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June 6, 2025

Transaction - 374Water Inc. $15,100,000 ATM Offering

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June 6, 2025

Transaction - Aytu BioPharma, Inc. $16,560,000 Follow-on

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June 2, 2025

Transaction - Applied Digital Corporation $200,000,000 ATM Offering

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May 29, 2025

Transaction - TAT Technologies Ltd. $124,085,000 Follow-on

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May 20, 2025

Bolt Biotherapeutics, Inc. (BOLT) - Initiation of Coverage

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May 19, 2025

Energy Services of America Corporation (ESOA) - Initiation of Coverage

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May 15, 2025

Transaction - Interlink Electronics, Inc. $6,000,000 ATM Offering

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May 15, 2025

Transaction - Senseonics Holdings, Inc. $77,769,633 Follow-on and Concurrent PIPE

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May 9, 2025

Transaction - Centrus Energy Corp. $200,000,000 ATM Offering

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April 25, 2025

American Public Education, Inc. (APEI) - Initiation of Coverage

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April 24, 2025

ACCESS Newswire Inc. (ACCS) - Initiation of Coverage

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April 18, 2025

Transaction - AMMO, Inc. $75,000,000 Fairness Opinion

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April 15, 2025

Transaction - Semler Scientific, Inc. $500,000,000 ATM Offering

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April 14, 2025

Ondas Holdings Inc. (ONDS) - Initiation of Coverage

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April 7, 2025

OrthoPediatrics Corp. (KIDS) - Initiation of Coverage

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April 2, 2025

Immunome, Inc. (IMNM) - Initiation of Coverage

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April 2, 2025

Lantern Pharma Inc. (LTRN) - Initiation of Coverage

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April 2, 2025

OS Therapies Incorporated (OSTX) - Initiation of Coverage

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March 28, 2025

OncoCyte Corporation (OCX) - Initiation of Coverage

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March 24, 2025

Hyperfine, Inc. (HYPR) - Initiation of Coverage

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March 5, 2021

Limbach Holdings, Inc. (LMB) - Initiation of Coverage

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March 1, 2021

Rekor Systems, Inc. (REKR) - Initiation of Coverage

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February 22, 2021

Whole Earth Brands, Inc. (FREE) - Initiation of Coverage

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February 18, 2021

Isoray, Inc. (ISR) - Initiation of Coverage

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January 25, 2021

EDAP TMS S.A. (EDAP) - Initiation of Coverage

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January 6, 2021

LSCM Virtual Outdoor Day - January 21-22, 2021

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December 18, 2020

AcuityAds Holdings Inc. (ACUIF) - Initiation of Research Coverage

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December 14, 2020

MedAvail Technologies, Inc. (MDVL) - Initiation of Research Coverage

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December 2, 2020

FLYHT Aerospace Solutions Ltd. (FLYLF) - Initiation of Research Coverage

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November 30, 2020

Surgalign Holdings, Inc. (SRGA) - Inititation of Research Coverage

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October 21, 2020

Big 5 Sporting Goods Corporation (BGFV) - Initiation of Research Coverage

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October 18, 2020

Smith Micro Software, Inc. (SMSI) - Initiation of Research Coverage

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October 13, 2020

PAVmed, Inc. (PAVM) - Initiation of Research Coverage

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October 7, 2020

Heritage Global, Inc. (HGBL) - Initiation of Research Coverage

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September 29, 2020

Brightcove, Inc. (BCOV) - Initiation of Research Coverage

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September 17, 2020

Achieve Life Sciences, Inc. (ACHV) - Initiation of Research Coverage

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September 15, 2020

Centrus Energy Corp. (LEU) - Initiation of Research Coverage

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September 15, 2020

SANUWAVE Health, Inc. (SNWV) - Initiation of Research Coverage

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September 15, 2020

Franklin Wireless Corp. (FKWL) - Initiation of Research Coverage

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September 10, 2020

Profound Medical Corp. (PROF) - Initiation of Research Coverage

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February 26, 2026

Transaction - Birchtech Corp. $15,000,000 Follow-on and Uplisting

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February 20, 2026

Transaction - TriSalus Life Sciences, Inc. $46,000,012 Follow-on

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February 19, 2026

Transaction - Energy Services of America Corporation $23,000,000 Follow-on

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February 11, 2026

Transaction - Insight Molecular Diagnostics Inc. $26,024,258 Registered Direct Offering

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February 6, 2026

Transaction - Crawford United Corporation $300,000,000 M&A Advisory

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January 23, 2026

Transaction - Daxor Corporation $9,000,000 Registered Direct Offering

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January 21, 2026

Transaction - Ekso Bionics Holdings, Inc. $5,852,000 Convertible Preferred

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January 14, 2026

Transaction - Plus Therapeutics, Inc. $15,000,000 Follow-on

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January 9, 2026

Transaction - Ondas Holdings Inc. $1,000,000,000 Registered Direct Offering

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December 22, 2025

Transaction - Velo3D, Inc. $30,000,000 PIPE

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December 12, 2025

Transaction - LightPath Technologies, Inc. $69,071,875 Follow-on

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November 18, 2025

Transaction - Gloo Holdings, Inc. $78,277,504 Initial Public Offering

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November 13, 2025

Transaction - Applied Digital Corporation $2,350,000,000 144A Senior Secured Notes

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November 12, 2025

Transaction - 374Water Inc. $50,000,000 ATM Offering

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November 7, 2025

Transaction - Pelthos Therapeutics Inc. $18,000,000 Convertible Debt

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November 6, 2025

Transaction - Centrus Energy Corp. $1,000,000,000 ATM Offering

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November 5, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $200,000,000 ATM Offering

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October 31, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $29,000,000 M&A Advisory

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October 31, 2025

Transaction - Flux Power Holdings, Inc. $11,040,000 Follow-on

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October 29, 2025

Transaction - VentureMed Group, Inc. $28,000,000 Private Placement

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