Lake Street Capital Markets

December 3, 2015

CNNMoney: You may own gun stocks and not know it

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November 28, 2015

Minneapolis Star-Tribune: Some positive news in Evine's stumble

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November 23, 2015

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

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November 23, 2015

Clearfield, Inc. (CLFD) - Initiation of Research Coverage

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November 6, 2015

Raleigh, NC News & Observer: PowerSecure posts record third-quarter sales

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November 2, 2015

Sigma Designs, Inc. (SIGM) - Initiation of Research Coverage

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October 26, 2015

Esperion Therapeutics, Inc. (ESPR) - Initiation of Research Coverage

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October 20, 2015

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

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October 15, 2015

Minneapolis Star-Tribune: Despite lower copper prices, PolyMet's mine still has financial appeal

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October 14, 2015

Clean Diesel Technologies (CDTI) - Initiation of Research Coverage

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October 7, 2015

Cross Country Healthcare (CCRN) - Initiation of Research Coverage

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October 2, 2015

Bloomberg Business: The ‘Inventor’ of the Mobile Internet Takes on Google, Samsung

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September 29, 2015

Minneapolis Star Tribune: Imation announces turnaround plan to move it to data storage and security focus

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September 25, 2015

Transaction - SunOpta, Inc. $100,020,000 Follow-On

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September 25, 2015

The Wall Street Transcript: Finding Growth Opportunities in E-Commerce Services and Digital Media

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September 23, 2015

FibroGen, Inc. (FGEN) - Initiation of Research Coverage

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September 21, 2015

inContact, Inc. (SAAS) - Initiation of Research Coverage

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September 8, 2015

Orbotech (ORBK) - Initiation of Research Coverage

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September 3, 2015

Transaction - Field Nation, LLC $30,000,000 Private Placement

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August 28, 2015

Digi International, Inc. (DGII) - Initiation of Research Coverage

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December 19, 2023

MoneyLion Inc. (ML) - Initiation of Coverage

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December 15, 2023

Olo Inc. (OLO) - Initiation of Coverage

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November 29, 2023

Cardlytics, Inc. (CDLX) - Initiation of Coverage

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November 28, 2023

Envoy Medical, Inc. (COCH) - Initiation of Coverage

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November 27, 2023

J.Jill, Inc. (JILL) - Initiation of Coverage

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November 21, 2023

Evolv Technologies Holdings, Inc. (EVLV) - Initiation of Coverage

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October 24, 2023

Potbelly Corporation (PBPB) - Initiation of Coverage

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September 28, 2023

Elutia Inc. (ELUT) - Initiation of Coverage

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September 7, 2023

KORU Medical Systems, Inc. (KRMD) - Initiation of Coverage

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September 6, 2023

PetIQ, Inc. (PETQ) - Initiation of Coverage

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August 21, 2023

OptiNose, Inc. (OPTN) - Initiation of Coverage

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July 31, 2023

Priority Technology Holdings, Inc. (PRTH) - Initiation of Coverage

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July 26, 2023

PAR Technology Corporation (PAR) - Initiation of Coverage

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July 25, 2023

Titan Machinery, Inc. (TITN) - Initiation of Coverage

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June 27, 2023

Alkami Technology, Inc. (ALKT) - Initiation of Coverage

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June 8, 2023

Flux Power Holdings, Inc. (FLUX) - Initiation of Coverage

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June 6, 2023

Aviat Networks, Inc. (AVNW) - Initiation of Coverage

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May 25, 2023

Genius Sports Limited (GENI) - Initiation of Coverage

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May 25, 2023

PetMed Express, Inc. (PETS) - Initiation of Coverage

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May 2, 2023

Evogene Ltd. (EVGN) - Initiation of Coverage

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September 19, 2023

Transaction - Elutia, Inc. $10,500,000 PIPE

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September 13, 2023

Transaction - BIOLASE, Inc. $4,500,000 Convertible Preferred

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September 7, 2023

Transaction - Karat Packaging Inc. $21,000,000 Follow-on

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July 19, 2023

Transaction - Harrow Health, Inc. $69,000,000 Follow-on

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June 22, 2023

Transaction - MamaMancini's Holdings, Inc. $18,058,120 Follow-on

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June 21, 2023

Transaction - DiaMedica Therapeutics Inc. $37,438,780 Private Placement

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June 8, 2023

Transaction - inTEST Corporation $20,000,000 ATM

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May 25, 2023

Transaction - Achieve Life Sciences, Inc. $16,500,000 Registered Direct Offering

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May 24, 2023

Transaction - BIOLASE, Inc. $4,550,000 Convertible Preferred

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May 24, 2023

Transaction - Kubient, Inc. Acquires Adomni, Inc. Financial Advisor

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April 18, 2023

Transaction - TELA Bio, Inc. $45,125,000 Follow-on

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April 13, 2023

Transaction - Envoy Medical Corporation Merges with Anzu Special Acquisition Corp I Fairness Opinion

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January 10, 2023

Transaction - BIOLASE, Inc. $10,000,000 Follow-on

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December 8, 2022

Transaction - Chart Industries, Inc. $350,000,000 Follow-on Convertible Preferred

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December 8, 2022

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

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December 6, 2022

Transaction - Clearfield, Inc. $138,000,000 Follow-on

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November 15, 2022

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

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November 14, 2022

Transaction - SKNV Inc. $35,000,000 Private Placement

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October 27, 2022

Transaction - Calavo Growers, Inc. $18,500,000 Block Trade

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August 22, 2022

Transaction - Assertio Holdings, Inc. $70,000,000 144A Senior Notes

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Lake Street News

CNNMoney: You may own gun stocks and not know it

Minneapolis Star-Tribune: Some positive news in Evine's stumble

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

Clearfield, Inc. (CLFD) - Initiation of Research Coverage

Raleigh, NC News & Observer: PowerSecure posts record third-quarter sales

Sigma Designs, Inc. (SIGM) - Initiation of Research Coverage

Esperion Therapeutics, Inc. (ESPR) - Initiation of Research Coverage

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

Minneapolis Star-Tribune: Despite lower copper prices, PolyMet's mine still has financial appeal

Clean Diesel Technologies (CDTI) - Initiation of Research Coverage

Cross Country Healthcare (CCRN) - Initiation of Research Coverage

Bloomberg Business: The ‘Inventor’ of the Mobile Internet Takes on Google, Samsung

Minneapolis Star Tribune: Imation announces turnaround plan to move it to data storage and security focus

Transaction - SunOpta, Inc. $100,020,000 Follow-On

The Wall Street Transcript: Finding Growth Opportunities in E-Commerce Services and Digital Media

FibroGen, Inc. (FGEN) - Initiation of Research Coverage

inContact, Inc. (SAAS) - Initiation of Research Coverage

Orbotech (ORBK) - Initiation of Research Coverage

Transaction - Field Nation, LLC $30,000,000 Private Placement

Digi International, Inc. (DGII) - Initiation of Research Coverage

MoneyLion Inc. (ML) - Initiation of Coverage

Olo Inc. (OLO) - Initiation of Coverage

Cardlytics, Inc. (CDLX) - Initiation of Coverage

Envoy Medical, Inc. (COCH) - Initiation of Coverage

J.Jill, Inc. (JILL) - Initiation of Coverage

Evolv Technologies Holdings, Inc. (EVLV) - Initiation of Coverage

Potbelly Corporation (PBPB) - Initiation of Coverage

Elutia Inc. (ELUT) - Initiation of Coverage

KORU Medical Systems, Inc. (KRMD) - Initiation of Coverage

PetIQ, Inc. (PETQ) - Initiation of Coverage

OptiNose, Inc. (OPTN) - Initiation of Coverage

Priority Technology Holdings, Inc. (PRTH) - Initiation of Coverage

PAR Technology Corporation (PAR) - Initiation of Coverage

Titan Machinery, Inc. (TITN) - Initiation of Coverage

Alkami Technology, Inc. (ALKT) - Initiation of Coverage

Flux Power Holdings, Inc. (FLUX) - Initiation of Coverage

Aviat Networks, Inc. (AVNW) - Initiation of Coverage

Genius Sports Limited (GENI) - Initiation of Coverage

PetMed Express, Inc. (PETS) - Initiation of Coverage

Evogene Ltd. (EVGN) - Initiation of Coverage

Transaction - Elutia, Inc. $10,500,000 PIPE

Transaction - BIOLASE, Inc. $4,500,000 Convertible Preferred

Transaction - Karat Packaging Inc. $21,000,000 Follow-on

Transaction - Harrow Health, Inc. $69,000,000 Follow-on

Transaction - MamaMancini's Holdings, Inc. $18,058,120 Follow-on

Transaction - DiaMedica Therapeutics Inc. $37,438,780 Private Placement

Transaction - inTEST Corporation $20,000,000 ATM

Transaction - Achieve Life Sciences, Inc. $16,500,000 Registered Direct Offering

Transaction - BIOLASE, Inc. $4,550,000 Convertible Preferred

Transaction - Kubient, Inc. Acquires Adomni, Inc. Financial Advisor

Transaction - TELA Bio, Inc. $45,125,000 Follow-on

Transaction - Envoy Medical Corporation Merges with Anzu Special Acquisition Corp I Fairness Opinion

Transaction - BIOLASE, Inc. $10,000,000 Follow-on

Transaction - Chart Industries, Inc. $350,000,000 Follow-on Convertible Preferred

Transaction - Chart Industries, Inc. $700,000,000 Follow-on

Transaction - Clearfield, Inc. $138,000,000 Follow-on

Transaction - Achieve Life Sciences, Inc. $18,930,777 PIPE

Transaction - SKNV Inc. $35,000,000 Private Placement

Transaction - Calavo Growers, Inc. $18,500,000 Block Trade

Transaction - Assertio Holdings, Inc. $70,000,000 144A Senior Notes

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