Lake Street Capital Markets

July 16, 2015

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

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July 14, 2015

REIS, Inc. (REIS) - Initiation of Research Coverage

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July 7, 2015

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

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June 24, 2015

Transaction - Celyad SA $100,100,000 Follow-On

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June 23, 2015

The Times (London): It was how the West was won, so don’t expect Americans to hand over their guns

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June 18, 2015

ShoreTel, Inc. (SHOR) - Initiation of Research Coverage

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June 16, 2015

Radiant Logistics (RLGT) - Initiation of Research Coverage

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June 10, 2015

Reuters: Boulder Brands forecasts first quarterly sales fall in 4 years

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June 3, 2015

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

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May 25, 2015

USA Today: Rosetta Stone shares jump on takeover talks

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May 22, 2015

Minneapolis Star Tribune: Analyst: Imation CEO's future in flux

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May 22, 2015

Minneapolis Star Tribune: Watches cause a hiccup for Evine Live's turnaround

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May 20, 2015

Chris Krueger Named #1 Earnings Estimator for Food Products Category In StarMine Analyst Awards

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May 13, 2015

Minneapolis Star Tribune: Which Proxy Adviser Will Have the Most Influence At Imation?

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May 5, 2015

Asterias Biotherapeutics (AST) - Initiation of Research Coverage

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May 4, 2015

Intellectual Asset Management Magazine: Unwired Planet’s $1 million man could be the key to unlocking its potential

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April 9, 2015

StarTek, Inc. (SRT) - Initiation of Research Coverage

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April 6, 2015

Cardio3 BioSciences (CIBSF) - Initiation of Research Coverage

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March 31, 2015

Intellectual Asset Management Magazine: With so much fear surrounding the PIPCO sector, now is the time to be greedy, says leading IP investor

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March 27, 2015

Minneapolis Star Tribune: Clinton Group appeals to Imation shareholders for board seats, compensation changes

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January 25, 2022

Arlo Technologies (ARLO) - Initiation of Coverage

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January 24, 2022

1847 Goedeker Inc. (GOED) - Initiation of Coverage

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January 3, 2022

Chicago Atlantic Real Estate Finance, Inc. (REFI) - Initiation of Coverage

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December 16, 2021

CPI Card Group, Inc. (PMTS) - Initiation of Coverage

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December 7, 2021

Banxa Holdings, Inc. (BNXAF) - Initiation of Coverage

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December 6, 2021

Backblaze, Inc. (BLZE) - Initiation of Coverage

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November 30, 2021

Ensysce Biosciences, Inc. (ENSC) - Initiation of Coverage

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November 30, 2021

DHI Group, Inc. (DHX) - Initiation of Coverage

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November 29, 2021

Cadre Holdings, Inc. (CDRE) - Initiation of Coverage

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November 22, 2021

Crexendo, Inc. (CXDO) - Initiation of Coverage

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November 19, 2021

Tile Shop Holdings, Inc. (TTSH) - Initiation of Coverage

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November 8, 2021

P3 Health Partners Inc. (FORE) - Initiation of Coverage

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November 8, 2021

3D Systems Corporation (DDD) - Initiation of Coverage

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November 1, 2021

Science 37, Inc. (SNCE) - Initiation of Coverage

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October 29, 2021

Local Bounti (LIII) - Initiation of Coverage

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October 26, 2021

Impinj, Inc. (PI) - Initiation of Coverage

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October 25, 2021

UpHealth, Inc. (UPH) - Initiation of Coverage

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October 20, 2021

The Andersons, Inc. (ANDE) - Initiation of Coverage

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October 6, 2021

Fathom Digital Manufacturing Corp. (ATMR) - Initiation of Coverage

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October 5, 2021

Greenbrook TMS Inc. (GBNH) - Initiation of Coverage

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March 18, 2016

Transaction - VolitionRx Limited $14,087,500 Follow-On

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February 17, 2016

Transaction - Asterias Biotherapeutics, Inc. Asset Swap

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February 2, 2016

Transaction - Turtle Beach Corporation $5,000,000 Follow-On

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January 4, 2016

Transaction - Ener-Core, Inc. $2,500,000 PIPE

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November 23, 2015

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

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October 20, 2015

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

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September 25, 2015

Transaction - SunOpta, Inc. $100,020,000 Follow-On

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September 3, 2015

Transaction - Field Nation, LLC $30,000,000 Private Placement

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August 7, 2015

Transaction - SMTP, Inc. $3,800,000 Follow-On

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July 16, 2015

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

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July 7, 2015

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

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June 24, 2015

Transaction - Celyad SA $100,100,000 Follow-On

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June 3, 2015

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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November 21, 2014

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

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July 2, 2014

Transaction - Selectica, Inc. $7,500,000 PIPE

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Lake Street News

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

REIS, Inc. (REIS) - Initiation of Research Coverage

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

Transaction - Celyad SA $100,100,000 Follow-On

The Times (London): It was how the West was won, so don’t expect Americans to hand over their guns

ShoreTel, Inc. (SHOR) - Initiation of Research Coverage

Radiant Logistics (RLGT) - Initiation of Research Coverage

Reuters: Boulder Brands forecasts first quarterly sales fall in 4 years

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

USA Today: Rosetta Stone shares jump on takeover talks

Minneapolis Star Tribune: Analyst: Imation CEO's future in flux

Minneapolis Star Tribune: Watches cause a hiccup for Evine Live's turnaround

Chris Krueger Named #1 Earnings Estimator for Food Products Category In StarMine Analyst Awards

Minneapolis Star Tribune: Which Proxy Adviser Will Have the Most Influence At Imation?

Asterias Biotherapeutics (AST) - Initiation of Research Coverage

Intellectual Asset Management Magazine: Unwired Planet’s $1 million man could be the key to unlocking its potential

StarTek, Inc. (SRT) - Initiation of Research Coverage

Cardio3 BioSciences (CIBSF) - Initiation of Research Coverage

Intellectual Asset Management Magazine: With so much fear surrounding the PIPCO sector, now is the time to be greedy, says leading IP investor

Minneapolis Star Tribune: Clinton Group appeals to Imation shareholders for board seats, compensation changes

Arlo Technologies (ARLO) - Initiation of Coverage

1847 Goedeker Inc. (GOED) - Initiation of Coverage

Chicago Atlantic Real Estate Finance, Inc. (REFI) - Initiation of Coverage

CPI Card Group, Inc. (PMTS) - Initiation of Coverage

Banxa Holdings, Inc. (BNXAF) - Initiation of Coverage

Backblaze, Inc. (BLZE) - Initiation of Coverage

Ensysce Biosciences, Inc. (ENSC) - Initiation of Coverage

DHI Group, Inc. (DHX) - Initiation of Coverage

Cadre Holdings, Inc. (CDRE) - Initiation of Coverage

Crexendo, Inc. (CXDO) - Initiation of Coverage

Tile Shop Holdings, Inc. (TTSH) - Initiation of Coverage

P3 Health Partners Inc. (FORE) - Initiation of Coverage

3D Systems Corporation (DDD) - Initiation of Coverage

Science 37, Inc. (SNCE) - Initiation of Coverage

Local Bounti (LIII) - Initiation of Coverage

Impinj, Inc. (PI) - Initiation of Coverage

UpHealth, Inc. (UPH) - Initiation of Coverage

The Andersons, Inc. (ANDE) - Initiation of Coverage

Fathom Digital Manufacturing Corp. (ATMR) - Initiation of Coverage

Greenbrook TMS Inc. (GBNH) - Initiation of Coverage

Transaction - VolitionRx Limited $14,087,500 Follow-On

Transaction - Asterias Biotherapeutics, Inc. Asset Swap

Transaction - Turtle Beach Corporation $5,000,000 Follow-On

Transaction - Ener-Core, Inc. $2,500,000 PIPE

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

Transaction - SunOpta, Inc. $100,020,000 Follow-On

Transaction - Field Nation, LLC $30,000,000 Private Placement

Transaction - SMTP, Inc. $3,800,000 Follow-On

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

Transaction - Celyad SA $100,100,000 Follow-On

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

Transaction - Selectica, Inc. $5,900,000 PIPE

Transaction - VolitionRx Limited $10,673,438 Follow-On

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

Transaction - Uniloc $10,000,000 Private Placement

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

Transaction - Selectica, Inc. $7,500,000 PIPE

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