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May 10, 2017

RiceBran Technologies (RIBT) - Initiation of Research Coverage

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April 17, 2017

Sientra, Inc. (SIEN) - Initiation of Research Coverage

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April 14, 2017

Transaction - NV5 GLobal, Inc. $42,000,000 Acquired Bock & Clark Corporation

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April 12, 2017

PCTEL, Inc. (PCTI) - Initiation of Research Coverage

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April 11, 2017

Transaction - Synacor, Inc. $20,000,000 Follow-On

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April 10, 2017

Transaction - Aspen Group, Inc. $7,500,000 PIPE

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March 30, 2017

Transaction - Carbonite, Inc. $125,000,000 144A Convertible Debt Offering

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March 21, 2017

NV5 Global, Inc. (NVEE) - Initiation of Research Coverage

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March 17, 2017

Nautilus, Inc. (NLS) - Initiation of Research Coverage

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March 8, 2017

Transaction - Health Insurance Innovations, Inc. $42,000,000 Follow-On

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February 27, 2017

Electro Scientific Industries, Inc. (ESIO) - Initiation of Research Coverage

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February 13, 2017

Transaction - RiceBran Technologies $8,000,000 PIPE

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February 13, 2017

Synacor, Inc. (SYNC) - Initiation of Research Coverage

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January 30, 2017

Cardiovascular Systems, Inc. (CSII) - Initiation of Research Coverage

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January 23, 2017

Transaction - Heron Therapeutics $150,000,000 Follow-On

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January 3, 2017

BioScrip, Inc. (BIOS) - Initiation of Research Coverage

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December 21, 2016

NN, Inc. (NNBR) - Initiation of Research Coverage

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December 9, 2016

Transaction - Asure Software, Inc. $15,594,000 Follow-On

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December 7, 2016

TheStreet, Inc. (TST) - Initiation of Research Coverage

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December 2, 2016

Aspen Group, Inc. (ASPU) - Initiation of Research Coverage

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March 11, 2025

Lakeland Industries, Inc. (LAKE) - Initiation of Coverage

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February 26, 2025

Blade Air Mobility, Inc. (BLDE) - Initiation of Coverage

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February 24, 2025

Beta Bionics, Inc. (BBNX) - Initiation of Coverage

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February 21, 2025

Owlet, Inc. (OWLT) - Initiation of Coverage

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February 14, 2025

BK Technologies Corporation (BKTI) - Initiation of Coverage

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February 13, 2025

TriSalus Life Sciences, Inc. (TLSI) - Initiation of Coverage

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February 5, 2025

Knightscope, Inc. (KSCP) - Initiation of Coverage

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January 31, 2025

Sensus Healthcare, Inc. (SRTS) - Initiation of Coverage

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January 8, 2025

Strawberry Fields REIT, Inc. (STRW) - Initiation of Coverage

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January 8, 2025

Anteris Technologies Global Corp. (AVR) - Initiation of Coverage

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December 31, 2024

Treace Medical Concepts, Inc. (TMCI) - Initiation of Coverage

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December 20, 2024

Paysign, Inc. (PAYS) - Initiation of Coverage

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December 19, 2024

LifeVantage Corporation (LFVN) - Initiation of Coverage

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December 16, 2024

a.k.a. Brands Holding Corp. (AKA) - Initiation of Coverage

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December 11, 2024

InspireMD, Inc. (NSPR) - Initiation of Coverage

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December 10, 2024

LifeMD, Inc. (LFMD) - Initiation of Coverage

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October 31, 2024

MDxHealth SA (MDXH) - Initiation of Coverage

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October 7, 2024

TrueCar, Inc. (TRUE) - Initiation of Coverage

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September 10, 2024

Butterfly Network, Inc. (BFLY) - Initiation of Coverage

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September 6, 2024

Journey Medical Corporation (DERM) - Initiation of Coverage

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March 18, 2016

Transaction - VolitionRx Limited $14,087,500 Follow-On

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February 17, 2016

Transaction - Asterias Biotherapeutics, Inc. Asset Swap

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February 2, 2016

Transaction - Turtle Beach Corporation $5,000,000 Follow-On

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January 4, 2016

Transaction - Ener-Core, Inc. $2,500,000 PIPE

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November 23, 2015

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

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October 20, 2015

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

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September 25, 2015

Transaction - SunOpta, Inc. $100,020,000 Follow-On

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September 3, 2015

Transaction - Field Nation, LLC $30,000,000 Private Placement

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August 7, 2015

Transaction - SMTP, Inc. $3,800,000 Follow-On

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July 16, 2015

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

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July 7, 2015

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

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June 24, 2015

Transaction - Celyad SA $100,100,000 Follow-On

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June 3, 2015

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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November 21, 2014

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

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July 2, 2014

Transaction - Selectica, Inc. $7,500,000 PIPE

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