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September 6, 2023

PetIQ, Inc. (PETQ) - Initiation of Coverage

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August 21, 2023

OptiNose, Inc. (OPTN) - Initiation of Coverage

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July 31, 2023

Priority Technology Holdings, Inc. (PRTH) - Initiation of Coverage

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July 26, 2023

PAR Technology Corporation (PAR) - Initiation of Coverage

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July 25, 2023

Titan Machinery, Inc. (TITN) - Initiation of Coverage

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July 19, 2023

Transaction - Harrow Health, Inc. $69,000,000 Follow-on

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June 27, 2023

Alkami Technology, Inc. (ALKT) - Initiation of Coverage

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June 22, 2023

Transaction - MamaMancini's Holdings, Inc. $18,058,120 Follow-on

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June 21, 2023

Transaction - DiaMedica Therapeutics Inc. $37,438,780 Private Placement

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June 8, 2023

Transaction - inTEST Corporation $20,000,000 ATM

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June 8, 2023

Flux Power Holdings, Inc. (FLUX) - Initiation of Coverage

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June 6, 2023

Aviat Networks, Inc. (AVNW) - Initiation of Coverage

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May 25, 2023

Transaction - Achieve Life Sciences, Inc. $16,500,000 Registered Direct Offering

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May 25, 2023

Genius Sports Limited (GENI) - Initiation of Coverage

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May 25, 2023

PetMed Express, Inc. (PETS) - Initiation of Coverage

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May 24, 2023

Transaction - BIOLASE, Inc. $4,550,000 Convertible Preferred

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May 24, 2023

Transaction - Kubient, Inc. Acquires Adomni, Inc. Financial Advisor

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May 2, 2023

Evogene Ltd. (EVGN) - Initiation of Coverage

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April 26, 2023

Kura Sushi USA, Inc. (KRUS) - Initiation of Coverage

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April 21, 2023

Fabrinet (FN) - Initiation of Coverage

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May 14, 2014

Synaptics, Inc (SYNA) Initiation of Research Coverage

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May 13, 2014

Silicon Motion (SIMO) Initiation of Research Coverage

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April 28, 2014

Gaiam, Inc. (GAIA) Initiation of Research Coverage

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March 18, 2014

Rosetta Stone Inc. (RST) Initiation of Research Coverage

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March 10, 2014

Landec Corporation (LNDC) - Initiation of Research Coverage

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February 5, 2014

Natural Gas Services Group (NGS) - Initiation of Research Coverage

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January 13, 2014

The ONE Group (STKS) - Initiation of Research Coverage

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November 11, 2013

Kona Grill, Inc. (KONA) - Initiation of Research Coverage

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October 24, 2013

Ballard Power Systems (BLDP) - Initiation of Research Coverage

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October 16, 2013

Smith & Wesson (SWHC) - Initiation of Research Coverage

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September 19, 2013

Destination XL Group (DXLG) - Initiation of Research Coverage

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September 18, 2013

SunOpta Inc. (STKL) - Initiation of Research Coverage

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September 5, 2013

BioTelemetry, Inc. (BEAT) - Initiation of Research Coverage

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July 15, 2013

PFSweb, Inc. (PFSW) - Initiation of Research Coverage

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March 6, 2013

Quantum Corporation (QTM) - Initiation of Research Coverage

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February 4, 2013

NetApp, Inc. (NTAP) - Initiation of Research Coverage

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January 17, 2013

Chart Industries (GTLS) - Initiation of Research Coverage

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January 15, 2013

NetScout Systems, Inc. (NTCT) - Initiation of Research Coverage

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January 8, 2013

Clean Energy Fuels (CLNE) - Initiation of Research Coverage

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January 8, 2013

Westport Innovations (WPRT) - Initiation of Research Coverage

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July 7, 2015

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

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June 24, 2015

Transaction - Celyad SA $100,100,000 Follow-On

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June 3, 2015

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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November 21, 2014

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

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July 2, 2014

Transaction - Selectica, Inc. $7,500,000 PIPE

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July 2, 2014

Transaction - Selectica, Inc. Acquired Iasta, Inc.

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June 25, 2014

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

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April 24, 2014

Transaction - Parametric Sound Corporation $40,000,000 Follow-On

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February 26, 2014

Transaction - VolitionRX Limited $3,000,000 PIPE

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January 24, 2014

Transaction - Selectica, Inc. $8,700,000 PIPE

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December 11, 2013

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

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November 15, 2013

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

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October 9, 2013

Transaction - Ballard Power Systems, Inc. $14,490,000 Follow-On

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September 26, 2013

Transaction - Westport Innovations, Inc. $152,340,000 Follow-On

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September 26, 2013

Transaction - Speed Commerce, Inc. $24,000,000 Follow-On

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