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March 18, 2014

Rosetta Stone Inc. (RST) Initiation of Research Coverage

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March 10, 2014

Landec Corporation (LNDC) - Initiation of Research Coverage

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February 26, 2014

Transaction - VolitionRX Limited $3,000,000 PIPE

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February 20, 2014

Parametric Sound (PAMT) - Initiation of Research Coverage

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February 19, 2014

Alteva, Inc. (ALTV) - Initiation of Research Coverage

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February 14, 2014

ClickSoftware Technologies (CKSW) - Initiation of Research Coverage

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February 5, 2014

Natural Gas Services Group (NGS) - Initiation of Research Coverage

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February 4, 2014

ZipRealty, Inc. (ZIPR) - Initiation of Research Coverage

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February 4, 2014

Streamline Health (STRM) - Initiation of Research Coverage

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January 24, 2014

Transaction - Selectica, Inc. $8,700,000 PIPE

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January 13, 2014

The ONE Group (STKS) - Initiation of Research Coverage

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January 8, 2014

Bloomberg News: Riverbed Receives $3.08 Billion Takeover Bid From Elliott

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December 11, 2013

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

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November 15, 2013

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

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November 11, 2013

Adept Technology (ADEP) - Initiation of Research Coverage

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November 11, 2013

Kona Grill, Inc. (KONA) - Initiation of Research Coverage

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October 24, 2013

Ballard Power Systems (BLDP) - Initiation of Research Coverage

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October 16, 2013

Smith & Wesson (SWHC) - Initiation of Research Coverage

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October 16, 2013

Autobytel Inc. (ABTL) - Initiation of Research Coverage

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October 15, 2013

EnteroMedics Inc. (ETRM) - Initiation of Research Coverage

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July 10, 2025

Transcat, Inc. (TRNS) - Initiation of Coverage

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July 9, 2025

Coya Therapeutics, Inc. (COYA) - Initiation of Coverage

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July 1, 2025

Aytu BioPharma, Inc. (AYTU) - Initiation of Coverage

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June 18, 2025

TAT Technologies Ltd. (TATT) - Initiation of Coverage

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June 9, 2025

Sky Harbour Group Corporation (SKYH) - Initiation of Coverage

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May 20, 2025

Bolt Biotherapeutics, Inc. (BOLT) - Initiation of Coverage

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May 19, 2025

Energy Services of America Corporation (ESOA) - Initiation of Coverage

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April 25, 2025

American Public Education, Inc. (APEI) - Initiation of Coverage

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April 24, 2025

ACCESS Newswire Inc. (ACCS) - Initiation of Coverage

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April 14, 2025

Ondas Holdings Inc. (ONDS) - Initiation of Coverage

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April 7, 2025

OrthoPediatrics Corp. (KIDS) - Initiation of Coverage

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April 2, 2025

Immunome, Inc. (IMNM) - Initiation of Coverage

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April 2, 2025

Lantern Pharma Inc. (LTRN) - Initiation of Coverage

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April 2, 2025

OS Therapies Incorporated (OSTX) - Initiation of Coverage

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March 28, 2025

OncoCyte Corporation (OCX) - Initiation of Coverage

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March 24, 2025

Hyperfine, Inc. (HYPR) - Initiation of Coverage

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March 18, 2025

Richtech Robotics Inc. (RR) - Initiation of Coverage

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March 17, 2025

FitLife Brands, Inc. (FTLF) - Initiation of Coverage

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March 17, 2025

Axogen, Inc. (AXGN) - Initiation of Coverage

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March 11, 2025

Lakeland Industries, Inc. (LAKE) - Initiation of Coverage

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May 18, 2018

Transaction - Primo Water Corporation $74,752,300 Follow-On

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May 8, 2018

Transaction - OptimizeRx Corporation $9,000,000 PIPE

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April 27, 2018

Transaction - Turtle Beach Corporation $8,400,000 PIPE

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April 27, 2018

Transaction - Turtle Beach Corporation $19,300,000 Recapitalization

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April 19, 2018

Transaction - Aspen Group, Inc. $23,000,000 Follow-On

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April 3, 2018

Transaction - RMG Networks Holding Corporation $16,800,000 Fairness Opinion

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March 28, 2018

Transaction - Heron Therapeutics, Inc. $156,000,000 Follow-On

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March 28, 2018

Transaction - SharpSpring, Inc. $8,000,000 PIPE

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March 21, 2018

Transaction - Gaia, Inc. $40,250,000 Follow-On

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March 13, 2018

Transaction - VolitionRX Limited $8,450,000 Follow-On

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March 8, 2018

Transaction - Checkpoint Therapeutics, Inc. $21,010,000 Follow-On

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February 21, 2018

Transaction - Nano Dimensions Ltd. $13,800,000 Follow-On

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February 16, 2018

Transaction - Biofrontera AG $12,900,000 IPO

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February 9, 2018

Transaction - SITO Mobile, Ltd. $14,950,000 Follow-On

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January 16, 2018

Transaction - Bebe Stores, Inc. $19,900,000 Recapitalization

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January 3, 2018

Transaction - Knowledge Marketing M&A Advisory

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November 10, 2017

Transaction - TheStreet, Inc. $7,850,000 PIPE

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November 10, 2017

Transaction - TheStreet, Inc. $55,000,000 Recapitalization

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October 17, 2017

Transaction - BioTime, Inc. $28,800,000 Follow-On

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October 16, 2017

Transaction - Flexion Therapeutics, Inc. $122,400,000 Follow-On

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