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October 13, 2023

Transaction - PCTEL, Inc. to be Acquired by Amphenol Corporation Financial Advisor

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October 3, 2023

Transaction - Gaia, Inc. $5,008,500 Follow-on

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September 28, 2023

Transaction - Opera Limited $84,237,198 Follow-on

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September 28, 2023

Elutia Inc. (ELUT) - Initiation of Coverage

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September 19, 2023

Transaction - Elutia, Inc. $10,500,000 PIPE

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September 13, 2023

Transaction - BIOLASE, Inc. $4,500,000 Convertible Preferred

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September 7, 2023

Transaction - Karat Packaging Inc. $21,000,000 Follow-on

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September 7, 2023

Lake Street Capital Markets Presents BIG7 - The 7th Annual Best Ideas Growth Conference

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September 7, 2023

KORU Medical Systems, Inc. (KRMD) - Initiation of Coverage

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September 6, 2023

PetIQ, Inc. (PETQ) - Initiation of Coverage

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August 21, 2023

OptiNose, Inc. (OPTN) - Initiation of Coverage

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July 31, 2023

Priority Technology Holdings, Inc. (PRTH) - Initiation of Coverage

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July 26, 2023

PAR Technology Corporation (PAR) - Initiation of Coverage

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July 25, 2023

Titan Machinery, Inc. (TITN) - Initiation of Coverage

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July 19, 2023

Transaction - Harrow Health, Inc. $69,000,000 Follow-on

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June 27, 2023

Alkami Technology, Inc. (ALKT) - Initiation of Coverage

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June 22, 2023

Transaction - MamaMancini's Holdings, Inc. $18,058,120 Follow-on

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June 21, 2023

Transaction - DiaMedica Therapeutics Inc. $37,438,780 Private Placement

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June 8, 2023

Transaction - inTEST Corporation $20,000,000 ATM

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June 8, 2023

Flux Power Holdings, Inc. (FLUX) - Initiation of Coverage

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June 15, 2018

Capstone Turbine Corporation (CPST) - Initiation of Research Coverage

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May 29, 2018

ShotSpotter, Inc. (SSTI) - Initiation of Research Coverage

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April 26, 2018

Clarus Corporation (CLAR) - Initiation of Research Coverage

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April 3, 2018

USA Technologies, Inc. (USAT) - Initiation of Research Coverage

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March 28, 2018

The Joint Corp. (JYNT) - Initiation of Research Coverage

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March 26, 2018

Nova Measuring Instruments Ltd. (NVMI) - Initiation of Research Coverage

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March 20, 2018

Telaria, Inc. (TLRA) - Initiation of Research Coverage

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February 9, 2018

Diplomat Pharmacy, Inc. (DPLO) - Initiation of Research Coverage

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November 30, 2017

Accuray Incorporated (ARAY) - Initiation of Research Coverage

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November 13, 2017

Data I/O Corporation (DAIO) - Initiation of Research Coverage

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October 30, 2017

OptimizeRx Corporation (OPRX) - Initiation of Research Coverage

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October 25, 2017

SITO Mobile, Ltd. (SITO) - Initiation of Research Coverage

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October 16, 2017

Alphatec Holdings, Inc. (ATEC) - Initiation of Research Coverage

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July 14, 2017

Surmodics, Inc. (SDRX) - Initiation of Research Coverage

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July 12, 2017

On Track Innovations Ltd. (OTIV) - Initiation of Research Coverage

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May 10, 2017

RiceBran Technologies (RIBT) - Initiation of Research Coverage

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April 12, 2017

PCTEL, Inc. (PCTI) - Initiation of Research Coverage

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March 21, 2017

NV5 Global, Inc. (NVEE) - Initiation of Research Coverage

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March 17, 2017

Nautilus, Inc. (NLS) - Initiation of Research Coverage

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February 27, 2017

Electro Scientific Industries, Inc. (ESIO) - Initiation of Research Coverage

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October 20, 2015

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

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September 25, 2015

Transaction - SunOpta, Inc. $100,020,000 Follow-On

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September 3, 2015

Transaction - Field Nation, LLC $30,000,000 Private Placement

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August 7, 2015

Transaction - SMTP, Inc. $3,800,000 Follow-On

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July 16, 2015

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

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July 7, 2015

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

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June 24, 2015

Transaction - Celyad SA $100,100,000 Follow-On

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June 3, 2015

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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November 21, 2014

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

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July 2, 2014

Transaction - Selectica, Inc. $7,500,000 PIPE

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July 2, 2014

Transaction - Selectica, Inc. Acquired Iasta, Inc.

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June 25, 2014

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

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April 24, 2014

Transaction - Parametric Sound Corporation $40,000,000 Follow-On

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February 26, 2014

Transaction - VolitionRX Limited $3,000,000 PIPE

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January 24, 2014

Transaction - Selectica, Inc. $8,700,000 PIPE

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