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October 21, 2026

Terrestrial Energy Inc. (IMSR) - Initiation of Coverage

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October 20, 2026

Amtech Systems, Inc. (ASYS) - Initiation of Coverage

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October 14, 2026

Transaction - Amaero Inc. $21,300,000 Follow-on and Uplisting

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October 7, 2026

Fossil Group, Inc. (FOSL) - Initiation of Coverage

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October 6, 2026

Envoy Medical, Inc. (COCH) - Initiation of Coverage

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October 6, 2026

RUM Group Inc. (RUM) - Initiation of Coverage

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October 2, 2026

Transaction - NN, Inc. $53,130,000 PIPE

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September 30, 2026

Rezolute, Inc. (RZLT) - Initiation of Coverage

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September 29, 2026

Empery Digital Inc. (EMPD) - Initiation of Coverage

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September 23, 2026

Quoin Pharmaceuticals, Ltd. (QNRX) - Initiation of Coverage

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September 17, 2026

Spruce Biosciences, Inc. (SPRB) - Initiation of Coverage

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September 17, 2026

Kyntra Bio, Inc. (KYNB) - Initiation of Coverage

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September 15, 2026

Alterity Therapeutics Limited (ATHE) - Initiation of Coverage

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September 11, 2026

Transaction - CPI Card Group Inc. $57,800,000 Follow-on

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September 10, 2026

Transaction - Axogen, Inc. $239,976,250 Follow-on

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September 2, 2026

CTS Corporation (CTS) - Initiation of Coverage

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September 1, 2026

Beyond Air, Inc. (XAIR) - Initiation of Coverage

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August 28, 2026

Transaction - Quoin Pharmaceuticals, Ltd. $30,769,864 PIPE

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August 28, 2026

Transaction - BranchOut Food Inc. $3,208,500 Follow-on

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August 27, 2026

Verrica Pharmaceuticals Inc. (VRCA) - Initiation of Coverage

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August 28, 2020

Brickell Biotech, Inc. (BBI) - Initiation of Research Coverage

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July 16, 2020

The Providence Service Corporation (PRSC) - Initiation of Research Coverage

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July 15, 2020

Sharps Compliance Corp. (SMED) - Initiation of Research Coverage

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June 25, 2020

OraSure Technologies, Inc. (OSUR) - Initiation of Research Coverage

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June 22, 2020

Limelight Networks, Inc. (LLNW) - Initiation of Research Coverage

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June 9, 2020

InfuSystem Holdings, Inc. (INFU) - Initiation of Research Coverage

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May 18, 2020

Inspire Medical Systems, Inc. (INSP) - Initiation of Research Coverage

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April 22, 2020

Allot Ltd. (ALLT) - Initiation of Research Coverage

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April 7, 2020

Stereotaxis, Inc. (STXS) - Initiation of Research Coverage

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March 23, 2020

TheMaven, Inc. (MVEN) - Initiation of Research Coverage

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March 23, 2020

Atlas Technical Consultants, Inc. (ATCX) - Initiation of Research Coverage

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March 19, 2020

Sturm, Ruger & Company, Inc. (RGR) - Initiation of Research Coverage

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March 12, 2020

AquaBounty Technologies, Inc. (AQB) - Initiation of Research Coverage

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March 11, 2020

Universal Technical Institute, Inc. (UTI) - Initiation of Research Coverage

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February 24, 2020

BioLife Solutions, Inc. (BLFS) - Initiation of Research Coverage

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January 9, 2020

iCad, Inc. (ICAD) - Initiation of Research Coverage

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January 6, 2020

Sportsman's Warehouse Holdings, Inc. (SPWH) - Initiation of Research Coverage

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December 5, 2019

DermTech, Inc. (DMTK) - Initiation of Research Coverage

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November 25, 2019

Benchmark Electronics, Inc. (BHE) - Initiation of Research Coverage

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November 25, 2019

iMedia Brands, Inc. (IMBI) - Initiation of Research Coverage

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November 23, 2015

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

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October 20, 2015

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

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September 25, 2015

Transaction - SunOpta, Inc. $100,020,000 Follow-On

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September 3, 2015

Transaction - Field Nation, LLC $30,000,000 Private Placement

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August 7, 2015

Transaction - SMTP, Inc. $3,800,000 Follow-On

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July 16, 2015

Transaction - Radiant Logistics, Inc. $51,750,000 Follow-On

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July 7, 2015

Transaction - Ballard Power Systems, Inc. $14,950,000 Follow-On

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June 24, 2015

Transaction - Celyad SA $100,100,000 Follow-On

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June 3, 2015

Transaction - Clean Diesel Technologies, Inc. $5,125,000 Follow-On

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February 11, 2015

Transaction - Delcath Systems, Inc. $2,800,000 Follow-On

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February 6, 2015

Transaction - Selectica, Inc. $5,900,000 PIPE

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February 6, 2015

Transaction - VolitionRx Limited $10,673,438 Follow-On

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February 5, 2015

Transaction - Asterias Biotherapeutics, Inc. $1,500,000 Follow-On

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December 30, 2014

Transaction - Uniloc $10,000,000 Private Placement

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November 21, 2014

Transaction - Speed Commerce, Inc. $55,000,000 Acquired Fifth Gear

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July 2, 2014

Transaction - Selectica, Inc. $7,500,000 PIPE

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July 2, 2014

Transaction - Selectica, Inc. Acquired Iasta, Inc.

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June 25, 2014

Transaction - Kona Grill, Inc. $48,932,500 Follow-On

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April 24, 2014

Transaction - Parametric Sound Corporation $40,000,000 Follow-On

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February 26, 2014

Transaction - VolitionRX Limited $3,000,000 PIPE

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