Lake Street Capital Markets

December 7, 2015

Bloomberg Business: Smith & Wesson Soars to Eight-Year High on Gun Control Talk

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December 7, 2015

Milwaukee Journal-Sentinel: Gun sales catching fire again across state, nation

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December 3, 2015

CNNMoney: You may own gun stocks and not know it

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November 28, 2015

Minneapolis Star-Tribune: Some positive news in Evine's stumble

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November 23, 2015

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

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November 23, 2015

Clearfield, Inc. (CLFD) - Initiation of Research Coverage

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November 6, 2015

Raleigh, NC News & Observer: PowerSecure posts record third-quarter sales

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November 2, 2015

Sigma Designs, Inc. (SIGM) - Initiation of Research Coverage

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October 26, 2015

Esperion Therapeutics, Inc. (ESPR) - Initiation of Research Coverage

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October 20, 2015

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

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October 15, 2015

Minneapolis Star-Tribune: Despite lower copper prices, PolyMet's mine still has financial appeal

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October 14, 2015

Clean Diesel Technologies (CDTI) - Initiation of Research Coverage

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October 7, 2015

Cross Country Healthcare (CCRN) - Initiation of Research Coverage

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October 2, 2015

Bloomberg Business: The ‘Inventor’ of the Mobile Internet Takes on Google, Samsung

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September 29, 2015

Minneapolis Star Tribune: Imation announces turnaround plan to move it to data storage and security focus

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September 25, 2015

Transaction - SunOpta, Inc. $100,020,000 Follow-On

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September 25, 2015

The Wall Street Transcript: Finding Growth Opportunities in E-Commerce Services and Digital Media

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September 23, 2015

FibroGen, Inc. (FGEN) - Initiation of Research Coverage

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September 21, 2015

inContact, Inc. (SAAS) - Initiation of Research Coverage

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September 8, 2015

Orbotech (ORBK) - Initiation of Research Coverage

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April 20, 2026

Buda Juice, Inc. (BUDA) - Initiation of Coverage

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April 17, 2026

Palladyne AI Corp. (PDYN) - Initiation of Coverage

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April 15, 2026

Sanara MedTech Inc. (SMTI) - Initiation of Coverage

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April 14, 2026

Kura Oncology, Inc. (KURA) - Initiation of Coverage

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April 14, 2026

Rani Therapeutics Holdings, Inc. (RANI) - Initiation of Coverage

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April 7, 2026

Compugen Ltd. (CGEN) - Initiation of Coverage

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March 31, 2026

Ceragon Networks Ltd. (CRNT) - Initiation of Coverage

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March 20, 2026

Photronics, Inc. (PLAB) - Initiation of Coverage

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March 16, 2026

Prenetics Global Limited (PRE) - Initiation of Coverage

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March 13, 2026

Genasys Inc. (GNSS) - Initiation of Coverage

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March 5, 2026

SKYX Platforms Corp. (SKYX) - Initiation of Coverage

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March 3, 2026

Femasys Inc. (FEMY) - Initiation of Coverage

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March 2, 2026

Cognyte Software Ltd. (CGNT) - Initiation of Coverage

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February 26, 2026

Armanino Foods of Distinction, Inc. (AMNF) - Initiation of Coverage

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February 18, 2026

Allient Inc. (ALNT) - Initiation of Coverage

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February 11, 2026

Daxor Corporation (DXR) - Initiation of Coverage

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February 9, 2026

QuickLogic Corporation (QUIK) - Initiation of Coverage

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February 3, 2026

Plus Therapeutics, Inc. (PSTV) - Initiation of Coverage

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January 30, 2026

QT Imaging Holdings, Inc. (QTI) - Initiation of Coverage

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January 29, 2026

Flotek Industries, Inc. (FTK) - Initiation of Coverage

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December 7, 2021

Transaction - Chicago Atlantic Real Estate Finance, Inc. $100,000,000 IPO

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November 18, 2021

Transaction - AquaBounty Technologies, Inc. $27,048,000 Follow-on

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November 11, 2021

Transaction - 3D Systems Corporation $460,000,000 Convertible Debt Offering

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November 10, 2021

Transaction - Backblaze, Inc. $115,000,000 IPO

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November 5, 2021

Transaction - Evaxion Biotech A/S $27,600,000 Follow-on

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November 3, 2021

Transaction - Cadre Holdings, Inc. $89,700,000 IPO

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November 2, 2021

Transaction - Impinj, Inc. $250,000,000 144A Convertible Debt Offering

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October 28, 2021

Transaction - AFC Gamma, Inc. $100,000,000 144A Senior Notes

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October 26, 2021

Transaction - OPY Acquisition Corp. I $126,500,000 IPO

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October 12, 2021

Transaction - Apollo Endosurgery, Inc. $74,865,000 Follow-on

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October 4, 2021

Transaction - UpHealth, Inc. $40,250,000 Follow-on

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September 29, 2021

Transaction - Jerash Holdings (US), Inc. $11,270,000 Follow-on

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September 21, 2021

Transaction - Greenbrook TMS, Inc. $13,235,063 Follow-on

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July 30, 2021

Transaction - iMedia Brands, Inc Aquires the Portal & Advertising Business Segment of Synacor

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July 13, 2021

Transaction - LeMaitre Vascular, Inc. $54,500,000 Follow-on

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June 9, 2021

Transaction - AcuityAds Holdings, Inc. $57,500,000 Follow-on

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May 25, 2021

Transaction - Achieve Life Sciences, Inc. $23,000,000 Follow-on

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May 12, 2021

Transaction - NaturalShrimp, Inc. $13,500,000 Registered Direct Offering

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May 3, 2021

Transaction - AMMO, Inc. Acquires GunBroker.com, LLC Fairness Opinion

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April 27, 2021

Transaction - RealNetworks, Inc. $22,275,000 Follow-on

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Lake Street News

Bloomberg Business: Smith & Wesson Soars to Eight-Year High on Gun Control Talk

Milwaukee Journal-Sentinel: Gun sales catching fire again across state, nation

CNNMoney: You may own gun stocks and not know it

Minneapolis Star-Tribune: Some positive news in Evine's stumble

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

Clearfield, Inc. (CLFD) - Initiation of Research Coverage

Raleigh, NC News & Observer: PowerSecure posts record third-quarter sales

Sigma Designs, Inc. (SIGM) - Initiation of Research Coverage

Esperion Therapeutics, Inc. (ESPR) - Initiation of Research Coverage

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

Minneapolis Star-Tribune: Despite lower copper prices, PolyMet's mine still has financial appeal

Clean Diesel Technologies (CDTI) - Initiation of Research Coverage

Cross Country Healthcare (CCRN) - Initiation of Research Coverage

Bloomberg Business: The ‘Inventor’ of the Mobile Internet Takes on Google, Samsung

Minneapolis Star Tribune: Imation announces turnaround plan to move it to data storage and security focus

Transaction - SunOpta, Inc. $100,020,000 Follow-On

The Wall Street Transcript: Finding Growth Opportunities in E-Commerce Services and Digital Media

FibroGen, Inc. (FGEN) - Initiation of Research Coverage

inContact, Inc. (SAAS) - Initiation of Research Coverage

Orbotech (ORBK) - Initiation of Research Coverage

Buda Juice, Inc. (BUDA) - Initiation of Coverage

Palladyne AI Corp. (PDYN) - Initiation of Coverage

Sanara MedTech Inc. (SMTI) - Initiation of Coverage

Kura Oncology, Inc. (KURA) - Initiation of Coverage

Rani Therapeutics Holdings, Inc. (RANI) - Initiation of Coverage

Compugen Ltd. (CGEN) - Initiation of Coverage

Ceragon Networks Ltd. (CRNT) - Initiation of Coverage

Photronics, Inc. (PLAB) - Initiation of Coverage

Prenetics Global Limited (PRE) - Initiation of Coverage

Genasys Inc. (GNSS) - Initiation of Coverage

SKYX Platforms Corp. (SKYX) - Initiation of Coverage

Femasys Inc. (FEMY) - Initiation of Coverage

Cognyte Software Ltd. (CGNT) - Initiation of Coverage

Armanino Foods of Distinction, Inc. (AMNF) - Initiation of Coverage

Allient Inc. (ALNT) - Initiation of Coverage

Daxor Corporation (DXR) - Initiation of Coverage

QuickLogic Corporation (QUIK) - Initiation of Coverage

Plus Therapeutics, Inc. (PSTV) - Initiation of Coverage

QT Imaging Holdings, Inc. (QTI) - Initiation of Coverage

Flotek Industries, Inc. (FTK) - Initiation of Coverage

Transaction - Chicago Atlantic Real Estate Finance, Inc. $100,000,000 IPO

Transaction - AquaBounty Technologies, Inc. $27,048,000 Follow-on

Transaction - 3D Systems Corporation $460,000,000 Convertible Debt Offering

Transaction - Backblaze, Inc. $115,000,000 IPO

Transaction - Evaxion Biotech A/S $27,600,000 Follow-on

Transaction - Cadre Holdings, Inc. $89,700,000 IPO

Transaction - Impinj, Inc. $250,000,000 144A Convertible Debt Offering

Transaction - AFC Gamma, Inc. $100,000,000 144A Senior Notes

Transaction - OPY Acquisition Corp. I $126,500,000 IPO

Transaction - Apollo Endosurgery, Inc. $74,865,000 Follow-on

Transaction - UpHealth, Inc. $40,250,000 Follow-on

Transaction - Jerash Holdings (US), Inc. $11,270,000 Follow-on

Transaction - Greenbrook TMS, Inc. $13,235,063 Follow-on

Transaction - iMedia Brands, Inc Aquires the Portal & Advertising Business Segment of Synacor

Transaction - LeMaitre Vascular, Inc. $54,500,000 Follow-on

Transaction - AcuityAds Holdings, Inc. $57,500,000 Follow-on

Transaction - Achieve Life Sciences, Inc. $23,000,000 Follow-on

Transaction - NaturalShrimp, Inc. $13,500,000 Registered Direct Offering

Transaction - AMMO, Inc. Acquires GunBroker.com, LLC Fairness Opinion

Transaction - RealNetworks, Inc. $22,275,000 Follow-on

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