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October 21, 2026

Terrestrial Energy Inc. (IMSR) - Initiation of Coverage

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October 20, 2026

Amtech Systems, Inc. (ASYS) - Initiation of Coverage

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October 14, 2026

Transaction - Amaero Inc. $21,300,000 Follow-on and Uplisting

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October 7, 2026

Fossil Group, Inc. (FOSL) - Initiation of Coverage

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October 6, 2026

Envoy Medical, Inc. (COCH) - Initiation of Coverage

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October 6, 2026

RUM Group Inc. (RUM) - Initiation of Coverage

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October 2, 2026

Transaction - NN, Inc. $53,130,000 PIPE

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September 30, 2026

Rezolute, Inc. (RZLT) - Initiation of Coverage

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September 29, 2026

Empery Digital Inc. (EMPD) - Initiation of Coverage

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September 23, 2026

Quoin Pharmaceuticals, Ltd. (QNRX) - Initiation of Coverage

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September 17, 2026

Spruce Biosciences, Inc. (SPRB) - Initiation of Coverage

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September 17, 2026

Kyntra Bio, Inc. (KYNB) - Initiation of Coverage

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September 15, 2026

Alterity Therapeutics Limited (ATHE) - Initiation of Coverage

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September 11, 2026

Transaction - CPI Card Group Inc. $57,800,000 Follow-on

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September 10, 2026

Transaction - Axogen, Inc. $239,976,250 Follow-on

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September 2, 2026

CTS Corporation (CTS) - Initiation of Coverage

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September 1, 2026

Beyond Air, Inc. (XAIR) - Initiation of Coverage

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August 28, 2026

Transaction - Quoin Pharmaceuticals, Ltd. $30,769,864 PIPE

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August 28, 2026

Transaction - BranchOut Food Inc. $3,208,500 Follow-on

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August 27, 2026

Verrica Pharmaceuticals Inc. (VRCA) - Initiation of Coverage

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October 28, 2019

GrowGeneration Corp. (GRWG) - Initiation of Research Coverage

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October 2, 2019

Opera Limited (OPRA) - Initiation of Research Coverage

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September 17, 2019

Legacy Housing Corporation (LEGH) - Initiation of Research Coverage

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August 7, 2019

HyreCar, Inc. (HYRE) - Initiation of Research Coverage

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August 5, 2019

Eton Pharmaceuticals, Inc. (ETON) - Initiation of Research Coverage

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July 31, 2019

Veracyte, Inc. (VCYT) - Initiation of Research Coverage

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July 29, 2019

Extreme Networks, Inc. (EXTR) - Initiation of Research Coverage

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July 9, 2019

Vista Outdoor Inc. (VSTO) - Initiation of Research Coverage

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July 8, 2019

Perion Network Ltd. (PERI) - Initiation of Research Coverage

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June 24, 2019

QuinStreet, Inc. (QNST) - Initiation of Research Coverage

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June 11, 2019

Napco Security Technologies, Inc. (NSSC) - Initiation of Research Coverage

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June 7, 2019

Tuesday Morning Corporation (TUES) - Initiation of Research Coverage

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June 4, 2019

Sonim Technologies, Inc. (SONM) - Initiation of Research Coverage

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May 29, 2019

Checkpoint Therapeutics, Inc. (CKPT) - Initiation of Research Coverage

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May 20, 2019

ENDRA Life Sciences, Inc. (NDRA) - Initiation of Research Coverage

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April 26, 2019

Reed's, Inc. (REED) - Initiation of Research Coverage

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April 4, 2019

Ziopharm Oncology, Inc. (ZIOP) - Initiation of Research Coverage

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March 25, 2019

Super League Gaming (SLGG) - Initiation of Research Coverage

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March 5, 2019

DiaMedica Therapeutics, Inc. (DMAC) - Initiation of Research Coverage

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March 5, 2019

CTI BioPharma Corp. (CTIC) - Initiation of Research Coverage

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February 5, 2019

Transaction - Melt Pharmaceuticals, Inc. $11,000,000 PIPE

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January 22, 2019

Transaction - Sonim Technologies $11,135,000 Private Placement

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December 18, 2018

Transaction - OptimizeRx Corporation $21,037,020 Follow-On

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October 19, 2018

Transaction - Akoustics Technologies, Inc. $40,812,500 Follow-On

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September 18, 2018

Transaction - Lantronix, Inc. $10,000,000 Follow-On

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September 13, 2018

Transaction - NN, Inc. $230,000,000 Follow-On

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September 6, 2018

Transaction - WSI Industries, Inc. $23,900,000 Fairness Opinion

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July 24, 2018

Transaction - Aquestive Therapeautics, Inc. $67,500,000 IPO

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July 18, 2018

Transaction - Carbonite, Inc. $204,871,338 Follow-On

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July 3, 2018

Transaction - Profire Energy, Inc. $28,031,250 Follow-On

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June 25, 2018

Transaction - Trupanion, Inc. $69,000,000 Follow-On

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June 25, 2018

Transaction - Limoneira Company $69,000,000 Follow-On

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June 25, 2018

Transaction - Kindred Biosciences, Inc. $50,600,000 Follow-On

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June 20, 2018

Transaction - TheStreet, Inc. $33,500,000 M&A Advisory

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June 18, 2018

Transaction - Asure Software, Inc. $50,312,500 Follow-On

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May 25, 2018

Transaction - USA Technologies, Inc. $75,700,000 Follow-On

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May 18, 2018

Transaction - Primo Water Corporation $74,752,300 Follow-On

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May 8, 2018

Transaction - OptimizeRx Corporation $9,000,000 PIPE

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April 27, 2018

Transaction - Turtle Beach Corporation $8,400,000 PIPE

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April 27, 2018

Transaction - Turtle Beach Corporation $19,300,000 Recapitalization

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