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July 14, 2026

Transaction - AEON Biopharma, Inc. $13,750,000 Follow-on

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July 13, 2026

Glass House Brands Inc. (GLAS) - Initiation of Coverage

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July 9, 2026

Twin Disc, Incorporated (TWIN) - Initiation of Coverage

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July 6, 2026

The Oncology Institute, Inc. (TOI) - Initiation of Coverage

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June 30, 2026

Transaction - Hunt Properties, Inc. $65,000,000 Private Placement

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June 30, 2026

Transaction - Mama's Creations, Inc. $100,000,000 Follow-on

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June 26, 2026

NeoVolta Inc. (NEOV) - Initiation of Coverage

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June 25, 2026

Alpha and Omega Semiconductor Limited (AOSL) - Initiation of Coverage

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June 23, 2026

Vivani Medical, Inc. (VANI) - Initiation of Coverage

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June 11, 2026

Kazia Therapeutics Limited (KZIA) - Initiation of Coverage

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June 9, 2026

Transaction - Applied Digital Corporation $1,590,000,000 144A Senior Secured Notes

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June 2, 2026

Transaction - Quantum Corporation $100,000,000 PIPE

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June 2, 2026

Nutex Health Inc. (NUTX) - Initiation of Coverage

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May 28, 2026

Transaction - NeoVolta Inc. $28,488,739 Follow-on

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May 28, 2026

Aligos Therapeutics, Inc. (ALGS) - Initiation of Coverage

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May 28, 2026

Viking Therapeutics, Inc. (VKTX) - Initiation of Coverage

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May 26, 2026

Regis Corporation (RGS) - Initiation of Coverage

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May 20, 2026

Bridger Aerospace Group Holdings, Inc. (BAER) - Initiation of Coverage

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May 18, 2026

Transaction - Rapid Micro Biosystems, Inc. $9,800,000 Registered Direct Offering

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May 15, 2026

Transaction - Babcock & Wilcox Enterprises, Inc. $230,000,000 Follow-on

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January 3, 2022

Chicago Atlantic Real Estate Finance, Inc. (REFI) - Initiation of Coverage

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December 16, 2021

CPI Card Group, Inc. (PMTS) - Initiation of Coverage

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December 7, 2021

Banxa Holdings, Inc. (BNXAF) - Initiation of Coverage

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December 6, 2021

Backblaze, Inc. (BLZE) - Initiation of Coverage

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November 30, 2021

Ensysce Biosciences, Inc. (ENSC) - Initiation of Coverage

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November 30, 2021

DHI Group, Inc. (DHX) - Initiation of Coverage

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November 29, 2021

Cadre Holdings, Inc. (CDRE) - Initiation of Coverage

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November 22, 2021

Crexendo, Inc. (CXDO) - Initiation of Coverage

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November 19, 2021

Tile Shop Holdings, Inc. (TTSH) - Initiation of Coverage

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November 8, 2021

P3 Health Partners Inc. (FORE) - Initiation of Coverage

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November 8, 2021

3D Systems Corporation (DDD) - Initiation of Coverage

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November 1, 2021

Science 37, Inc. (SNCE) - Initiation of Coverage

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October 29, 2021

Local Bounti (LIII) - Initiation of Coverage

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October 26, 2021

Impinj, Inc. (PI) - Initiation of Coverage

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October 25, 2021

UpHealth, Inc. (UPH) - Initiation of Coverage

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October 20, 2021

The Andersons, Inc. (ANDE) - Initiation of Coverage

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October 6, 2021

Fathom Digital Manufacturing Corp. (ATMR) - Initiation of Coverage

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October 5, 2021

Greenbrook TMS Inc. (GBNH) - Initiation of Coverage

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August 9, 2021

Materialise NV (MTLS) - Initiation of Coverage

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August 2, 2021

Skylight Health Group Inc. (SLHG) - Initiation of Coverage

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July 7, 2015

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

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June 24, 2015

Transaction - Celyad SA $100,100,000 Follow-On

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June 3, 2015

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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November 21, 2014

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

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July 2, 2014

Transaction - Selectica, Inc. $7,500,000 PIPE

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July 2, 2014

Transaction - Selectica, Inc. Acquired Iasta, Inc.

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June 25, 2014

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

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April 24, 2014

Transaction - Parametric Sound Corporation $40,000,000 Follow-On

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February 26, 2014

Transaction - VolitionRX Limited $3,000,000 PIPE

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January 24, 2014

Transaction - Selectica, Inc. $8,700,000 PIPE

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December 11, 2013

Transaction - MiMedx Group, Inc. $39,100,000 Follow-On

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November 15, 2013

Transaction - Advanced Emissions Solutions, Inc. $31,050,000 Follow-On

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October 9, 2013

Transaction - Ballard Power Systems, Inc. $14,490,000 Follow-On

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September 26, 2013

Transaction - Westport Innovations, Inc. $152,340,000 Follow-On

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September 26, 2013

Transaction - Speed Commerce, Inc. $24,000,000 Follow-On

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