Lake Street Capital Markets

May 30, 2014

Cascade Microtech, Inc. (CSCD) - Initiation of Research Coverage

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May 28, 2014

Knowles Corporation (KN) - Initiation of Research Coverage

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May 27, 2014

Himax Technologies, Inc (HIMX) Initiation of Research Coverage

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May 20, 2014

Chegg, Inc (CHGG) Initiation of Research Coverage

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May 15, 2014

Sequans Communications, Inc (SQNS) Initiation of Research Coverage

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May 14, 2014

Synaptics, Inc (SYNA) Initiation of Research Coverage

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May 14, 2014

Minneapolis Star Tribune: What analysts are saying about Datalink, Roundy's

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May 13, 2014

Silicon Motion (SIMO) Initiation of Research Coverage

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May 9, 2014

Minneapolis Star Tribune: Imation board's pay is unhinged from results

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April 28, 2014

Gaiam, Inc. (GAIA) Initiation of Research Coverage

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April 25, 2014

Bloomberg News: Sunken Gold Untouched for 157 Years Off U.S. Lures Hunter

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April 24, 2014

Transaction - Parametric Sound Corporation $40,000,000 Follow-On

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April 24, 2014

TransEnterix, Inc. (TRXC) Initiation of Research Coverage

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April 23, 2014

Integra LifeSciences (IART) Initiation of Research Coverage

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March 18, 2014

Rosetta Stone Inc. (RST) Initiation of Research Coverage

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March 10, 2014

Landec Corporation (LNDC) - Initiation of Research Coverage

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February 26, 2014

Transaction - VolitionRX Limited $3,000,000 PIPE

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February 20, 2014

Parametric Sound (PAMT) - Initiation of Research Coverage

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February 19, 2014

Alteva, Inc. (ALTV) - Initiation of Research Coverage

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February 14, 2014

ClickSoftware Technologies (CKSW) - Initiation of Research Coverage

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October 21, 2026

Terrestrial Energy Inc. (IMSR) - Initiation of Coverage

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October 20, 2026

Amtech Systems, Inc. (ASYS) - Initiation of Coverage

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October 7, 2026

Fossil Group, Inc. (FOSL) - Initiation of Coverage

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October 6, 2026

Envoy Medical, Inc. (COCH) - Initiation of Coverage

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October 6, 2026

RUM Group Inc. (RUM) - Initiation of Coverage

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September 30, 2026

Rezolute, Inc. (RZLT) - Initiation of Coverage

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September 29, 2026

Empery Digital Inc. (EMPD) - Initiation of Coverage

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September 23, 2026

Quoin Pharmaceuticals, Ltd. (QNRX) - Initiation of Coverage

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September 17, 2026

Spruce Biosciences, Inc. (SPRB) - Initiation of Coverage

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September 17, 2026

Kyntra Bio, Inc. (KYNB) - Initiation of Coverage

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September 15, 2026

Alterity Therapeutics Limited (ATHE) - Initiation of Coverage

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September 2, 2026

CTS Corporation (CTS) - Initiation of Coverage

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September 1, 2026

Beyond Air, Inc. (XAIR) - Initiation of Coverage

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August 27, 2026

Verrica Pharmaceuticals Inc. (VRCA) - Initiation of Coverage

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August 13, 2026

RF Industries, Ltd. (RFIL) - Initiation of Coverage

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August 3, 2026

BranchOut Food Inc. (BOF) - Initiation of Coverage

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July 30, 2026

AEON Biopharma, Inc. (AEON) - Initiation of Coverage

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July 13, 2026

Glass House Brands Inc. (GLAS) - Initiation of Coverage

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July 9, 2026

Twin Disc, Incorporated (TWIN) - Initiation of Coverage

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July 6, 2026

The Oncology Institute, Inc. (TOI) - Initiation of Coverage

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October 16, 2025

Transaction - Hyperfine, Inc. $20,125,000 Follow-on

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October 8, 2025

Transaction - Vicarious Surgical Inc. $5,900,000 Registered Direct Offering

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October 7, 2025

Transaction - Ondas Holdings Inc. $425,000,000 Registered Direct Offering

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September 26, 2025

Transaction - Harrow, Inc. Fairness Opinion

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September 16, 2025

Transaction - Strata Critical Medical, Inc. $147,000,000 M&A Advisory

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September 12, 2025

Transaction - OTG Acquisition Corp. I $230,000,000 Initial Public Offering

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September 9, 2025

Transaction - Ondas Holdings Inc. $230,000,000 Registered Direct Offering

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September 3, 2025

Transaction - Mama's Creations, Inc. $20,000,000 PIPE

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September 2, 2025

Transactions - Mama's Creations, Inc. $17,500,000 M&A Advisory

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August 28, 2025

Transaction - Journey Medical Corporation 3,750,000 share ATM Offering

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August 25, 2025

Transaction - Sequans Communications S.A. $200,000,000 ATM Offering

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August 19, 2025

Transaction - Velo3D, Inc. $20,125,000 Follow-on and Uplisting

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August 13, 2025

Transaction - Centrus Energy Corp. $805,000,000 144A Convertible Debt Offering

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August 13, 2025

Transaction - Ondas Holdings Inc. $173,000,000 Follow-on

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July 31, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $177,000,000 Fairness Opinion

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July 18, 2025

Transaction - BlackSky Technology Inc. $185,000,000 144A Convertible Debt Offering

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July 17, 2025

Transaction - Stereotaxis, Inc. $12,500,000 Registered Direct Offering

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June 10, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $50,000,000 ATM Offering

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June 6, 2025

Transaction - 374Water Inc. $15,100,000 ATM Offering

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June 6, 2025

Transaction - Aytu BioPharma, Inc. $16,560,000 Follow-on

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Lake Street News

Cascade Microtech, Inc. (CSCD) - Initiation of Research Coverage

Knowles Corporation (KN) - Initiation of Research Coverage

Himax Technologies, Inc (HIMX) Initiation of Research Coverage

Chegg, Inc (CHGG) Initiation of Research Coverage

Sequans Communications, Inc (SQNS) Initiation of Research Coverage

Synaptics, Inc (SYNA) Initiation of Research Coverage

Minneapolis Star Tribune: What analysts are saying about Datalink, Roundy's

Silicon Motion (SIMO) Initiation of Research Coverage

Minneapolis Star Tribune: Imation board's pay is unhinged from results

Gaiam, Inc. (GAIA) Initiation of Research Coverage

Bloomberg News: Sunken Gold Untouched for 157 Years Off U.S. Lures Hunter

Transaction - Parametric Sound Corporation $40,000,000 Follow-On

TransEnterix, Inc. (TRXC) Initiation of Research Coverage

Integra LifeSciences (IART) Initiation of Research Coverage

Rosetta Stone Inc. (RST) Initiation of Research Coverage

Landec Corporation (LNDC) - Initiation of Research Coverage

Transaction - VolitionRX Limited $3,000,000 PIPE

Parametric Sound (PAMT) - Initiation of Research Coverage

Alteva, Inc. (ALTV) - Initiation of Research Coverage

ClickSoftware Technologies (CKSW) - Initiation of Research Coverage

Terrestrial Energy Inc. (IMSR) - Initiation of Coverage

Amtech Systems, Inc. (ASYS) - Initiation of Coverage

Fossil Group, Inc. (FOSL) - Initiation of Coverage

Envoy Medical, Inc. (COCH) - Initiation of Coverage

RUM Group Inc. (RUM) - Initiation of Coverage

Rezolute, Inc. (RZLT) - Initiation of Coverage

Empery Digital Inc. (EMPD) - Initiation of Coverage

Quoin Pharmaceuticals, Ltd. (QNRX) - Initiation of Coverage

Spruce Biosciences, Inc. (SPRB) - Initiation of Coverage

Kyntra Bio, Inc. (KYNB) - Initiation of Coverage

Alterity Therapeutics Limited (ATHE) - Initiation of Coverage

CTS Corporation (CTS) - Initiation of Coverage

Beyond Air, Inc. (XAIR) - Initiation of Coverage

Verrica Pharmaceuticals Inc. (VRCA) - Initiation of Coverage

RF Industries, Ltd. (RFIL) - Initiation of Coverage

BranchOut Food Inc. (BOF) - Initiation of Coverage

AEON Biopharma, Inc. (AEON) - Initiation of Coverage

Glass House Brands Inc. (GLAS) - Initiation of Coverage

Twin Disc, Incorporated (TWIN) - Initiation of Coverage

The Oncology Institute, Inc. (TOI) - Initiation of Coverage

Transaction - Hyperfine, Inc. $20,125,000 Follow-on

Transaction - Vicarious Surgical Inc. $5,900,000 Registered Direct Offering

Transaction - Ondas Holdings Inc. $425,000,000 Registered Direct Offering

Transaction - Harrow, Inc. Fairness Opinion

Transaction - Strata Critical Medical, Inc. $147,000,000 M&A Advisory

Transaction - OTG Acquisition Corp. I $230,000,000 Initial Public Offering

Transaction - Ondas Holdings Inc. $230,000,000 Registered Direct Offering

Transaction - Mama's Creations, Inc. $20,000,000 PIPE

Transactions - Mama's Creations, Inc. $17,500,000 M&A Advisory

Transaction - Journey Medical Corporation 3,750,000 share ATM Offering

Transaction - Sequans Communications S.A. $200,000,000 ATM Offering

Transaction - Velo3D, Inc. $20,125,000 Follow-on and Uplisting

Transaction - Centrus Energy Corp. $805,000,000 144A Convertible Debt Offering

Transaction - Ondas Holdings Inc. $173,000,000 Follow-on

Transaction - Babcock & Wilcox Enterprises, Inc. $177,000,000 Fairness Opinion

Transaction - BlackSky Technology Inc. $185,000,000 144A Convertible Debt Offering

Transaction - Stereotaxis, Inc. $12,500,000 Registered Direct Offering

Transaction - Babcock & Wilcox Enterprises, Inc. $50,000,000 ATM Offering

Transaction - 374Water Inc. $15,100,000 ATM Offering

Transaction - Aytu BioPharma, Inc. $16,560,000 Follow-on

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