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December 9, 2016

Transaction - Asure Software, Inc. $15,594,000 Follow-On

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December 7, 2016

TheStreet, Inc. (TST) - Initiation of Research Coverage

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December 2, 2016

Aspen Group, Inc. (ASPU) - Initiation of Research Coverage

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October 17, 2016

Asure Software, Inc. (ASUR) - Initiation of Research Coverage

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October 5, 2016

Transaction - VolitionRx Limited $11,250,000 Follow-On

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September 27, 2016

Transaction - Nano Dimension Ltd. $13,814,288 Follow-On

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September 27, 2016

Nano Dimension Ltd (NNDM) - Initiation of Research Coverage

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September 19, 2016

Invuity, Inc. (IVTY) - Initiation of Research Coverage

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September 15, 2016

Health Insurance Innovations (HIIQ) - Initiation of Research Coverage

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September 13, 2016

HARSCO, Inc. (HSC) - Initiation of Research Coverage

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August 26, 2016

CyberOptics Corporation (CYBE) - Initiation of Research Coverage

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August 23, 2016

CBS Money Watch: 3 small-cap stocks that may be worth big bets

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August 22, 2016

Avita Medical (AVMXY) - Initiation of Research Coverage

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August 18, 2016

Universal Electronics, Inc. (UEIC) - Initiation of Research Coverage

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July 21, 2016

Flexion Therapeutics, Inc. (FLXN) - Initiation of Research Coverage

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July 19, 2016

Trupanion, Inc. (TRUP) - Initiation of Research Coverage

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July 12, 2016

DAVIDsTEA, Inc. (DTEA) - Initiation of Research Coverage

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July 7, 2016

Transaction - TESARO, Inc. $433,147,500 Follow-On

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June 21, 2016

New York Times: Assault Rifles and Concealed Handguns at Center of a Changing Industry

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June 20, 2016

Boingo Wireless, Inc. (WIFI) - Initiation of Research Coverage

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June 11, 2019

Napco Security Technologies, Inc. (NSSC) - Initiation of Research Coverage

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June 7, 2019

Tuesday Morning Corporation (TUES) - Initiation of Research Coverage

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June 4, 2019

Sonim Technologies, Inc. (SONM) - Initiation of Research Coverage

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May 29, 2019

Checkpoint Therapeutics, Inc. (CKPT) - Initiation of Research Coverage

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May 20, 2019

ENDRA Life Sciences, Inc. (NDRA) - Initiation of Research Coverage

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April 26, 2019

Reed's, Inc. (REED) - Initiation of Research Coverage

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April 4, 2019

Ziopharm Oncology, Inc. (ZIOP) - Initiation of Research Coverage

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March 25, 2019

Super League Gaming (SLGG) - Initiation of Research Coverage

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March 5, 2019

DiaMedica Therapeutics, Inc. (DMAC) - Initiation of Research Coverage

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March 5, 2019

CTI BioPharma Corp. (CTIC) - Initiation of Research Coverage

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February 8, 2019

inTEST Corporation (INTT) - Initiation of Research Coverage

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December 10, 2018

Imprimis Pharmaceuticals, Inc. (IMMY) - Initiation of Research Coverage

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December 4, 2018

LiqTech International, Inc. (LIQT) - Initiation of Research Coverage

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December 3, 2018

Jerash Holdings, Inc. (JRSH) - Initiation of Research Coverage

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November 30, 2018

Akoustis Technologies, Inc. (AKTS) - Initiation of Research Coverage

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November 28, 2018

Biofrontera AG (BFRA) - Assumption of Research Coverage

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September 24, 2018

Pareteum Corporation (TEUM) - Initiation of Research Coverage

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September 11, 2018

Viemed Healthcare, Inc. (VMD.TO) - Initiation of Research Coverage

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September 4, 2018

Identiv, Inc. (INVE) - Initiation of Research Coverage

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August 27, 2018

VirTra, Inc. (VTSI) - Initiation of Research Coverage

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April 5, 2024

Transaction - Biodesix, Inc. $55,000,000 Registered Direct Offering & Concurrent PIPE

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March 26, 2024

Transaction - Cardlytics, Inc. $172,500,000 144A Convertible Debt Offering

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March 14, 2024

Transaction - Cadre Holdings, Inc. $127,334,445 Follow-on

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March 4, 2024

Transaction - Tandem Diabetes Care, Inc. $275,000,000 144A Convertible Debt Offering

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February 29, 2024

Transaction - ClearPoint Neuro, Inc. $17,250,000 Follow-on

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February 29, 2024

Transaction - Achieve Life Sciences, Inc. $60,000,000 Registered Direct Offering

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February 13, 2024

Transaction - BIOLASE, Inc. $7,040,000 Follow-on

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December 15, 2023

Transaction - PCTEL, Inc. Has Been Acquired by Amphenol Corporation Financial Advisor

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October 13, 2023

Transaction - PCTEL, Inc. to be Acquired by Amphenol Corporation Financial Advisor

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October 3, 2023

Transaction - Gaia, Inc. $5,008,500 Follow-on

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September 28, 2023

Transaction - Opera Limited $84,237,198 Follow-on

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September 19, 2023

Transaction - Elutia, Inc. $10,500,000 PIPE

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September 13, 2023

Transaction - BIOLASE, Inc. $4,500,000 Convertible Preferred

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September 7, 2023

Transaction - Karat Packaging Inc. $21,000,000 Follow-on

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July 19, 2023

Transaction - Harrow Health, Inc. $69,000,000 Follow-on

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June 22, 2023

Transaction - MamaMancini's Holdings, Inc. $18,058,120 Follow-on

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June 21, 2023

Transaction - DiaMedica Therapeutics Inc. $37,438,780 Private Placement

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June 8, 2023

Transaction - inTEST Corporation $20,000,000 ATM

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May 25, 2023

Transaction - Achieve Life Sciences, Inc. $16,500,000 Registered Direct Offering

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May 24, 2023

Transaction - BIOLASE, Inc. $4,550,000 Convertible Preferred

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