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June 30, 2022

Lincoln Educational Services Corp. (LINC) - Initiation of Coverage

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June 30, 2022

Zentek Ltd. (ZTEK) - Initiation of Coverage

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June 28, 2022

Transaction - Biolase, Inc. $6,500,000 Registered Direct Offering

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June 22, 2022

UFP Technologies, Inc. (UFPT) - Initiation of Coverage

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June 15, 2022

PubMatic, Inc. (PUBM) - Initiation of Coverage

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June 10, 2022

Transaction - Electro-Sensors, Inc. Acquires Mobile X Global, Inc. Fairness Opinion

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June 9, 2022

Transaction - Cadre Holdings, Inc. $94,000,000 Follow-on

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June 1, 2022

Lake Street Appoints Andrew Pafko Managing Director, Head of Medical Technologies and Healthcare Services Banking

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May 31, 2022

TELA Bio, Inc. (TELA) - Initiation of Coverage

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May 24, 2022

Winc, Inc. (WBEV) - Initiation of Coverage

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May 20, 2022

Streamline Health Solutions, Inc. (STRM) - Initiation of Coverage

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May 20, 2022

BIOLASE, Inc. (BIOL) - Initiation of Coverage

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May 20, 2022

Apyx Medical Corp (APYX) - Initiation of Coverage

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May 13, 2022

Transaction - LiqTech International, Inc. $26,500,000 Follow-on

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May 11, 2022

Kimball Electronics, Inc. (KE) - Initiation of Coverage

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May 9, 2022

Applied Blockchain, Inc. (APLD) - Initiation of Coverage

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April 29, 2022

CECO Environmental (CECE) - Initiation of Coverage

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April 29, 2022

Nauticus Robotics (CLAQ) - Initiation of Coverage

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April 21, 2022

Yield10 Bioscience, Inc. (YTEN) - Initiation of Coverage

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April 18, 2022

SWK Holdings Corp (SWKH) - Initiation of Coverage

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March 7, 2022

Biotricity, Inc. (BTCY) - Initiation of Coverage

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March 4, 2022

CarParts.com Inc. (PRTS) - Initiation of Coverage

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February 22, 2022

MGP Ingredients, Inc. (MGPI) - Initiation of Coverage

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January 31, 2022

Inotiv, Inc. (NOTV) - Initiation of Coverage

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January 25, 2022

Arlo Technologies (ARLO) - Initiation of Coverage

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January 24, 2022

1847 Goedeker Inc. (GOED) - Initiation of Coverage

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January 3, 2022

Chicago Atlantic Real Estate Finance, Inc. (REFI) - Initiation of Coverage

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December 16, 2021

CPI Card Group, Inc. (PMTS) - Initiation of Coverage

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December 7, 2021

Banxa Holdings, Inc. (BNXAF) - Initiation of Coverage

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December 6, 2021

Backblaze, Inc. (BLZE) - Initiation of Coverage

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November 30, 2021

Ensysce Biosciences, Inc. (ENSC) - Initiation of Coverage

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November 30, 2021

DHI Group, Inc. (DHX) - Initiation of Coverage

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November 29, 2021

Cadre Holdings, Inc. (CDRE) - Initiation of Coverage

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November 22, 2021

Crexendo, Inc. (CXDO) - Initiation of Coverage

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November 19, 2021

Tile Shop Holdings, Inc. (TTSH) - Initiation of Coverage

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November 8, 2021

P3 Health Partners Inc. (FORE) - Initiation of Coverage

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November 8, 2021

3D Systems Corporation (DDD) - Initiation of Coverage

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November 1, 2021

Science 37, Inc. (SNCE) - Initiation of Coverage

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October 29, 2021

Local Bounti (LIII) - Initiation of Coverage

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October 26, 2021

Impinj, Inc. (PI) - Initiation of Coverage

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March 26, 2024

Transaction - Cardlytics, Inc. $172,500,000 144A Convertible Debt Offering

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March 14, 2024

Transaction - Cadre Holdings, Inc. $127,334,445 Follow-on

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March 4, 2024

Transaction - Tandem Diabetes Care, Inc. $275,000,000 144A Convertible Debt Offering

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February 29, 2024

Transaction - ClearPoint Neuro, Inc. $17,250,000 Follow-on

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February 29, 2024

Transaction - Achieve Life Sciences, Inc. $60,000,000 Registered Direct Offering

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February 13, 2024

Transaction - BIOLASE, Inc. $7,040,000 Follow-on

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December 15, 2023

Transaction - PCTEL, Inc. Has Been Acquired by Amphenol Corporation Financial Advisor

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October 13, 2023

Transaction - PCTEL, Inc. to be Acquired by Amphenol Corporation Financial Advisor

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October 3, 2023

Transaction - Gaia, Inc. $5,008,500 Follow-on

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September 28, 2023

Transaction - Opera Limited $84,237,198 Follow-on

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September 19, 2023

Transaction - Elutia, Inc. $10,500,000 PIPE

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September 13, 2023

Transaction - BIOLASE, Inc. $4,500,000 Convertible Preferred

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September 7, 2023

Transaction - Karat Packaging Inc. $21,000,000 Follow-on

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July 19, 2023

Transaction - Harrow Health, Inc. $69,000,000 Follow-on

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June 22, 2023

Transaction - MamaMancini's Holdings, Inc. $18,058,120 Follow-on

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June 21, 2023

Transaction - DiaMedica Therapeutics Inc. $37,438,780 Private Placement

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June 8, 2023

Transaction - inTEST Corporation $20,000,000 ATM

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May 25, 2023

Transaction - Achieve Life Sciences, Inc. $16,500,000 Registered Direct Offering

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May 24, 2023

Transaction - BIOLASE, Inc. $4,550,000 Convertible Preferred

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May 24, 2023

Transaction - Kubient, Inc. Acquires Adomni, Inc. Financial Advisor

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