Lake Street Capital Markets

October 7, 2026

Fossil Group, Inc. (FOSL) - Initiation of Coverage

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October 6, 2026

Envoy Medical, Inc. (COCH) - Initiation of Coverage

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October 6, 2026

RUM Group Inc. (RUM) - Initiation of Coverage

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October 2, 2026

Transaction - NN, Inc. $53,130,000 PIPE

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September 30, 2026

Rezolute, Inc. (RZLT) - Initiation of Coverage

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September 29, 2026

Empery Digital Inc. (EMPD) - Initiation of Coverage

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September 23, 2026

Quoin Pharmaceuticals, Ltd. (QNRX) - Initiation of Coverage

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September 17, 2026

Spruce Biosciences, Inc. (SPRB) - Initiation of Coverage

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September 17, 2026

Kyntra Bio, Inc. (KYNB) - Initiation of Coverage

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September 15, 2026

Alterity Therapeutics Limited (ATHE) - Initiation of Coverage

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September 11, 2026

Transaction - CPI Card Group Inc. $57,800,000 Follow-on

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September 10, 2026

Transaction - Axogen, Inc. $239,976,250 Follow-on

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September 2, 2026

CTS Corporation (CTS) - Initiation of Coverage

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September 1, 2026

Beyond Air, Inc. (XAIR) - Initiation of Coverage

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August 28, 2026

Transaction - Quoin Pharmaceuticals, Ltd. $30,769,864 PIPE

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August 28, 2026

Transaction - BranchOut Food Inc. $3,208,500 Follow-on

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August 27, 2026

Verrica Pharmaceuticals Inc. (VRCA) - Initiation of Coverage

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August 13, 2026

RF Industries, Ltd. (RFIL) - Initiation of Coverage

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August 10, 2026

Lake Street Capital Markets Announces Leadership Promotions Across Capital Markets and Institutional Equities

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August 3, 2026

BranchOut Food Inc. (BOF) - Initiation of Coverage

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April 21, 2022

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

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April 18, 2022

SWK Holdings Corp (SWKH) - Initiation of Coverage

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April 14, 2022

Sientra, Inc. (SIEN) - Initiation of Coverage

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April 13, 2022

The Container Store Group, Inc. (TCS) - Initiation of Coverage

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April 11, 2022

Performant Financial Corp (PFMT) - Initiation of Coverage

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April 8, 2022

Forian Inc. (FORA) - Initiation of Coverage

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April 8, 2022

Modular Medical, Inc. (MODD) - Initiation of Coverage

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April 5, 2022

Perimeter Medical Imaging AI, Inc. (PYNKF) - Initiation of Coverage

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March 7, 2022

Augmedix, Inc. (AUGX) - Initiation of Coverage

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March 7, 2022

Biotricity, Inc. (BTCY) - Initiation of Coverage

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March 4, 2022

CarParts.com Inc. (PRTS) - Initiation of Coverage

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February 22, 2022

MGP Ingredients, Inc. (MGPI) - Initiation of Coverage

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January 31, 2022

Inotiv, Inc. (NOTV) - Initiation of Coverage

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January 25, 2022

Arlo Technologies (ARLO) - Initiation of Coverage

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January 24, 2022

1847 Goedeker Inc. (GOED) - Initiation of Coverage

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January 3, 2022

Chicago Atlantic Real Estate Finance, Inc. (REFI) - Initiation of Coverage

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December 16, 2021

CPI Card Group, Inc. (PMTS) - Initiation of Coverage

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December 7, 2021

Banxa Holdings, Inc. (BNXAF) - Initiation of Coverage

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December 6, 2021

Backblaze, Inc. (BLZE) - Initiation of Coverage

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November 30, 2021

Ensysce Biosciences, Inc. (ENSC) - Initiation of Coverage

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February 20, 2026

Transaction - TriSalus Life Sciences, Inc. $46,000,012 Follow-on

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February 19, 2026

Transaction - Energy Services of America Corporation $23,000,000 Follow-on

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February 11, 2026

Transaction - Insight Molecular Diagnostics Inc. $26,024,258 Registered Direct Offering

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February 6, 2026

Transaction - Crawford United Corporation $300,000,000 M&A Advisory

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January 23, 2026

Transaction - Daxor Corporation $9,000,000 Registered Direct Offering

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January 21, 2026

Transaction - Ekso Bionics Holdings, Inc. $5,852,000 Convertible Preferred

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January 14, 2026

Transaction - Plus Therapeutics, Inc. $15,000,000 Follow-on

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January 9, 2026

Transaction - Ondas Holdings Inc. $1,000,000,000 Registered Direct Offering

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December 22, 2025

Transaction - Velo3D, Inc. $30,000,000 PIPE

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December 12, 2025

Transaction - LightPath Technologies, Inc. $69,071,875 Follow-on

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November 18, 2025

Transaction - Gloo Holdings, Inc. $78,277,504 Initial Public Offering

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November 13, 2025

Transaction - Applied Digital Corporation $2,350,000,000 144A Senior Secured Notes

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November 12, 2025

Transaction - 374Water Inc. $50,000,000 ATM Offering

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November 7, 2025

Transaction - Pelthos Therapeutics Inc. $18,000,000 Convertible Debt

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November 6, 2025

Transaction - Centrus Energy Corp. $1,000,000,000 ATM Offering

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November 5, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $200,000,000 ATM Offering

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October 31, 2025

Transaction - Babcock & Wilcox Enterprises, Inc. $29,000,000 M&A Advisory

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October 31, 2025

Transaction - Flux Power Holdings, Inc. $11,040,000 Follow-on

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October 29, 2025

Transaction - VentureMed Group, Inc. $28,000,000 Private Placement

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October 16, 2025

Transaction - Hyperfine, Inc. $20,125,000 Follow-on

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Lake Street News

Fossil Group, Inc. (FOSL) - Initiation of Coverage

Envoy Medical, Inc. (COCH) - Initiation of Coverage

RUM Group Inc. (RUM) - Initiation of Coverage

Transaction - NN, Inc. $53,130,000 PIPE

Rezolute, Inc. (RZLT) - Initiation of Coverage

Empery Digital Inc. (EMPD) - Initiation of Coverage

Quoin Pharmaceuticals, Ltd. (QNRX) - Initiation of Coverage

Spruce Biosciences, Inc. (SPRB) - Initiation of Coverage

Kyntra Bio, Inc. (KYNB) - Initiation of Coverage

Alterity Therapeutics Limited (ATHE) - Initiation of Coverage

Transaction - CPI Card Group Inc. $57,800,000 Follow-on

Transaction - Axogen, Inc. $239,976,250 Follow-on

CTS Corporation (CTS) - Initiation of Coverage

Beyond Air, Inc. (XAIR) - Initiation of Coverage

Transaction - Quoin Pharmaceuticals, Ltd. $30,769,864 PIPE

Transaction - BranchOut Food Inc. $3,208,500 Follow-on

Verrica Pharmaceuticals Inc. (VRCA) - Initiation of Coverage

RF Industries, Ltd. (RFIL) - Initiation of Coverage

Lake Street Capital Markets Announces Leadership Promotions Across Capital Markets and Institutional Equities

BranchOut Food Inc. (BOF) - Initiation of Coverage

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

SWK Holdings Corp (SWKH) - Initiation of Coverage

Sientra, Inc. (SIEN) - Initiation of Coverage

The Container Store Group, Inc. (TCS) - Initiation of Coverage

Performant Financial Corp (PFMT) - Initiation of Coverage

Forian Inc. (FORA) - Initiation of Coverage

Modular Medical, Inc. (MODD) - Initiation of Coverage

Perimeter Medical Imaging AI, Inc. (PYNKF) - Initiation of Coverage

Augmedix, Inc. (AUGX) - Initiation of Coverage

Biotricity, Inc. (BTCY) - Initiation of Coverage

CarParts.com Inc. (PRTS) - Initiation of Coverage

MGP Ingredients, Inc. (MGPI) - Initiation of Coverage

Inotiv, Inc. (NOTV) - Initiation of Coverage

Arlo Technologies (ARLO) - Initiation of Coverage

1847 Goedeker Inc. (GOED) - Initiation of Coverage

Chicago Atlantic Real Estate Finance, Inc. (REFI) - Initiation of Coverage

CPI Card Group, Inc. (PMTS) - Initiation of Coverage

Banxa Holdings, Inc. (BNXAF) - Initiation of Coverage

Backblaze, Inc. (BLZE) - Initiation of Coverage

Ensysce Biosciences, Inc. (ENSC) - Initiation of Coverage

Transaction - TriSalus Life Sciences, Inc. $46,000,012 Follow-on

Transaction - Energy Services of America Corporation $23,000,000 Follow-on

Transaction - Insight Molecular Diagnostics Inc. $26,024,258 Registered Direct Offering

Transaction - Crawford United Corporation $300,000,000 M&A Advisory

Transaction - Daxor Corporation $9,000,000 Registered Direct Offering

Transaction - Ekso Bionics Holdings, Inc. $5,852,000 Convertible Preferred

Transaction - Plus Therapeutics, Inc. $15,000,000 Follow-on

Transaction - Ondas Holdings Inc. $1,000,000,000 Registered Direct Offering

Transaction - Velo3D, Inc. $30,000,000 PIPE

Transaction - LightPath Technologies, Inc. $69,071,875 Follow-on

Transaction - Gloo Holdings, Inc. $78,277,504 Initial Public Offering

Transaction - Applied Digital Corporation $2,350,000,000 144A Senior Secured Notes

Transaction - 374Water Inc. $50,000,000 ATM Offering

Transaction - Pelthos Therapeutics Inc. $18,000,000 Convertible Debt

Transaction - Centrus Energy Corp. $1,000,000,000 ATM Offering

Transaction - Babcock & Wilcox Enterprises, Inc. $200,000,000 ATM Offering

Transaction - Babcock & Wilcox Enterprises, Inc. $29,000,000 M&A Advisory

Transaction - Flux Power Holdings, Inc. $11,040,000 Follow-on

Transaction - VentureMed Group, Inc. $28,000,000 Private Placement

Transaction - Hyperfine, Inc. $20,125,000 Follow-on

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