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February 20, 2014

Parametric Sound (PAMT) - Initiation of Research Coverage

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February 19, 2014

Alteva, Inc. (ALTV) - Initiation of Research Coverage

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February 14, 2014

ClickSoftware Technologies (CKSW) - Initiation of Research Coverage

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February 5, 2014

Natural Gas Services Group (NGS) - Initiation of Research Coverage

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February 4, 2014

ZipRealty, Inc. (ZIPR) - Initiation of Research Coverage

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February 4, 2014

Streamline Health (STRM) - Initiation of Research Coverage

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January 24, 2014

Transaction - Selectica, Inc. $8,700,000 PIPE

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January 13, 2014

The ONE Group (STKS) - Initiation of Research Coverage

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January 8, 2014

Bloomberg News: Riverbed Receives $3.08 Billion Takeover Bid From Elliott

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December 11, 2013

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

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November 15, 2013

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

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November 11, 2013

Adept Technology (ADEP) - Initiation of Research Coverage

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November 11, 2013

Kona Grill, Inc. (KONA) - Initiation of Research Coverage

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October 24, 2013

Ballard Power Systems (BLDP) - Initiation of Research Coverage

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October 16, 2013

Smith & Wesson (SWHC) - Initiation of Research Coverage

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October 16, 2013

Autobytel Inc. (ABTL) - Initiation of Research Coverage

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October 15, 2013

EnteroMedics Inc. (ETRM) - Initiation of Research Coverage

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October 9, 2013

Transaction - Ballard Power Systems, Inc. $14,490,000 Follow-On

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October 4, 2013

Boulder Brands, Inc. (BDBD) - Initiation of Research Coverage

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September 26, 2013

Transaction - Westport Innovations, Inc. $152,340,000 Follow-On

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June 15, 2018

Capstone Turbine Corporation (CPST) - Initiation of Research Coverage

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May 29, 2018

ShotSpotter, Inc. (SSTI) - Initiation of Research Coverage

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April 26, 2018

Clarus Corporation (CLAR) - Initiation of Research Coverage

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April 3, 2018

USA Technologies, Inc. (USAT) - Initiation of Research Coverage

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March 28, 2018

The Joint Corp. (JYNT) - Initiation of Research Coverage

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March 26, 2018

Nova Measuring Instruments Ltd. (NVMI) - Initiation of Research Coverage

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March 20, 2018

Telaria, Inc. (TLRA) - Initiation of Research Coverage

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February 9, 2018

Diplomat Pharmacy, Inc. (DPLO) - Initiation of Research Coverage

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November 30, 2017

Accuray Incorporated (ARAY) - Initiation of Research Coverage

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November 13, 2017

Data I/O Corporation (DAIO) - Initiation of Research Coverage

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October 30, 2017

OptimizeRx Corporation (OPRX) - Initiation of Research Coverage

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October 25, 2017

SITO Mobile, Ltd. (SITO) - Initiation of Research Coverage

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October 16, 2017

Alphatec Holdings, Inc. (ATEC) - Initiation of Research Coverage

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July 14, 2017

Surmodics, Inc. (SDRX) - Initiation of Research Coverage

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July 12, 2017

On Track Innovations Ltd. (OTIV) - Initiation of Research Coverage

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May 10, 2017

RiceBran Technologies (RIBT) - Initiation of Research Coverage

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April 12, 2017

PCTEL, Inc. (PCTI) - Initiation of Research Coverage

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March 21, 2017

NV5 Global, Inc. (NVEE) - Initiation of Research Coverage

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March 17, 2017

Nautilus, Inc. (NLS) - Initiation of Research Coverage

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February 27, 2017

Electro Scientific Industries, Inc. (ESIO) - Initiation of Research Coverage

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April 18, 2023

Transaction - TELA Bio, Inc. $45,125,000 Follow-on

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April 13, 2023

Transaction - Envoy Medical Corporation Merges with Anzu Special Acquisition Corp I Fairness Opinion

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January 10, 2023

Transaction - BIOLASE, Inc. $10,000,000 Follow-on

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December 8, 2022

Transaction - Chart Industries, Inc. $350,000,000 Follow-on Convertible Preferred

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December 8, 2022

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

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December 6, 2022

Transaction - Clearfield, Inc. $138,000,000 Follow-on

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November 15, 2022

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

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November 14, 2022

Transaction - SKNV Inc. $35,000,000 Private Placement

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October 27, 2022

Transaction - Calavo Growers, Inc. $18,500,000 Block Trade

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August 22, 2022

Transaction - Assertio Holdings, Inc. $70,000,000 144A Senior Notes

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August 19, 2022

Transaction - Capstone Green Energy Corp. $8,069,870 Follow-on

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August 15, 2022

Transaction - TELA Bio, Inc. $36,800,000 Follow-on

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July 1, 2022

Transaction - Ensysce Biosciences $8,000,000 Convertible Debt Offering

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June 28, 2022

Transaction - Biolase, Inc. $6,500,000 Registered Direct Offering

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June 10, 2022

Transaction - Electro-Sensors, Inc. Acquires Mobile X Global, Inc. Fairness Opinion

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June 9, 2022

Transaction - Cadre Holdings, Inc. $94,000,000 Follow-on

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May 13, 2022

Transaction - LiqTech International, Inc. $26,500,000 Follow-on

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April 12, 2022

Transaction - Applied Blockchain, Inc. $40,000,000 IPO

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February 11, 2022

Transaction - The Arena Group Holdings, Inc. $30,000,000 Follow-on

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February 10, 2022

Transaction - Modular Medical, Inc. $15,000,000 Follow-on

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