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June 9, 2025

Sky Harbour Group Corporation (SKYH) - Initiation of Coverage

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June 6, 2025

Transaction - 374Water Inc. $15,100,000 ATM Offering

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June 6, 2025

Transaction - Aytu BioPharma, Inc. $16,560,000 Follow-on

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June 2, 2025

Transaction - Applied Digital Corporation $200,000,000 ATM Offering

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May 29, 2025

Transaction - TAT Technologies Ltd. $124,085,000 Follow-on

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May 20, 2025

Bolt Biotherapeutics, Inc. (BOLT) - Initiation of Coverage

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May 19, 2025

Energy Services of America Corporation (ESOA) - Initiation of Coverage

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May 15, 2025

Transaction - Interlink Electronics, Inc. $6,000,000 ATM Offering

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May 15, 2025

Transaction - Senseonics Holdings, Inc. $77,769,633 Follow-on and Concurrent PIPE

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May 9, 2025

Transaction - Centrus Energy Corp. $200,000,000 ATM Offering

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April 25, 2025

American Public Education, Inc. (APEI) - Initiation of Coverage

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April 24, 2025

ACCESS Newswire Inc. (ACCS) - Initiation of Coverage

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April 18, 2025

Transaction - AMMO, Inc. $75,000,000 Fairness Opinion

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April 15, 2025

Transaction - Semler Scientific, Inc. $500,000,000 ATM Offering

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April 14, 2025

Ondas Holdings Inc. (ONDS) - Initiation of Coverage

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April 7, 2025

OrthoPediatrics Corp. (KIDS) - Initiation of Coverage

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April 2, 2025

Immunome, Inc. (IMNM) - Initiation of Coverage

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April 2, 2025

Lantern Pharma Inc. (LTRN) - Initiation of Coverage

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April 2, 2025

OS Therapies Incorporated (OSTX) - Initiation of Coverage

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March 28, 2025

OncoCyte Corporation (OCX) - Initiation of Coverage

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October 21, 2026

Terrestrial Energy Inc. (IMSR) - Initiation of Coverage

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October 20, 2026

Amtech Systems, Inc. (ASYS) - Initiation of Coverage

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October 7, 2026

Fossil Group, Inc. (FOSL) - Initiation of Coverage

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October 6, 2026

Envoy Medical, Inc. (COCH) - Initiation of Coverage

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October 6, 2026

RUM Group Inc. (RUM) - Initiation of Coverage

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September 30, 2026

Rezolute, Inc. (RZLT) - Initiation of Coverage

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September 29, 2026

Empery Digital Inc. (EMPD) - Initiation of Coverage

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September 23, 2026

Quoin Pharmaceuticals, Ltd. (QNRX) - Initiation of Coverage

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September 17, 2026

Spruce Biosciences, Inc. (SPRB) - Initiation of Coverage

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September 17, 2026

Kyntra Bio, Inc. (KYNB) - Initiation of Coverage

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September 15, 2026

Alterity Therapeutics Limited (ATHE) - Initiation of Coverage

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September 2, 2026

CTS Corporation (CTS) - Initiation of Coverage

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September 1, 2026

Beyond Air, Inc. (XAIR) - Initiation of Coverage

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August 27, 2026

Verrica Pharmaceuticals Inc. (VRCA) - Initiation of Coverage

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August 13, 2026

RF Industries, Ltd. (RFIL) - Initiation of Coverage

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August 3, 2026

BranchOut Food Inc. (BOF) - Initiation of Coverage

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July 30, 2026

AEON Biopharma, Inc. (AEON) - Initiation of Coverage

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July 13, 2026

Glass House Brands Inc. (GLAS) - Initiation of Coverage

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July 9, 2026

Twin Disc, Incorporated (TWIN) - Initiation of Coverage

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July 6, 2026

The Oncology Institute, Inc. (TOI) - Initiation of Coverage

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November 23, 2015

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

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October 20, 2015

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

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September 25, 2015

Transaction - SunOpta, Inc. $100,020,000 Follow-On

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September 3, 2015

Transaction - Field Nation, LLC $30,000,000 Private Placement

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August 7, 2015

Transaction - SMTP, Inc. $3,800,000 Follow-On

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July 16, 2015

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

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July 7, 2015

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

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June 24, 2015

Transaction - Celyad SA $100,100,000 Follow-On

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June 3, 2015

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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November 21, 2014

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

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July 2, 2014

Transaction - Selectica, Inc. $7,500,000 PIPE

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July 2, 2014

Transaction - Selectica, Inc. Acquired Iasta, Inc.

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June 25, 2014

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

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April 24, 2014

Transaction - Parametric Sound Corporation $40,000,000 Follow-On

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February 26, 2014

Transaction - VolitionRX Limited $3,000,000 PIPE

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