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October 21, 2026

Terrestrial Energy Inc. (IMSR) - Initiation of Coverage

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October 20, 2026

Amtech Systems, Inc. (ASYS) - Initiation of Coverage

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October 14, 2026

Transaction - Amaero Inc. $21,300,000 Follow-on and Uplisting

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October 7, 2026

Fossil Group, Inc. (FOSL) - Initiation of Coverage

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October 6, 2026

Envoy Medical, Inc. (COCH) - Initiation of Coverage

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October 6, 2026

RUM Group Inc. (RUM) - Initiation of Coverage

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October 2, 2026

Transaction - NN, Inc. $53,130,000 PIPE

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September 30, 2026

Rezolute, Inc. (RZLT) - Initiation of Coverage

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September 29, 2026

Empery Digital Inc. (EMPD) - Initiation of Coverage

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September 23, 2026

Quoin Pharmaceuticals, Ltd. (QNRX) - Initiation of Coverage

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September 17, 2026

Spruce Biosciences, Inc. (SPRB) - Initiation of Coverage

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September 17, 2026

Kyntra Bio, Inc. (KYNB) - Initiation of Coverage

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September 15, 2026

Alterity Therapeutics Limited (ATHE) - Initiation of Coverage

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September 11, 2026

Transaction - CPI Card Group Inc. $57,800,000 Follow-on

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September 10, 2026

Transaction - Axogen, Inc. $239,976,250 Follow-on

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September 2, 2026

CTS Corporation (CTS) - Initiation of Coverage

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September 1, 2026

Beyond Air, Inc. (XAIR) - Initiation of Coverage

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August 28, 2026

Transaction - Quoin Pharmaceuticals, Ltd. $30,769,864 PIPE

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August 28, 2026

Transaction - BranchOut Food Inc. $3,208,500 Follow-on

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August 27, 2026

Verrica Pharmaceuticals Inc. (VRCA) - Initiation of Coverage

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April 25, 2025

American Public Education, Inc. (APEI) - Initiation of Coverage

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April 24, 2025

ACCESS Newswire Inc. (ACCS) - Initiation of Coverage

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April 14, 2025

Ondas Holdings Inc. (ONDS) - Initiation of Coverage

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April 7, 2025

OrthoPediatrics Corp. (KIDS) - Initiation of Coverage

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April 2, 2025

Immunome, Inc. (IMNM) - Initiation of Coverage

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April 2, 2025

Lantern Pharma Inc. (LTRN) - Initiation of Coverage

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April 2, 2025

OS Therapies Incorporated (OSTX) - Initiation of Coverage

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March 28, 2025

OncoCyte Corporation (OCX) - Initiation of Coverage

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March 24, 2025

Hyperfine, Inc. (HYPR) - Initiation of Coverage

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March 18, 2025

Richtech Robotics Inc. (RR) - Initiation of Coverage

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March 17, 2025

FitLife Brands, Inc. (FTLF) - Initiation of Coverage

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March 17, 2025

Axogen, Inc. (AXGN) - Initiation of Coverage

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March 11, 2025

Lakeland Industries, Inc. (LAKE) - Initiation of Coverage

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February 26, 2025

Blade Air Mobility, Inc. (BLDE) - Initiation of Coverage

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February 24, 2025

Beta Bionics, Inc. (BBNX) - Initiation of Coverage

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February 21, 2025

Owlet, Inc. (OWLT) - Initiation of Coverage

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February 14, 2025

BK Technologies Corporation (BKTI) - Initiation of Coverage

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February 13, 2025

TriSalus Life Sciences, Inc. (TLSI) - Initiation of Coverage

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February 5, 2025

Knightscope, Inc. (KSCP) - Initiation of Coverage

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January 31, 2025

Sensus Healthcare, Inc. (SRTS) - Initiation of Coverage

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April 19, 2018

Transaction - Aspen Group, Inc. $23,000,000 Follow-On

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April 3, 2018

Transaction - RMG Networks Holding Corporation $16,800,000 Fairness Opinion

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March 28, 2018

Transaction - Heron Therapeutics, Inc. $156,000,000 Follow-On

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March 28, 2018

Transaction - SharpSpring, Inc. $8,000,000 PIPE

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March 21, 2018

Transaction - Gaia, Inc. $40,250,000 Follow-On

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March 13, 2018

Transaction - VolitionRX Limited $8,450,000 Follow-On

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March 8, 2018

Transaction - Checkpoint Therapeutics, Inc. $21,010,000 Follow-On

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February 21, 2018

Transaction - Nano Dimensions Ltd. $13,800,000 Follow-On

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February 16, 2018

Transaction - Biofrontera AG $12,900,000 IPO

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February 9, 2018

Transaction - SITO Mobile, Ltd. $14,950,000 Follow-On

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January 16, 2018

Transaction - Bebe Stores, Inc. $19,900,000 Recapitalization

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January 3, 2018

Transaction - Knowledge Marketing M&A Advisory

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November 10, 2017

Transaction - TheStreet, Inc. $7,850,000 PIPE

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November 10, 2017

Transaction - TheStreet, Inc. $55,000,000 Recapitalization

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October 17, 2017

Transaction - BioTime, Inc. $28,800,000 Follow-On

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October 16, 2017

Transaction - Flexion Therapeutics, Inc. $122,400,000 Follow-On

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September 14, 2017

Transaction - RiceBran Technologies. $2,900,000 Strategic Investment

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July 28, 2017

Transaction - SITO Mobile, Ltd. $6,000,000 Registered Direct Offering

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July 25, 2017

Transaction - Aspen Group, Inc. $10,000,000 Senior Credit Facility

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July 19, 2017

Transaction - Westport Fuel Systems Inc. $25,050,000 Follow-On

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