Lake Street Capital Markets

June 18, 2013

Callidus Software Inc. (CALD) - Initiation of Research Coverage

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June 17, 2013

Unwired Planet, Inc. (UPIP) - Initiation of Research Coverage

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June 3, 2013

Transaction - Marathon Patent Group, Inc. $6,000,000 PIPE

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May 31, 2013

Transaction - Selectica, Inc. $6,400,000 PIPE

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May 28, 2013

Transaction - Real Goods Solar, Inc. $16,484,875 Block Trade

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May 14, 2013

ADA-ES Inc. (ADES) - Initiation of Research Coverage

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May 7, 2013

Lake Street Capital Markets Hosts Institutional Investor Meetings for NetScout

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April 30, 2013

Navarre Corporation (NAVR) - Initiation of Research Coverage

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April 30, 2013

Lake Street Capital Markets Hosts Institutional Investor Meetings for Acacia Research Corp.

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April 1, 2013

Dot Hill Systems Corporation (HILL) - Initiation of Research Coverage

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March 18, 2013

ValueClick, Inc. (VCLK) - Initiation of Research Coverage

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March 18, 2013

Vringo, Inc. (VRNG) - Initiation of Research Coverage

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March 6, 2013

Quantum Corporation (QTM) - Initiation of Research Coverage

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March 5, 2013

Lake Street Capital Markets Hosts Investor Conference Call with Odyssey Marine COO Mark Gordon

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February 25, 2013

Fuel Systems (FSYS) - Initiation of Research Coverage

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February 19, 2013

Riverbed Technology, Inc. (RVBD) - Initiation of Research Coverage

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February 12, 2013

IAM Article Highlights Public IP Companies (PIPCOs) Gaining More Visibility with Investors

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February 4, 2013

NetApp, Inc. (NTAP) - Initiation of Research Coverage

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February 1, 2013

Odyssey Marine Inc. (OMEX) - Initiation of Research Coverage

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January 28, 2013

Power Solutions International (PSIX) - Initiation of Research Coverage

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April 30, 2024

Personalis, Inc. (PSNL) - Initiation of Coverage

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April 23, 2024

Research Solutions, Inc. (RSSS) - Initiation of Coverage

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April 19, 2024

Cellebrite DI Ltd. (CLBT) - Initiation of Coverage

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April 5, 2024

Lifeway Foods, Inc. (LWAY) - Initiation of Coverage

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April 4, 2024

The Honest Company, Inc. (HNST) - Initiation of Coverage

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March 19, 2024

LENSAR, Inc. (LNSR) - Initiation of Coverage

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March 7, 2024

MiMedx Group, Inc. (MDXG) - Initiation of Coverage

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January 18, 2024

LightPath Technologies, Inc. (LPTH) - Initiation of Coverage

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January 3, 2024

Silk Road Medical, Inc (SILK) - Initiation of Coverage

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December 19, 2023

Pioneer Power Solutions, Inc. (PPSI) - Initiation of Coverage

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December 19, 2023

MoneyLion Inc. (ML) - Initiation of Coverage

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December 15, 2023

Olo Inc. (OLO) - Initiation of Coverage

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November 29, 2023

Cardlytics, Inc. (CDLX) - Initiation of Coverage

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November 28, 2023

Envoy Medical, Inc. (COCH) - Initiation of Coverage

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November 27, 2023

J.Jill, Inc. (JILL) - Initiation of Coverage

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November 21, 2023

Evolv Technologies Holdings, Inc. (EVLV) - Initiation of Coverage

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October 24, 2023

Potbelly Corporation (PBPB) - Initiation of Coverage

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September 28, 2023

Elutia Inc. (ELUT) - Initiation of Coverage

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September 7, 2023

KORU Medical Systems, Inc. (KRMD) - Initiation of Coverage

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September 6, 2023

PetIQ, Inc. (PETQ) - Initiation of Coverage

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June 9, 2020

Transaction - Sonim Technologies, Inc. $27,600,000 Follow-On

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May 21, 2020

Transaction - LiqTech International, Inc. $8,000,000 PIPE

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May 15, 2020

Transaction - Tandem Diabetes Care, Inc. $287,500,000 144A Convertible Debt Offering

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March 4, 2020

Transaction - DermTech, Inc. $65,000,000 PIPE

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February 25, 2020

Transaction - Universal Technical Institute, Inc. $52,565,228 Follow-On

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February 14, 2020

Transaction - AquaBounty Technologies, Inc. $15,525,000 Follow-On

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February 7, 2020

Transaction - Ziopharm Oncology, Inc. $90,434,780 Follow-On

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December 17, 2019

Transaction - RiceBran Technologies $8,481,250 Follow-On

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December 12, 2019

Transaction - Aquestive Therapeutics, Inc. $35,000,000 Follow-On

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December 11, 2019

Transaction - ENDRA Life Sciences Inc. $8,100,000 PIPE

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November 25, 2019

Transaction - FLYHT Aerospace Solutions Ltd. CAD$6,669,025 PIPE

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November 20, 2019

Transaction - Checkpoint Therapeutics, Inc. $17,018,000 Follow-On

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November 13, 2019

Transaction - AVITA Medical Limited A$120,000,000 Australian Institutional Placement

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October 7, 2019

Transaction - TheMaven, Inc. $20,000,000 PIPE

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August 1, 2019

Transaction - RealNetworks, Inc. $10,000,000 Revolving Line of Credit

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July 30, 2019

Transaction - Alphatec Holdings, Inc. $57,661,000 Follow-On

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July 11, 2019

Transaction - AquaVenture Holdings Limited $79,589,200 Follow-On

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July 2, 2019

Transaction - NV5 Global, Inc. Acquires GeoDesign, Inc.

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June 12, 2019

Transaction - Chart Industries, Inc. $295,837,500 Follow-On

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June 12, 2019

Transaction - TheStreet, Inc. $16,500,000 Merger

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Lake Street News

Callidus Software Inc. (CALD) - Initiation of Research Coverage

Unwired Planet, Inc. (UPIP) - Initiation of Research Coverage

Transaction - Marathon Patent Group, Inc. $6,000,000 PIPE

Transaction - Selectica, Inc. $6,400,000 PIPE

Transaction - Real Goods Solar, Inc. $16,484,875 Block Trade

ADA-ES Inc. (ADES) - Initiation of Research Coverage

Lake Street Capital Markets Hosts Institutional Investor Meetings for NetScout

Navarre Corporation (NAVR) - Initiation of Research Coverage

Lake Street Capital Markets Hosts Institutional Investor Meetings for Acacia Research Corp.

Dot Hill Systems Corporation (HILL) - Initiation of Research Coverage

ValueClick, Inc. (VCLK) - Initiation of Research Coverage

Vringo, Inc. (VRNG) - Initiation of Research Coverage

Quantum Corporation (QTM) - Initiation of Research Coverage

Lake Street Capital Markets Hosts Investor Conference Call with Odyssey Marine COO Mark Gordon

Fuel Systems (FSYS) - Initiation of Research Coverage

Riverbed Technology, Inc. (RVBD) - Initiation of Research Coverage

IAM Article Highlights Public IP Companies (PIPCOs) Gaining More Visibility with Investors

NetApp, Inc. (NTAP) - Initiation of Research Coverage

Odyssey Marine Inc. (OMEX) - Initiation of Research Coverage

Power Solutions International (PSIX) - Initiation of Research Coverage

Personalis, Inc. (PSNL) - Initiation of Coverage

Research Solutions, Inc. (RSSS) - Initiation of Coverage

Cellebrite DI Ltd. (CLBT) - Initiation of Coverage

Lifeway Foods, Inc. (LWAY) - Initiation of Coverage

The Honest Company, Inc. (HNST) - Initiation of Coverage

LENSAR, Inc. (LNSR) - Initiation of Coverage

MiMedx Group, Inc. (MDXG) - Initiation of Coverage

LightPath Technologies, Inc. (LPTH) - Initiation of Coverage

Silk Road Medical, Inc (SILK) - Initiation of Coverage

Pioneer Power Solutions, Inc. (PPSI) - Initiation of Coverage

MoneyLion Inc. (ML) - Initiation of Coverage

Olo Inc. (OLO) - Initiation of Coverage

Cardlytics, Inc. (CDLX) - Initiation of Coverage

Envoy Medical, Inc. (COCH) - Initiation of Coverage

J.Jill, Inc. (JILL) - Initiation of Coverage

Evolv Technologies Holdings, Inc. (EVLV) - Initiation of Coverage

Potbelly Corporation (PBPB) - Initiation of Coverage

Elutia Inc. (ELUT) - Initiation of Coverage

KORU Medical Systems, Inc. (KRMD) - Initiation of Coverage

PetIQ, Inc. (PETQ) - Initiation of Coverage

Transaction - Sonim Technologies, Inc. $27,600,000 Follow-On

Transaction - LiqTech International, Inc. $8,000,000 PIPE

Transaction - Tandem Diabetes Care, Inc. $287,500,000 144A Convertible Debt Offering

Transaction - DermTech, Inc. $65,000,000 PIPE

Transaction - Universal Technical Institute, Inc. $52,565,228 Follow-On

Transaction - AquaBounty Technologies, Inc. $15,525,000 Follow-On

Transaction - Ziopharm Oncology, Inc. $90,434,780 Follow-On

Transaction - RiceBran Technologies $8,481,250 Follow-On

Transaction - Aquestive Therapeutics, Inc. $35,000,000 Follow-On

Transaction - ENDRA Life Sciences Inc. $8,100,000 PIPE

Transaction - FLYHT Aerospace Solutions Ltd. CAD$6,669,025 PIPE

Transaction - Checkpoint Therapeutics, Inc. $17,018,000 Follow-On

Transaction - AVITA Medical Limited A$120,000,000 Australian Institutional Placement

Transaction - TheMaven, Inc. $20,000,000 PIPE

Transaction - RealNetworks, Inc. $10,000,000 Revolving Line of Credit

Transaction - Alphatec Holdings, Inc. $57,661,000 Follow-On

Transaction - AquaVenture Holdings Limited $79,589,200 Follow-On

Transaction - NV5 Global, Inc. Acquires GeoDesign, Inc.

Transaction - Chart Industries, Inc. $295,837,500 Follow-On

Transaction - TheStreet, Inc. $16,500,000 Merger

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