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July 14, 2026

Transaction - AEON Biopharma, Inc. $13,750,000 Follow-on

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July 13, 2026

Glass House Brands Inc. (GLAS) - Initiation of Coverage

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July 9, 2026

Twin Disc, Incorporated (TWIN) - Initiation of Coverage

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July 6, 2026

The Oncology Institute, Inc. (TOI) - Initiation of Coverage

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June 30, 2026

Transaction - Hunt Properties, Inc. $65,000,000 Private Placement

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June 30, 2026

Transaction - Mama's Creations, Inc. $100,000,000 Follow-on

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June 26, 2026

NeoVolta Inc. (NEOV) - Initiation of Coverage

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June 25, 2026

Alpha and Omega Semiconductor Limited (AOSL) - Initiation of Coverage

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June 23, 2026

Vivani Medical, Inc. (VANI) - Initiation of Coverage

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June 11, 2026

Kazia Therapeutics Limited (KZIA) - Initiation of Coverage

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June 9, 2026

Transaction - Applied Digital Corporation $1,590,000,000 144A Senior Secured Notes

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June 2, 2026

Transaction - Quantum Corporation $100,000,000 PIPE

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June 2, 2026

Nutex Health Inc. (NUTX) - Initiation of Coverage

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May 28, 2026

Transaction - NeoVolta Inc. $28,488,739 Follow-on

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May 28, 2026

Aligos Therapeutics, Inc. (ALGS) - Initiation of Coverage

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May 28, 2026

Viking Therapeutics, Inc. (VKTX) - Initiation of Coverage

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May 26, 2026

Regis Corporation (RGS) - Initiation of Coverage

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May 20, 2026

Bridger Aerospace Group Holdings, Inc. (BAER) - Initiation of Coverage

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May 18, 2026

Transaction - Rapid Micro Biosystems, Inc. $9,800,000 Registered Direct Offering

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May 15, 2026

Transaction - Babcock & Wilcox Enterprises, Inc. $230,000,000 Follow-on

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March 20, 2026

Photronics, Inc. (PLAB) - Initiation of Coverage

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March 16, 2026

Prenetics Global Limited (PRE) - Initiation of Coverage

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March 13, 2026

Genasys Inc. (GNSS) - Initiation of Coverage

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March 5, 2026

SKYX Platforms Corp. (SKYX) - Initiation of Coverage

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March 3, 2026

Femasys Inc. (FEMY) - Initiation of Coverage

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March 2, 2026

Cognyte Software Ltd. (CGNT) - Initiation of Coverage

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February 26, 2026

Armanino Foods of Distinction, Inc. (AMNF) - Initiation of Coverage

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February 18, 2026

Allient Inc. (ALNT) - Initiation of Coverage

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February 11, 2026

Daxor Corporation (DXR) - Initiation of Coverage

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February 9, 2026

QuickLogic Corporation (QUIK) - Initiation of Coverage

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February 3, 2026

Plus Therapeutics, Inc. (PSTV) - Initiation of Coverage

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January 30, 2026

QT Imaging Holdings, Inc. (QTI) - Initiation of Coverage

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January 29, 2026

Flotek Industries, Inc. (FTK) - Initiation of Coverage

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December 18, 2025

Vishay Precision Group, Inc. (VPG) - Initiation of Coverage

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December 17, 2025

Aehr Test Systems, Inc. (AEHR) - Initiation of Coverage

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December 15, 2025

Gloo Holdings, Inc. (GLOO) - Initiation of Coverage

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December 10, 2025

Sequans Communications (SQNS) - Initiation of Coverage

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December 3, 2025

Pelthos Therapeutics Inc. (PTHS) - Initiation of Coverage

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December 2, 2025

Adagio Medical Holdings, Inc. (ADGM) - Initiation of Coverage

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December 1, 2025

Connect Biopharma Holdings, Inc. (CNTB) - Initiation of Coverage

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September 26, 2024

Transaction - MDxHealth $40,000,000 Follow-on

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September 25, 2024

Transaction - BlackSky Technology Inc. $46,000,000 Follow-on

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September 20, 2024

Transaction - Kopin Corporation $27,007,500 Follow-on

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August 22, 2024

Transaction - Evogene Ltd. $4,500,000 ATM Offering

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July 23, 2024

Transaction - Trukera Medical Has Been Acquired by Bausch + Lomb Corporation Financial Advisor

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July 11, 2024

Transaction - CPI Card Group Inc. $285,000,000 144A Senior Secured Notes

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July 1, 2024

Transaction - Endospan Ltd. $25,000,000 Sell-Side Financial Advisor

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June 17, 2024

Transaction - Elutia Inc. $13,259,275 Registered Direct Offering

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June 12, 2024

Transaction - J.Jill, Inc. $71,300,000 Follow-on

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April 18, 2024

Transaction - Igniton, Inc. $12,000,000 Private Placement

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April 5, 2024

Transaction - Biodesix, Inc. $55,000,000 Registered Direct Offering & Concurrent PIPE

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March 26, 2024

Transaction - Cardlytics, Inc. $172,500,000 144A Convertible Debt Offering

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March 14, 2024

Transaction - Cadre Holdings, Inc. $127,334,445 Follow-on

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March 4, 2024

Transaction - Tandem Diabetes Care, Inc. $275,000,000 144A Convertible Debt Offering

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February 29, 2024

Transaction - ClearPoint Neuro, Inc. $17,250,000 Follow-on

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February 29, 2024

Transaction - Achieve Life Sciences, Inc. $60,000,000 Registered Direct Offering

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February 13, 2024

Transaction - BIOLASE, Inc. $7,040,000 Follow-on

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December 15, 2023

Transaction - PCTEL, Inc. Has Been Acquired by Amphenol Corporation Financial Advisor

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October 13, 2023

Transaction - PCTEL, Inc. to be Acquired by Amphenol Corporation Financial Advisor

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October 3, 2023

Transaction - Gaia, Inc. $5,008,500 Follow-on

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