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February 4, 2014

ZipRealty, Inc. (ZIPR) - Initiation of Research Coverage

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February 4, 2014

Streamline Health (STRM) - Initiation of Research Coverage

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January 24, 2014

Transaction - Selectica, Inc. $8,700,000 PIPE

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January 13, 2014

The ONE Group (STKS) - Initiation of Research Coverage

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January 8, 2014

Bloomberg News: Riverbed Receives $3.08 Billion Takeover Bid From Elliott

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December 11, 2013

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

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November 15, 2013

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

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November 11, 2013

Adept Technology (ADEP) - Initiation of Research Coverage

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November 11, 2013

Kona Grill, Inc. (KONA) - Initiation of Research Coverage

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October 24, 2013

Ballard Power Systems (BLDP) - Initiation of Research Coverage

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October 16, 2013

Smith & Wesson (SWHC) - Initiation of Research Coverage

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October 16, 2013

Autobytel Inc. (ABTL) - Initiation of Research Coverage

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October 15, 2013

EnteroMedics Inc. (ETRM) - Initiation of Research Coverage

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October 9, 2013

Transaction - Ballard Power Systems, Inc. $14,490,000 Follow-On

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October 4, 2013

Boulder Brands, Inc. (BDBD) - Initiation of Research Coverage

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September 26, 2013

Transaction - Westport Innovations, Inc. $152,340,000 Follow-On

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September 26, 2013

Transaction - Speed Commerce, Inc. $24,000,000 Follow-On

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September 19, 2013

Destination XL Group (DXLG) - Initiation of Research Coverage

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September 18, 2013

Transaction - Patent Properties, Inc. $11,600,000 PIPE

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September 18, 2013

SunOpta Inc. (STKL) - Initiation of Research Coverage

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April 25, 2025

American Public Education, Inc. (APEI) - Initiation of Coverage

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April 24, 2025

ACCESS Newswire Inc. (ACCS) - Initiation of Coverage

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April 14, 2025

Ondas Holdings Inc. (ONDS) - Initiation of Coverage

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April 7, 2025

OrthoPediatrics Corp. (KIDS) - Initiation of Coverage

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April 2, 2025

Immunome, Inc. (IMNM) - Initiation of Coverage

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April 2, 2025

Lantern Pharma Inc. (LTRN) - Initiation of Coverage

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April 2, 2025

OS Therapies Incorporated (OSTX) - Initiation of Coverage

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March 28, 2025

OncoCyte Corporation (OCX) - Initiation of Coverage

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March 24, 2025

Hyperfine, Inc. (HYPR) - Initiation of Coverage

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March 18, 2025

Richtech Robotics Inc. (RR) - Initiation of Coverage

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March 17, 2025

FitLife Brands, Inc. (FTLF) - Initiation of Coverage

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March 17, 2025

Axogen, Inc. (AXGN) - Initiation of Coverage

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March 11, 2025

Lakeland Industries, Inc. (LAKE) - Initiation of Coverage

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February 26, 2025

Blade Air Mobility, Inc. (BLDE) - Initiation of Coverage

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February 24, 2025

Beta Bionics, Inc. (BBNX) - Initiation of Coverage

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February 21, 2025

Owlet, Inc. (OWLT) - Initiation of Coverage

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February 14, 2025

BK Technologies Corporation (BKTI) - Initiation of Coverage

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February 13, 2025

TriSalus Life Sciences, Inc. (TLSI) - Initiation of Coverage

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February 5, 2025

Knightscope, Inc. (KSCP) - Initiation of Coverage

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January 31, 2025

Sensus Healthcare, Inc. (SRTS) - Initiation of Coverage

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February 26, 2026

Transaction - Birchtech Corp. $15,000,000 Follow-on and Uplisting

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February 20, 2026

Transaction - TriSalus Life Sciences, Inc. $46,000,012 Follow-on

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February 19, 2026

Transaction - Energy Services of America Corporation $23,000,000 Follow-on

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February 11, 2026

Transaction - Insight Molecular Diagnostics Inc. $26,024,258 Registered Direct Offering

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February 6, 2026

Transaction - Crawford United Corporation $300,000,000 M&A Advisory

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January 23, 2026

Transaction - Daxor Corporation $9,000,000 Registered Direct Offering

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January 21, 2026

Transaction - Ekso Bionics Holdings, Inc. $5,852,000 Convertible Preferred

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January 14, 2026

Transaction - Plus Therapeutics, Inc. $15,000,000 Follow-on

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January 9, 2026

Transaction - Ondas Holdings Inc. $1,000,000,000 Registered Direct Offering

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December 22, 2025

Transaction - Velo3D, Inc. $30,000,000 PIPE

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December 12, 2025

Transaction - LightPath Technologies, Inc. $69,071,875 Follow-on

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November 18, 2025

Transaction - Gloo Holdings, Inc. $78,277,504 Initial Public Offering

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November 13, 2025

Transaction - Applied Digital Corporation $2,350,000,000 144A Senior Secured Notes

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November 12, 2025

Transaction - 374Water Inc. $50,000,000 ATM Offering

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November 7, 2025

Transaction - Pelthos Therapeutics Inc. $18,000,000 Convertible Debt

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November 6, 2025

Transaction - Centrus Energy Corp. $1,000,000,000 ATM Offering

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November 5, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $200,000,000 ATM Offering

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October 31, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $29,000,000 M&A Advisory

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October 31, 2025

Transaction - Flux Power Holdings, Inc. $11,040,000 Follow-on

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October 29, 2025

Transaction - VentureMed Group, Inc. $28,000,000 Private Placement

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