Lake Street Capital Markets

January 6, 2016

Wall Street Journal: Obama Gun Measures Likely Won’t Have Big Effect on Firearms Industry

Read more Read more

January 6, 2016

Bloomberg Business: Smith & Wesson Gun Sales Soar as Obama Announces Gun Rules

Read more Read more

January 5, 2016

Reuters: Shares of gun makers soar as Obama tightens firearm rules

Read more Read more

January 5, 2016

Thehill.com: Gun sales, stocks soar

Read more Read more

January 4, 2016

Transaction - Ener-Core, Inc. $2,500,000 PIPE

Read more Read more

January 3, 2016

The National (U.K.): Profile: Texas relaxes law on carrying pistols

Read more Read more

December 31, 2015

The Guardian (U.K.): Value of gun manufacturers' stocks almost doubled in 2015

Read more Read more

December 10, 2015

Heron Therapeutics, Inc. (HRTX) - Initiation of Research Coverage

Read more Read more

December 8, 2015

Wall Street Journal: Smith & Wesson Posts Strong Results as Gun Debate Stirs

Read more Read more

December 7, 2015

Bloomberg Business: Smith & Wesson Soars to Eight-Year High on Gun Control Talk

Read more Read more

December 7, 2015

Milwaukee Journal-Sentinel: Gun sales catching fire again across state, nation

Read more Read more

December 3, 2015

CNNMoney: You may own gun stocks and not know it

Read more Read more

November 28, 2015

Minneapolis Star-Tribune: Some positive news in Evine's stumble

Read more Read more

November 23, 2015

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

Read more Read more

November 23, 2015

Clearfield, Inc. (CLFD) - Initiation of Research Coverage

Read more Read more

November 6, 2015

Raleigh, NC News & Observer: PowerSecure posts record third-quarter sales

Read more Read more

November 2, 2015

Sigma Designs, Inc. (SIGM) - Initiation of Research Coverage

Read more Read more

October 26, 2015

Esperion Therapeutics, Inc. (ESPR) - Initiation of Research Coverage

Read more Read more

October 20, 2015

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

Read more Read more

October 15, 2015

Minneapolis Star-Tribune: Despite lower copper prices, PolyMet's mine still has financial appeal

Read more Read more

October 21, 2026

Terrestrial Energy Inc. (IMSR) - Initiation of Coverage

Read more Read more

October 20, 2026

Amtech Systems, Inc. (ASYS) - Initiation of Coverage

Read more Read more

October 7, 2026

Fossil Group, Inc. (FOSL) - Initiation of Coverage

Read more Read more

October 6, 2026

Envoy Medical, Inc. (COCH) - Initiation of Coverage

Read more Read more

October 6, 2026

RUM Group Inc. (RUM) - Initiation of Coverage

Read more Read more

September 30, 2026

Rezolute, Inc. (RZLT) - Initiation of Coverage

Read more Read more

September 29, 2026

Empery Digital Inc. (EMPD) - Initiation of Coverage

Read more Read more

September 23, 2026

Quoin Pharmaceuticals, Ltd. (QNRX) - Initiation of Coverage

Read more Read more

September 17, 2026

Spruce Biosciences, Inc. (SPRB) - Initiation of Coverage

Read more Read more

September 17, 2026

Kyntra Bio, Inc. (KYNB) - Initiation of Coverage

Read more Read more

September 15, 2026

Alterity Therapeutics Limited (ATHE) - Initiation of Coverage

Read more Read more

September 2, 2026

CTS Corporation (CTS) - Initiation of Coverage

Read more Read more

September 1, 2026

Beyond Air, Inc. (XAIR) - Initiation of Coverage

Read more Read more

August 27, 2026

Verrica Pharmaceuticals Inc. (VRCA) - Initiation of Coverage

Read more Read more

August 13, 2026

RF Industries, Ltd. (RFIL) - Initiation of Coverage

Read more Read more

August 3, 2026

BranchOut Food Inc. (BOF) - Initiation of Coverage

Read more Read more

July 30, 2026

AEON Biopharma, Inc. (AEON) - Initiation of Coverage

Read more Read more

July 13, 2026

Glass House Brands Inc. (GLAS) - Initiation of Coverage

Read more Read more

July 9, 2026

Twin Disc, Incorporated (TWIN) - Initiation of Coverage

Read more Read more

July 6, 2026

The Oncology Institute, Inc. (TOI) - Initiation of Coverage

Read more Read more

December 8, 2022

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

Read more Read more

December 6, 2022

Transaction - Clearfield, Inc. $138,000,000 Follow-on

Read more Read more

November 15, 2022

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

Read more Read more

November 14, 2022

Transaction - SKNV Inc. $35,000,000 Private Placement

Read more Read more

October 27, 2022

Transaction - Calavo Growers, Inc. $18,500,000 Block Trade

Read more Read more

August 22, 2022

Transaction - Assertio Holdings, Inc. $70,000,000 144A Senior Notes

Read more Read more

August 19, 2022

Transaction - Capstone Green Energy Corp. $8,069,870 Follow-on

Read more Read more

August 15, 2022

Transaction - TELA Bio, Inc. $36,800,000 Follow-on

Read more Read more

July 1, 2022

Transaction - Ensysce Biosciences $8,000,000 Convertible Debt Offering

Read more Read more

June 28, 2022

Transaction - Biolase, Inc. $6,500,000 Registered Direct Offering

Read more Read more

June 10, 2022

Transaction - Electro-Sensors, Inc. Acquires Mobile X Global, Inc. Fairness Opinion

Read more Read more

June 9, 2022

Transaction - Cadre Holdings, Inc. $94,000,000 Follow-on

Read more Read more

May 13, 2022

Transaction - LiqTech International, Inc. $26,500,000 Follow-on

Read more Read more

April 12, 2022

Transaction - Applied Blockchain, Inc. $40,000,000 IPO

Read more Read more

February 11, 2022

Transaction - The Arena Group Holdings, Inc. $30,000,000 Follow-on

Read more Read more

February 10, 2022

Transaction - Modular Medical, Inc. $15,000,000 Follow-on

Read more Read more

December 9, 2021

Transaction - TechTarget, Inc. $414,000,000 Convertible Debt Offering

Read more Read more

December 9, 2021

Transaction - Perion Network Ltd. $180,000,000 Follow-on

Read more Read more

December 7, 2021

Transaction - Chicago Atlantic Real Estate Finance, Inc. $100,000,000 IPO

Read more Read more

November 18, 2021

Transaction - AquaBounty Technologies, Inc. $27,048,000 Follow-on

Read more Read more

Lake Street News

Wall Street Journal: Obama Gun Measures Likely Won’t Have Big Effect on Firearms Industry

Bloomberg Business: Smith & Wesson Gun Sales Soar as Obama Announces Gun Rules

Reuters: Shares of gun makers soar as Obama tightens firearm rules

Thehill.com: Gun sales, stocks soar

Transaction - Ener-Core, Inc. $2,500,000 PIPE

The National (U.K.): Profile: Texas relaxes law on carrying pistols

The Guardian (U.K.): Value of gun manufacturers' stocks almost doubled in 2015

Heron Therapeutics, Inc. (HRTX) - Initiation of Research Coverage

Wall Street Journal: Smith & Wesson Posts Strong Results as Gun Debate Stirs

Bloomberg Business: Smith & Wesson Soars to Eight-Year High on Gun Control Talk

Milwaukee Journal-Sentinel: Gun sales catching fire again across state, nation

CNNMoney: You may own gun stocks and not know it

Minneapolis Star-Tribune: Some positive news in Evine's stumble

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

Clearfield, Inc. (CLFD) - Initiation of Research Coverage

Raleigh, NC News & Observer: PowerSecure posts record third-quarter sales

Sigma Designs, Inc. (SIGM) - Initiation of Research Coverage

Esperion Therapeutics, Inc. (ESPR) - Initiation of Research Coverage

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

Minneapolis Star-Tribune: Despite lower copper prices, PolyMet's mine still has financial appeal

Terrestrial Energy Inc. (IMSR) - Initiation of Coverage

Amtech Systems, Inc. (ASYS) - Initiation of Coverage

Fossil Group, Inc. (FOSL) - Initiation of Coverage

Envoy Medical, Inc. (COCH) - Initiation of Coverage

RUM Group Inc. (RUM) - Initiation of Coverage

Rezolute, Inc. (RZLT) - Initiation of Coverage

Empery Digital Inc. (EMPD) - Initiation of Coverage

Quoin Pharmaceuticals, Ltd. (QNRX) - Initiation of Coverage

Spruce Biosciences, Inc. (SPRB) - Initiation of Coverage

Kyntra Bio, Inc. (KYNB) - Initiation of Coverage

Alterity Therapeutics Limited (ATHE) - Initiation of Coverage

CTS Corporation (CTS) - Initiation of Coverage

Beyond Air, Inc. (XAIR) - Initiation of Coverage

Verrica Pharmaceuticals Inc. (VRCA) - Initiation of Coverage

RF Industries, Ltd. (RFIL) - Initiation of Coverage

BranchOut Food Inc. (BOF) - Initiation of Coverage

AEON Biopharma, Inc. (AEON) - Initiation of Coverage

Glass House Brands Inc. (GLAS) - Initiation of Coverage

Twin Disc, Incorporated (TWIN) - Initiation of Coverage

The Oncology Institute, Inc. (TOI) - Initiation of Coverage

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

Transaction - Clearfield, Inc. $138,000,000 Follow-on

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

Transaction - SKNV Inc. $35,000,000 Private Placement

Transaction - Calavo Growers, Inc. $18,500,000 Block Trade

Transaction - Assertio Holdings, Inc. $70,000,000 144A Senior Notes

Transaction - Capstone Green Energy Corp. $8,069,870 Follow-on

Transaction - TELA Bio, Inc. $36,800,000 Follow-on

Transaction - Ensysce Biosciences $8,000,000 Convertible Debt Offering

Transaction - Biolase, Inc. $6,500,000 Registered Direct Offering

Transaction - Electro-Sensors, Inc. Acquires Mobile X Global, Inc. Fairness Opinion

Transaction - Cadre Holdings, Inc. $94,000,000 Follow-on

Transaction - LiqTech International, Inc. $26,500,000 Follow-on

Transaction - Applied Blockchain, Inc. $40,000,000 IPO

Transaction - The Arena Group Holdings, Inc. $30,000,000 Follow-on

Transaction - Modular Medical, Inc. $15,000,000 Follow-on

Transaction - TechTarget, Inc. $414,000,000 Convertible Debt Offering

Transaction - Perion Network Ltd. $180,000,000 Follow-on

Transaction - Chicago Atlantic Real Estate Finance, Inc. $100,000,000 IPO

Transaction - AquaBounty Technologies, Inc. $27,048,000 Follow-on

Should we have a conversation? Send us a note.

Should we have a conversation?
Send us a note.