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February 5, 2019

Transaction - Melt Pharmaceuticals, Inc. $11,000,000 PIPE

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January 22, 2019

Transaction - Sonim Technologies $11,135,000 Private Placement

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December 18, 2018

Transaction - OptimizeRx Corporation $21,037,020 Follow-On

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December 10, 2018

Imprimis Pharmaceuticals, Inc. (IMMY) - Initiation of Research Coverage

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December 4, 2018

LiqTech International, Inc. (LIQT) - Initiation of Research Coverage

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December 3, 2018

Jerash Holdings, Inc. (JRSH) - Initiation of Research Coverage

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November 30, 2018

Akoustis Technologies, Inc. (AKTS) - Initiation of Research Coverage

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November 28, 2018

Biofrontera AG (BFRA) - Assumption of Research Coverage

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October 19, 2018

Transaction - Akoustics Technologies, Inc. $40,812,500 Follow-On

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September 24, 2018

Pareteum Corporation (TEUM) - Initiation of Research Coverage

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September 18, 2018

Transaction - Lantronix, Inc. $10,000,000 Follow-On

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September 13, 2018

Transaction - NN, Inc. $230,000,000 Follow-On

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September 11, 2018

Viemed Healthcare, Inc. (VMD.TO) - Initiation of Research Coverage

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September 6, 2018

Transaction - WSI Industries, Inc. $23,900,000 Fairness Opinion

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September 4, 2018

Identiv, Inc. (INVE) - Initiation of Research Coverage

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August 27, 2018

VirTra, Inc. (VTSI) - Initiation of Research Coverage

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August 17, 2018

AquaVenture Holdings Limited (WAAS) - Initiation of Research Coverage

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July 30, 2018

Semler Scientific, Inc. (SMLR) - Initiation of Research Coverage

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July 24, 2018

Transaction - Aquestive Therapeautics, Inc. $67,500,000 IPO

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July 23, 2018

Kindred Biosciences, Inc. (KIN) - Initiation of Research Coverage

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September 19, 2013

Destination XL Group (DXLG) - Initiation of Research Coverage

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September 18, 2013

SunOpta Inc. (STKL) - Initiation of Research Coverage

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September 5, 2013

BioTelemetry, Inc. (BEAT) - Initiation of Research Coverage

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July 15, 2013

PFSweb, Inc. (PFSW) - Initiation of Research Coverage

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March 6, 2013

Quantum Corporation (QTM) - Initiation of Research Coverage

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February 4, 2013

NetApp, Inc. (NTAP) - Initiation of Research Coverage

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January 17, 2013

Chart Industries (GTLS) - Initiation of Research Coverage

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January 15, 2013

NetScout Systems, Inc. (NTCT) - Initiation of Research Coverage

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January 8, 2013

Clean Energy Fuels (CLNE) - Initiation of Research Coverage

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January 8, 2013

Westport Innovations (WPRT) - Initiation of Research Coverage

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January 4, 2013

CommVault Systems, Inc. (CVLT) - Initiation of Research Coverage

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March 4, 2026

Transaction - Applied Digital Corporation $2,150,000,000 144A Senior Secured Notes

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March 3, 2026

Transaction - Knightscope, Inc. M&A Advisory

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February 26, 2026

Transaction - Birchtech Corp. $15,000,000 Follow-on and Uplisting

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February 20, 2026

Transaction - TriSalus Life Sciences, Inc. $46,000,012 Follow-on

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February 19, 2026

Transaction - Energy Services of America Corporation $23,000,000 Follow-on

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February 11, 2026

Transaction - Insight Molecular Diagnostics Inc. $26,024,258 Registered Direct Offering

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February 6, 2026

Transaction - Crawford United Corporation $300,000,000 M&A Advisory

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January 23, 2026

Transaction - Daxor Corporation $9,000,000 Registered Direct Offering

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January 21, 2026

Transaction - Ekso Bionics Holdings, Inc. $5,852,000 Convertible Preferred

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January 14, 2026

Transaction - Plus Therapeutics, Inc. $15,000,000 Follow-on

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January 9, 2026

Transaction - Ondas Holdings Inc. $1,000,000,000 Registered Direct Offering

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December 22, 2025

Transaction - Velo3D, Inc. $30,000,000 PIPE

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December 12, 2025

Transaction - LightPath Technologies, Inc. $69,071,875 Follow-on

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November 18, 2025

Transaction - Gloo Holdings, Inc. $78,277,504 Initial Public Offering

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November 13, 2025

Transaction - Applied Digital Corporation $2,350,000,000 144A Senior Secured Notes

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November 12, 2025

Transaction - 374Water Inc. $50,000,000 ATM Offering

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November 7, 2025

Transaction - Pelthos Therapeutics Inc. $18,000,000 Convertible Debt

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November 6, 2025

Transaction - Centrus Energy Corp. $1,000,000,000 ATM Offering

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November 5, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $200,000,000 ATM Offering

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October 31, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $29,000,000 M&A Advisory

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