Ingredients, Inc. (MGPI) - Initiation of Coverage

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January 31, 2022

Inotiv, Inc. (NOTV) - Initiation of Coverage

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January 25, 2022

Arlo Technologies (ARLO) - Initiation of Coverage

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January 24, 2022

1847 Goedeker Inc. (GOED) - Initiation of Coverage

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July 14, 2026

Transaction - AEON Biopharma, Inc. $13,750,000 Follow-on

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June 30, 2026

Transaction - Hunt Properties, Inc. $65,000,000 Private Placement

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June 30, 2026

Transaction - Mama's Creations, Inc. $100,000,000 Follow-on

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June 9, 2026

Transaction - Applied Digital Corporation $1,590,000,000 144A Senior Secured Notes

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June 2, 2026

Transaction - Quantum Corporation $100,000,000 PIPE

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May 28, 2026

Transaction - NeoVolta Inc. $28,488,739 Follow-on

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May 18, 2026

Transaction - Rapid Micro Biosystems, Inc. $9,800,000 Registered Direct Offering

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May 15, 2026

Transaction - Babcock & Wilcox Enterprises, Inc. $230,000,000 Follow-on

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May 5, 2026

Transaction - ChronoScale Corporation $15,750,000 PIPE

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May 5, 2026

Transaction - Ekso Bionics Holdings, Inc. $973,000,000 M&A Advisory & Fairness Opinion

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April 30, 2026

Transaction - Senseonics Holdings, Inc. $92,000,000 Follow-on

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April 21, 2026

Transaction - Electro-Sensors, Inc. $29,500,000 M&A Advisory

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March 4, 2026

Transaction - Applied Digital Corporation $2,150,000,000 144A Senior Secured Notes

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March 3, 2026

Transaction - Knightscope, Inc. M&A Advisory

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February 26, 2026

Transaction - Birchtech Corp. $15,000,000 Follow-on and Uplisting

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February 20, 2026

Transaction - TriSalus Life Sciences, Inc. $46,000,012 Follow-on

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February 19, 2026

Transaction - Energy Services of America Corporation $23,000,000 Follow-on

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February 11, 2026

Transaction - Insight Molecular Diagnostics Inc. $26,024,258 Registered Direct Offering

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February 6, 2026

Transaction - Crawford United Corporation $300,000,000 M&A Advisory

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January 23, 2026

Transaction - Daxor Corporation $9,000,000 Registered Direct Offering

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