Lake Street Capital Markets

February 26, 2014

Transaction - VolitionRX Limited $3,000,000 PIPE

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February 20, 2014

Parametric Sound (PAMT) - Initiation of Research Coverage

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February 19, 2014

Alteva, Inc. (ALTV) - Initiation of Research Coverage

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February 14, 2014

ClickSoftware Technologies (CKSW) - Initiation of Research Coverage

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February 5, 2014

Natural Gas Services Group (NGS) - Initiation of Research Coverage

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February 4, 2014

ZipRealty, Inc. (ZIPR) - Initiation of Research Coverage

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February 4, 2014

Streamline Health (STRM) - Initiation of Research Coverage

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January 24, 2014

Transaction - Selectica, Inc. $8,700,000 PIPE

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January 13, 2014

The ONE Group (STKS) - Initiation of Research Coverage

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January 8, 2014

Bloomberg News: Riverbed Receives $3.08 Billion Takeover Bid From Elliott

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December 11, 2013

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

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November 15, 2013

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

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November 11, 2013

Adept Technology (ADEP) - Initiation of Research Coverage

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November 11, 2013

Kona Grill, Inc. (KONA) - Initiation of Research Coverage

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October 24, 2013

Ballard Power Systems (BLDP) - Initiation of Research Coverage

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October 16, 2013

Smith & Wesson (SWHC) - Initiation of Research Coverage

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October 16, 2013

Autobytel Inc. (ABTL) - Initiation of Research Coverage

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October 15, 2013

EnteroMedics Inc. (ETRM) - Initiation of Research Coverage

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October 9, 2013

Transaction - Ballard Power Systems, Inc. $14,490,000 Follow-On

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October 4, 2013

Boulder Brands, Inc. (BDBD) - Initiation of Research Coverage

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July 1, 2025

Aytu BioPharma, Inc. (AYTU) - Initiation of Coverage

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June 18, 2025

TAT Technologies Ltd. (TATT) - Initiation of Coverage

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June 9, 2025

Sky Harbour Group Corporation (SKYH) - Initiation of Coverage

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May 20, 2025

Bolt Biotherapeutics, Inc. (BOLT) - Initiation of Coverage

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May 19, 2025

Energy Services of America Corporation (ESOA) - Initiation of Coverage

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April 25, 2025

American Public Education, Inc. (APEI) - Initiation of Coverage

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April 24, 2025

ACCESS Newswire Inc. (ACCS) - Initiation of Coverage

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April 14, 2025

Ondas Holdings Inc. (ONDS) - Initiation of Coverage

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April 7, 2025

OrthoPediatrics Corp. (KIDS) - Initiation of Coverage

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April 2, 2025

Immunome, Inc. (IMNM) - Initiation of Coverage

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April 2, 2025

Lantern Pharma Inc. (LTRN) - Initiation of Coverage

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April 2, 2025

OS Therapies Incorporated (OSTX) - Initiation of Coverage

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March 28, 2025

OncoCyte Corporation (OCX) - Initiation of Coverage

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March 24, 2025

Hyperfine, Inc. (HYPR) - Initiation of Coverage

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March 18, 2025

Richtech Robotics Inc. (RR) - Initiation of Coverage

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March 17, 2025

FitLife Brands, Inc. (FTLF) - Initiation of Coverage

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March 17, 2025

Axogen, Inc. (AXGN) - Initiation of Coverage

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March 11, 2025

Lakeland Industries, Inc. (LAKE) - Initiation of Coverage

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February 26, 2025

Blade Air Mobility, Inc. (BLDE) - Initiation of Coverage

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February 24, 2025

Beta Bionics, Inc. (BBNX) - Initiation of Coverage

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May 3, 2021

Transaction - AMMO, Inc. Acquires GunBroker.com, LLC Fairness Opinion

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April 27, 2021

Transaction - RealNetworks, Inc. $22,275,000 Follow-on

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April 23, 2021

Transaction - EDAP TMS S.A. $28,012,500 Follow-On

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April 8, 2021

Transaction - Identiv, Inc. $40,249,992 Follow-on

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April 1, 2021

Transaction - Ebang International Holdings, Inc. $85,400,000 Registered Direct Offering

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March 31, 2021

Transaction - VirTra, Inc. $18,000,000 Registered Direct Offering

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March 25, 2021

Transaction - LiqTech International, Inc. $15,000,000 Private Placement

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March 19, 2021

Transaction - AFC Gamma, Inc. $136,562,500 IPO

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March 17, 2021

Transaction - CHF Solutions, Inc. $20,876,988 Follow-on

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March 11, 2021

Transaction - NV5 Global, Inc. 149,999,979 Follow-on

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March 11, 2021

Transaction - Smith Mircro Software, Inc. $65,217,391 Follow-on

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March 3, 2021

Transaction - iCAD, Inc. $25,087,284 Follow-on

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February 25, 2021

Transaction - AVITA Medical, Inc. $69,106,375 Follow-on

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February 24, 2021

Transaction - Biofrontera AG $8,911,133 Follow-on

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February 23, 2021

Transaction - PAVmed, Inc. $51,750,000 Follow-on

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February 19, 2021

Transaction - ClearPoint Neuro Inc. $50,000,010 Follow-on

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February 18, 2021

Transaction - Alpha Healthcare Acquisition Corp has Merged with Humacyte, Inc. Fairness Opinion

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February 17, 2021

Transaction - Ebang International Holdings, Inc. $72,400,000 Warrant Solicitation

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February 11, 2021

Transaction - Ebang International Holdings, Inc. $96,000,000 RDO

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February 10, 2021

Transaction - Babcock & Wilcox Enterprises, Inc. $172,500,003 Follow-on

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Lake Street News

Transaction - VolitionRX Limited $3,000,000 PIPE

Parametric Sound (PAMT) - Initiation of Research Coverage

Alteva, Inc. (ALTV) - Initiation of Research Coverage

ClickSoftware Technologies (CKSW) - Initiation of Research Coverage

Natural Gas Services Group (NGS) - Initiation of Research Coverage

ZipRealty, Inc. (ZIPR) - Initiation of Research Coverage

Streamline Health (STRM) - Initiation of Research Coverage

Transaction - Selectica, Inc. $8,700,000 PIPE

The ONE Group (STKS) - Initiation of Research Coverage

Bloomberg News: Riverbed Receives $3.08 Billion Takeover Bid From Elliott

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

Adept Technology (ADEP) - Initiation of Research Coverage

Kona Grill, Inc. (KONA) - Initiation of Research Coverage

Ballard Power Systems (BLDP) - Initiation of Research Coverage

Smith & Wesson (SWHC) - Initiation of Research Coverage

Autobytel Inc. (ABTL) - Initiation of Research Coverage

EnteroMedics Inc. (ETRM) - Initiation of Research Coverage

Transaction - Ballard Power Systems, Inc. $14,490,000 Follow-On

Boulder Brands, Inc. (BDBD) - Initiation of Research Coverage

Aytu BioPharma, Inc. (AYTU) - Initiation of Coverage

TAT Technologies Ltd. (TATT) - Initiation of Coverage

Sky Harbour Group Corporation (SKYH) - Initiation of Coverage

Bolt Biotherapeutics, Inc. (BOLT) - Initiation of Coverage

Energy Services of America Corporation (ESOA) - Initiation of Coverage

American Public Education, Inc. (APEI) - Initiation of Coverage

ACCESS Newswire Inc. (ACCS) - Initiation of Coverage

Ondas Holdings Inc. (ONDS) - Initiation of Coverage

OrthoPediatrics Corp. (KIDS) - Initiation of Coverage

Immunome, Inc. (IMNM) - Initiation of Coverage

Lantern Pharma Inc. (LTRN) - Initiation of Coverage

OS Therapies Incorporated (OSTX) - Initiation of Coverage

OncoCyte Corporation (OCX) - Initiation of Coverage

Hyperfine, Inc. (HYPR) - Initiation of Coverage

Richtech Robotics Inc. (RR) - Initiation of Coverage

FitLife Brands, Inc. (FTLF) - Initiation of Coverage

Axogen, Inc. (AXGN) - Initiation of Coverage

Lakeland Industries, Inc. (LAKE) - Initiation of Coverage

Blade Air Mobility, Inc. (BLDE) - Initiation of Coverage

Beta Bionics, Inc. (BBNX) - Initiation of Coverage

Transaction - AMMO, Inc. Acquires GunBroker.com, LLC Fairness Opinion

Transaction - RealNetworks, Inc. $22,275,000 Follow-on

Transaction - EDAP TMS S.A. $28,012,500 Follow-On

Transaction - Identiv, Inc. $40,249,992 Follow-on

Transaction - Ebang International Holdings, Inc. $85,400,000 Registered Direct Offering

Transaction - VirTra, Inc. $18,000,000 Registered Direct Offering

Transaction - LiqTech International, Inc. $15,000,000 Private Placement

Transaction - AFC Gamma, Inc. $136,562,500 IPO

Transaction - CHF Solutions, Inc. $20,876,988 Follow-on

Transaction - NV5 Global, Inc. 149,999,979 Follow-on

Transaction - Smith Mircro Software, Inc. $65,217,391 Follow-on

Transaction - iCAD, Inc. $25,087,284 Follow-on

Transaction - AVITA Medical, Inc. $69,106,375 Follow-on

Transaction - Biofrontera AG $8,911,133 Follow-on

Transaction - PAVmed, Inc. $51,750,000 Follow-on

Transaction - ClearPoint Neuro Inc. $50,000,010 Follow-on

Transaction - Alpha Healthcare Acquisition Corp has Merged with Humacyte, Inc. Fairness Opinion

Transaction - Ebang International Holdings, Inc. $72,400,000 Warrant Solicitation

Transaction - Ebang International Holdings, Inc. $96,000,000 RDO

Transaction - Babcock & Wilcox Enterprises, Inc. $172,500,003 Follow-on

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