Lake Street Capital Markets

June 19, 2017

Diebold Nixdorf, Incorporated (DBD) - Initiation of Research Coverage

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June 19, 2017

Cardtronics plc (CATM) - Initiation of Research Coverage

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June 1, 2017

Transaction - Asure Software, Inc. $27,500,000 Follow-On

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May 30, 2017

Digiliti Money, Inc. (DGLT) - Initiation of Research Coverage

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May 10, 2017

RiceBran Technologies (RIBT) - Initiation of Research Coverage

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April 17, 2017

Sientra, Inc. (SIEN) - Initiation of Research Coverage

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April 14, 2017

Transaction - NV5 GLobal, Inc. $42,000,000 Acquired Bock & Clark Corporation

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April 12, 2017

PCTEL, Inc. (PCTI) - Initiation of Research Coverage

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April 11, 2017

Transaction - Synacor, Inc. $20,000,000 Follow-On

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April 10, 2017

Transaction - Aspen Group, Inc. $7,500,000 PIPE

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March 30, 2017

Transaction - Carbonite, Inc. $125,000,000 144A Convertible Debt Offering

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March 21, 2017

NV5 Global, Inc. (NVEE) - Initiation of Research Coverage

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March 17, 2017

Nautilus, Inc. (NLS) - Initiation of Research Coverage

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March 8, 2017

Transaction - Health Insurance Innovations, Inc. $42,000,000 Follow-On

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February 27, 2017

Electro Scientific Industries, Inc. (ESIO) - Initiation of Research Coverage

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February 13, 2017

Transaction - RiceBran Technologies $8,000,000 PIPE

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February 13, 2017

Synacor, Inc. (SYNC) - Initiation of Research Coverage

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January 30, 2017

Cardiovascular Systems, Inc. (CSII) - Initiation of Research Coverage

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January 23, 2017

Transaction - Heron Therapeutics $150,000,000 Follow-On

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January 3, 2017

BioScrip, Inc. (BIOS) - Initiation of Research Coverage

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September 23, 2026

Quoin Pharmaceuticals, Ltd. (QNRX) - Initiation of Coverage

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September 17, 2026

Spruce Biosciences, Inc. (SPRB) - Initiation of Coverage

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September 17, 2026

Kyntra Bio, Inc. (KYNB) - Initiation of Coverage

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September 15, 2026

Alterity Therapeutics Limited (ATHE) - Initiation of Coverage

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September 2, 2026

CTS Corporation (CTS) - Initiation of Coverage

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September 1, 2026

Beyond Air, Inc. (XAIR) - Initiation of Coverage

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August 27, 2026

Verrica Pharmaceuticals Inc. (VRCA) - Initiation of Coverage

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August 13, 2026

RF Industries, Ltd. (RFIL) - Initiation of Coverage

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August 3, 2026

BranchOut Food Inc. (BOF) - Initiation of Coverage

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July 30, 2026

AEON Biopharma, Inc. (AEON) - Initiation of Coverage

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July 13, 2026

Glass House Brands Inc. (GLAS) - Initiation of Coverage

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July 9, 2026

Twin Disc, Incorporated (TWIN) - Initiation of Coverage

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July 6, 2026

The Oncology Institute, Inc. (TOI) - Initiation of Coverage

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June 26, 2026

NeoVolta Inc. (NEOV) - Initiation of Coverage

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June 25, 2026

Alpha and Omega Semiconductor Limited (AOSL) - Initiation of Coverage

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June 23, 2026

Vivani Medical, Inc. (VANI) - Initiation of Coverage

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June 11, 2026

Kazia Therapeutics Limited (KZIA) - Initiation of Coverage

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June 2, 2026

Nutex Health Inc. (NUTX) - Initiation of Coverage

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May 28, 2026

Aligos Therapeutics, Inc. (ALGS) - Initiation of Coverage

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May 28, 2026

Viking Therapeutics, Inc. (VKTX) - Initiation of Coverage

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September 11, 2026

Transaction - CPI Card Group Inc. $57,800,000 Follow-on

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September 10, 2026

Transaction - Axogen, Inc. $239,976,250 Follow-on

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August 28, 2026

Transaction - Quoin Pharmaceuticals, Ltd. $30,769,864 PIPE

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August 28, 2026

Transaction - BranchOut Food Inc. $3,208,500 Follow-on

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July 14, 2026

Transaction - AEON Biopharma, Inc. $13,750,000 Follow-on

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June 30, 2026

Transaction - Hunt Properties, Inc. $65,000,000 Private Placement

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June 30, 2026

Transaction - Mama's Creations, Inc. $100,000,000 Follow-on

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June 9, 2026

Transaction - Applied Digital Corporation $1,590,000,000 144A Senior Secured Notes

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June 2, 2026

Transaction - Quantum Corporation $100,000,000 PIPE

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May 28, 2026

Transaction - NeoVolta Inc. $28,488,739 Follow-on

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May 18, 2026

Transaction - Rapid Micro Biosystems, Inc. $9,800,000 Registered Direct Offering

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May 15, 2026

Transaction - Babcock & Wilcox Enterprises, Inc. $230,000,000 Follow-on

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May 5, 2026

Transaction - ChronoScale Corporation $15,750,000 PIPE

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May 5, 2026

Transaction - Ekso Bionics Holdings, Inc. $973,000,000 M&A Advisory & Fairness Opinion

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April 30, 2026

Transaction - Senseonics Holdings, Inc. $92,000,000 Follow-on

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April 21, 2026

Transaction - Electro-Sensors, Inc. $29,500,000 M&A Advisory

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March 4, 2026

Transaction - Applied Digital Corporation $2,150,000,000 144A Senior Secured Notes

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March 3, 2026

Transaction - Knightscope, Inc. M&A Advisory

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February 26, 2026

Transaction - Birchtech Corp. $15,000,000 Follow-on and Uplisting

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February 20, 2026

Transaction - TriSalus Life Sciences, Inc. $46,000,012 Follow-on

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Lake Street News

Diebold Nixdorf, Incorporated (DBD) - Initiation of Research Coverage

Cardtronics plc (CATM) - Initiation of Research Coverage

Transaction - Asure Software, Inc. $27,500,000 Follow-On

Digiliti Money, Inc. (DGLT) - Initiation of Research Coverage

RiceBran Technologies (RIBT) - Initiation of Research Coverage

Sientra, Inc. (SIEN) - Initiation of Research Coverage

Transaction - NV5 GLobal, Inc. $42,000,000 Acquired Bock & Clark Corporation

PCTEL, Inc. (PCTI) - Initiation of Research Coverage

Transaction - Synacor, Inc. $20,000,000 Follow-On

Transaction - Aspen Group, Inc. $7,500,000 PIPE

Transaction - Carbonite, Inc. $125,000,000 144A Convertible Debt Offering

NV5 Global, Inc. (NVEE) - Initiation of Research Coverage

Nautilus, Inc. (NLS) - Initiation of Research Coverage

Transaction - Health Insurance Innovations, Inc. $42,000,000 Follow-On

Electro Scientific Industries, Inc. (ESIO) - Initiation of Research Coverage

Transaction - RiceBran Technologies $8,000,000 PIPE

Synacor, Inc. (SYNC) - Initiation of Research Coverage

Cardiovascular Systems, Inc. (CSII) - Initiation of Research Coverage

Transaction - Heron Therapeutics $150,000,000 Follow-On

BioScrip, Inc. (BIOS) - Initiation of Research Coverage

Quoin Pharmaceuticals, Ltd. (QNRX) - Initiation of Coverage

Spruce Biosciences, Inc. (SPRB) - Initiation of Coverage

Kyntra Bio, Inc. (KYNB) - Initiation of Coverage

Alterity Therapeutics Limited (ATHE) - Initiation of Coverage

CTS Corporation (CTS) - Initiation of Coverage

Beyond Air, Inc. (XAIR) - Initiation of Coverage

Verrica Pharmaceuticals Inc. (VRCA) - Initiation of Coverage

RF Industries, Ltd. (RFIL) - Initiation of Coverage

BranchOut Food Inc. (BOF) - Initiation of Coverage

AEON Biopharma, Inc. (AEON) - Initiation of Coverage

Glass House Brands Inc. (GLAS) - Initiation of Coverage

Twin Disc, Incorporated (TWIN) - Initiation of Coverage

The Oncology Institute, Inc. (TOI) - Initiation of Coverage

NeoVolta Inc. (NEOV) - Initiation of Coverage

Alpha and Omega Semiconductor Limited (AOSL) - Initiation of Coverage

Vivani Medical, Inc. (VANI) - Initiation of Coverage

Kazia Therapeutics Limited (KZIA) - Initiation of Coverage

Nutex Health Inc. (NUTX) - Initiation of Coverage

Aligos Therapeutics, Inc. (ALGS) - Initiation of Coverage

Viking Therapeutics, Inc. (VKTX) - Initiation of Coverage

Transaction - CPI Card Group Inc. $57,800,000 Follow-on

Transaction - Axogen, Inc. $239,976,250 Follow-on

Transaction - Quoin Pharmaceuticals, Ltd. $30,769,864 PIPE

Transaction - BranchOut Food Inc. $3,208,500 Follow-on

Transaction - AEON Biopharma, Inc. $13,750,000 Follow-on

Transaction - Hunt Properties, Inc. $65,000,000 Private Placement

Transaction - Mama's Creations, Inc. $100,000,000 Follow-on

Transaction - Applied Digital Corporation $1,590,000,000 144A Senior Secured Notes

Transaction - Quantum Corporation $100,000,000 PIPE

Transaction - NeoVolta Inc. $28,488,739 Follow-on

Transaction - Rapid Micro Biosystems, Inc. $9,800,000 Registered Direct Offering

Transaction - Babcock & Wilcox Enterprises, Inc. $230,000,000 Follow-on

Transaction - ChronoScale Corporation $15,750,000 PIPE

Transaction - Ekso Bionics Holdings, Inc. $973,000,000 M&A Advisory & Fairness Opinion

Transaction - Senseonics Holdings, Inc. $92,000,000 Follow-on

Transaction - Electro-Sensors, Inc. $29,500,000 M&A Advisory

Transaction - Applied Digital Corporation $2,150,000,000 144A Senior Secured Notes

Transaction - Knightscope, Inc. M&A Advisory

Transaction - Birchtech Corp. $15,000,000 Follow-on and Uplisting

Transaction - TriSalus Life Sciences, Inc. $46,000,012 Follow-on

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