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December 7, 2016

TheStreet, Inc. (TST) - Initiation of Research Coverage

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December 2, 2016

Aspen Group, Inc. (ASPU) - Initiation of Research Coverage

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October 17, 2016

Asure Software, Inc. (ASUR) - Initiation of Research Coverage

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October 5, 2016

Transaction - VolitionRx Limited $11,250,000 Follow-On

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September 27, 2016

Transaction - Nano Dimension Ltd. $13,814,288 Follow-On

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September 27, 2016

Nano Dimension Ltd (NNDM) - Initiation of Research Coverage

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September 19, 2016

Invuity, Inc. (IVTY) - Initiation of Research Coverage

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September 15, 2016

Health Insurance Innovations (HIIQ) - Initiation of Research Coverage

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September 13, 2016

HARSCO, Inc. (HSC) - Initiation of Research Coverage

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August 26, 2016

CyberOptics Corporation (CYBE) - Initiation of Research Coverage

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August 23, 2016

CBS Money Watch: 3 small-cap stocks that may be worth big bets

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August 22, 2016

Avita Medical (AVMXY) - Initiation of Research Coverage

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August 18, 2016

Universal Electronics, Inc. (UEIC) - Initiation of Research Coverage

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July 21, 2016

Flexion Therapeutics, Inc. (FLXN) - Initiation of Research Coverage

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July 19, 2016

Trupanion, Inc. (TRUP) - Initiation of Research Coverage

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July 12, 2016

DAVIDsTEA, Inc. (DTEA) - Initiation of Research Coverage

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July 7, 2016

Transaction - TESARO, Inc. $433,147,500 Follow-On

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June 21, 2016

New York Times: Assault Rifles and Concealed Handguns at Center of a Changing Industry

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June 20, 2016

Boingo Wireless, Inc. (WIFI) - Initiation of Research Coverage

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June 15, 2016

CryoLife. Inc. (CRY) - Initiation of Research Coverage

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August 28, 2015

Digi International, Inc. (DGII) - Initiation of Research Coverage

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July 23, 2015

Nutrisystem, Inc. (NTRI) - Initiation of Research Coverage

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June 16, 2015

Radiant Logistics (RLGT) - Initiation of Research Coverage

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April 9, 2015

StarTek, Inc. (SRT) - Initiation of Research Coverage

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January 26, 2015

CUI Global, Inc. (CUI) - Initiation of Research Coverage

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December 22, 2014

TechTarget, Inc. (TTGT) - Initiation of Research Coverage

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December 11, 2014

Farmer Bros. Co. (FARM) - Initiation of Research Coverage

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November 11, 2014

Limoneria Company. (LMNR) - Initiation of Research Coverage

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October 17, 2014

Profire Energy, Inc. (PFIE) - Initiation of Research Coverage

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October 7, 2014

Pixelworks, Inc. (PXLW) - Initiation of Research Coverage

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October 2, 2014

Carbonite, Inc. (CARB) - Initiation of Research Coverage

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September 24, 2014

Lantronix, Inc. (LTRX) - Initiation of Research Coverage

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September 23, 2014

PolyMet Mining Corp. (PLM) - Initiation of Research Coverage

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August 27, 2014

Primo Water Corporation (PRMW) - Initiation of Research Coverage

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July 23, 2014

Calavo Growers, Inc. (CVGW) - Initiation of Research Coverage

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June 27, 2014

I.D. Systems Inc. (IDSY) - Initiation of Research Coverage

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June 24, 2014

Inuvo, Inc. (INUV) - Initiation of Research Coverage

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May 28, 2014

Knowles Corporation (KN) - Initiation of Research Coverage

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May 27, 2014

Himax Technologies, Inc (HIMX) Initiation of Research Coverage

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May 20, 2014

Chegg, Inc (CHGG) Initiation of Research Coverage

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August 10, 2020

Transaction - SANUWAVE Health, Inc. $23,852,000 Private Placement

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August 7, 2020

Transaction - Veracyte, Inc. $207,000,000 Follow-On

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August 7, 2020

Transaction - AquaBounty Technologies, Inc. $27,500,000 Follow-On

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August 6, 2020

Transaction - Achieve Life Sciences, Inc. $7,475,000 CMPO

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July 24, 2020

Transaction - Option Care Health, Inc. $258,750,000 Follow-On

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July 2, 2020

Transaction - GrowGeneration Corp. $48,300,000 Follow-On

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July 1, 2020

Transaction - Achieve Life Sciences, Inc. $6,000,000 RDO

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June 17, 2020

Transaction - Brickell Biotech, Inc. $20,122,290 Follow-On

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June 9, 2020

Transaction - Sonim Technologies, Inc. $27,600,000 Follow-On

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May 21, 2020

Transaction - LiqTech International, Inc. $8,000,000 PIPE

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May 15, 2020

Transaction - Tandem Diabetes Care, Inc. $287,500,000 144A Convertible Debt Offering

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March 4, 2020

Transaction - DermTech, Inc. $65,000,000 PIPE

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February 25, 2020

Transaction - Universal Technical Institute, Inc. $52,565,228 Follow-On

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February 14, 2020

Transaction - AquaBounty Technologies, Inc. $15,525,000 Follow-On

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February 7, 2020

Transaction - Ziopharm Oncology, Inc. $90,434,780 Follow-On

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December 17, 2019

Transaction - RiceBran Technologies $8,481,250 Follow-On

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December 12, 2019

Transaction - Aquestive Therapeutics, Inc. $35,000,000 Follow-On

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December 11, 2019

Transaction - ENDRA Life Sciences Inc. $8,100,000 PIPE

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November 25, 2019

Transaction - FLYHT Aerospace Solutions Ltd. CAD$6,669,025 PIPE

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November 20, 2019

Transaction - Checkpoint Therapeutics, Inc. $17,018,000 Follow-On

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