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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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January 27, 2015

Global Eagle Entertainment (ENT) - Initiation of Research Coverage

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January 26, 2015

CUI Global, Inc. (CUI) - Initiation of Research Coverage

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January 5, 2015

Exact Sciences Corp. (EXAS) - Initiation of Research Coverage

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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December 22, 2014

TechTarget, Inc. (TTGT) - Initiation of Research Coverage

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December 12, 2014

Planet Payment (PLPM) - Initiation of Research Coverage

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December 11, 2014

Farmer Bros. Co. (FARM) - Initiation of Research Coverage

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December 3, 2014

Minneapolis Star Tribune: Activist shareholders' demands now a fact of life

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November 25, 2014

Planar Systems, Inc. (PLNR) - Initiation of Research Coverage

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November 25, 2014

AxoGen, Inc. (AXGN) - Initiation of Research Coverage

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November 21, 2014

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

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November 17, 2014

Qumu Corp. (QUMU) - Initiation of Research Coverage

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November 11, 2014

Limoneria Company. (LMNR) - Initiation of Research Coverage

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October 17, 2014

Profire Energy, Inc. (PFIE) - Initiation of Research Coverage

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October 7, 2014

Pixelworks, Inc. (PXLW) - Initiation of Research Coverage

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October 2, 2014

Carbonite, Inc. (CARB) - Initiation of Research Coverage

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July 28, 2021

Shapeways, Inc. (GLEO) - Initiation of Coverage

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May 17, 2021

Apollo Endosurgery, Inc. (APEN) - Initiation of Coverage

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May 14, 2021

AFC Gamma, Inc. (AFCG) - Initiation of Coverage

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May 12, 2021

Markforged, Inc. (AONE) - Initiation of Coverage

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May 11, 2021

Arcadia Biosciences, Inc. (RKDA) - Initiation of Coverage

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May 10, 2021

RealNetworks, Inc. (RNWK) - Initiation of Coverage

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April 30, 2021

Castle Biosciences, Inc. (CSTL) - Initiation of Coverage

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April 27, 2021

Marrone Bio Innovations, Inc. (MBII) - Initiation of Coverage

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April 23, 2021

Sangoma Technologies Corporation (SAMOF) - Initiation of Coverage

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April 22, 2021

AMMO, Inc. (POWW) - Initiation of Coverage

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April 16, 2021

S&W Seed Company (SANW) - Initiation of Coverage

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April 9, 2021

Alpha Healthcare Acquisition Corp. (AHAC) - Initiation of Coverage

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April 5, 2021

The Chefs' Warehouse, Inc. (CHEF) - Initiation of Coverage

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March 26, 2021

Desktop Metal, Inc. (DM) - Initiation of Coverage

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March 25, 2021

Babcock & Wilcox Enterprises, Inc. (BW) - Initiation of Coverage

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March 19, 2021

Raven Industries, Inc. (RAVN) - Initiation of Coverage

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March 18, 2021

ClearPoint Neuro, Inc. (CLPT) - Initiation of Coverage

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March 15, 2021

Bioceres Crop Solutions Corp. (BIOX) - Initiation of Coverage

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March 12, 2021

voxeljet AG (VJET) - Initiation of Coverage

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March 12, 2021

Stratasys Ltd. (SSYS) - Initiation of Coverage

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February 26, 2026

Transaction - Birchtech Corp. $15,000,000 Follow-on and Uplisting

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February 20, 2026

Transaction - TriSalus Life Sciences, Inc. $46,000,012 Follow-on

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February 19, 2026

Transaction - Energy Services of America Corporation $23,000,000 Follow-on

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February 11, 2026

Transaction - Insight Molecular Diagnostics Inc. $26,024,258 Registered Direct Offering

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February 6, 2026

Transaction - Crawford United Corporation $300,000,000 M&A Advisory

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January 23, 2026

Transaction - Daxor Corporation $9,000,000 Registered Direct Offering

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January 21, 2026

Transaction - Ekso Bionics Holdings, Inc. $5,852,000 Convertible Preferred

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January 14, 2026

Transaction - Plus Therapeutics, Inc. $15,000,000 Follow-on

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January 9, 2026

Transaction - Ondas Holdings Inc. $1,000,000,000 Registered Direct Offering

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December 22, 2025

Transaction - Velo3D, Inc. $30,000,000 PIPE

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December 12, 2025

Transaction - LightPath Technologies, Inc. $69,071,875 Follow-on

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November 18, 2025

Transaction - Gloo Holdings, Inc. $78,277,504 Initial Public Offering

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November 13, 2025

Transaction - Applied Digital Corporation $2,350,000,000 144A Senior Secured Notes

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November 12, 2025

Transaction - 374Water Inc. $50,000,000 ATM Offering

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November 7, 2025

Transaction - Pelthos Therapeutics Inc. $18,000,000 Convertible Debt

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November 6, 2025

Transaction - Centrus Energy Corp. $1,000,000,000 ATM Offering

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November 5, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $200,000,000 ATM Offering

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October 31, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $29,000,000 M&A Advisory

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October 31, 2025

Transaction - Flux Power Holdings, Inc. $11,040,000 Follow-on

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October 29, 2025

Transaction - VentureMed Group, Inc. $28,000,000 Private Placement

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