Lake Street Capital Markets

July 14, 2026

Transaction - AEON Biopharma, Inc. $13,750,000 Follow-on

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July 13, 2026

Glass House Brands Inc. (GLAS) - Initiation of Coverage

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July 9, 2026

Twin Disc, Incorporated (TWIN) - Initiation of Coverage

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July 6, 2026

The Oncology Institute, Inc. (TOI) - Initiation of Coverage

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June 30, 2026

Transaction - Hunt Properties, Inc. $65,000,000 Private Placement

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June 30, 2026

Transaction - Mama's Creations, Inc. $100,000,000 Follow-on

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June 26, 2026

NeoVolta Inc. (NEOV) - Initiation of Coverage

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June 25, 2026

Alpha and Omega Semiconductor Limited (AOSL) - Initiation of Coverage

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June 23, 2026

Vivani Medical, Inc. (VANI) - Initiation of Coverage

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June 11, 2026

Kazia Therapeutics Limited (KZIA) - Initiation of Coverage

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June 9, 2026

Transaction - Applied Digital Corporation $1,590,000,000 144A Senior Secured Notes

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June 2, 2026

Transaction - Quantum Corporation $100,000,000 PIPE

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June 2, 2026

Nutex Health Inc. (NUTX) - Initiation of Coverage

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May 28, 2026

Transaction - NeoVolta Inc. $28,488,739 Follow-on

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May 28, 2026

Aligos Therapeutics, Inc. (ALGS) - Initiation of Coverage

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May 28, 2026

Viking Therapeutics, Inc. (VKTX) - Initiation of Coverage

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May 26, 2026

Regis Corporation (RGS) - Initiation of Coverage

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May 20, 2026

Bridger Aerospace Group Holdings, Inc. (BAER) - Initiation of Coverage

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May 18, 2026

Transaction - Rapid Micro Biosystems, Inc. $9,800,000 Registered Direct Offering

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May 15, 2026

Transaction - Babcock & Wilcox Enterprises, Inc. $230,000,000 Follow-on

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July 13, 2026

Glass House Brands Inc. (GLAS) - Initiation of Coverage

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July 9, 2026

Twin Disc, Incorporated (TWIN) - Initiation of Coverage

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July 6, 2026

The Oncology Institute, Inc. (TOI) - Initiation of Coverage

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June 26, 2026

NeoVolta Inc. (NEOV) - Initiation of Coverage

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June 25, 2026

Alpha and Omega Semiconductor Limited (AOSL) - Initiation of Coverage

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June 23, 2026

Vivani Medical, Inc. (VANI) - Initiation of Coverage

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June 11, 2026

Kazia Therapeutics Limited (KZIA) - Initiation of Coverage

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June 2, 2026

Nutex Health Inc. (NUTX) - Initiation of Coverage

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May 28, 2026

Aligos Therapeutics, Inc. (ALGS) - Initiation of Coverage

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May 28, 2026

Viking Therapeutics, Inc. (VKTX) - Initiation of Coverage

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May 26, 2026

Regis Corporation (RGS) - Initiation of Coverage

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May 20, 2026

Bridger Aerospace Group Holdings, Inc. (BAER) - Initiation of Coverage

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April 23, 2026

Fluent, Inc. (FLNT) - Initiation of Coverage

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April 20, 2026

Buda Juice, Inc. (BUDA) - Initiation of Coverage

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April 17, 2026

Palladyne AI Corp. (PDYN) - Initiation of Coverage

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April 15, 2026

Sanara MedTech Inc. (SMTI) - Initiation of Coverage

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April 14, 2026

Kura Oncology, Inc. (KURA) - Initiation of Coverage

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April 14, 2026

Rani Therapeutics Holdings, Inc. (RANI) - Initiation of Coverage

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April 7, 2026

Compugen Ltd. (CGEN) - Initiation of Coverage

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March 31, 2026

Ceragon Networks Ltd. (CRNT) - Initiation of Coverage

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August 19, 2022

Transaction - Capstone Green Energy Corp. $8,069,870 Follow-on

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August 15, 2022

Transaction - TELA Bio, Inc. $36,800,000 Follow-on

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July 1, 2022

Transaction - Ensysce Biosciences $8,000,000 Convertible Debt Offering

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June 28, 2022

Transaction - Biolase, Inc. $6,500,000 Registered Direct Offering

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June 10, 2022

Transaction - Electro-Sensors, Inc. Acquires Mobile X Global, Inc. Fairness Opinion

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June 9, 2022

Transaction - Cadre Holdings, Inc. $94,000,000 Follow-on

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May 13, 2022

Transaction - LiqTech International, Inc. $26,500,000 Follow-on

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April 12, 2022

Transaction - Applied Blockchain, Inc. $40,000,000 IPO

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February 11, 2022

Transaction - The Arena Group Holdings, Inc. $30,000,000 Follow-on

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February 10, 2022

Transaction - Modular Medical, Inc. $15,000,000 Follow-on

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December 9, 2021

Transaction - TechTarget, Inc. $414,000,000 Convertible Debt Offering

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December 9, 2021

Transaction - Perion Network Ltd. $180,000,000 Follow-on

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December 7, 2021

Transaction - Chicago Atlantic Real Estate Finance, Inc. $100,000,000 IPO

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November 18, 2021

Transaction - AquaBounty Technologies, Inc. $27,048,000 Follow-on

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November 11, 2021

Transaction - 3D Systems Corporation $460,000,000 Convertible Debt Offering

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November 10, 2021

Transaction - Backblaze, Inc. $115,000,000 IPO

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November 5, 2021

Transaction - Evaxion Biotech A/S $27,600,000 Follow-on

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November 3, 2021

Transaction - Cadre Holdings, Inc. $89,700,000 IPO

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November 2, 2021

Transaction - Impinj, Inc. $250,000,000 144A Convertible Debt Offering

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October 28, 2021

Transaction - AFC Gamma, Inc. $100,000,000 144A Senior Notes

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Lake Street News

Transaction - AEON Biopharma, Inc. $13,750,000 Follow-on

Glass House Brands Inc. (GLAS) - Initiation of Coverage

Twin Disc, Incorporated (TWIN) - Initiation of Coverage

The Oncology Institute, Inc. (TOI) - Initiation of Coverage

Transaction - Hunt Properties, Inc. $65,000,000 Private Placement

Transaction - Mama's Creations, Inc. $100,000,000 Follow-on

NeoVolta Inc. (NEOV) - Initiation of Coverage

Alpha and Omega Semiconductor Limited (AOSL) - Initiation of Coverage

Vivani Medical, Inc. (VANI) - Initiation of Coverage

Kazia Therapeutics Limited (KZIA) - Initiation of Coverage

Transaction - Applied Digital Corporation $1,590,000,000 144A Senior Secured Notes

Transaction - Quantum Corporation $100,000,000 PIPE

Nutex Health Inc. (NUTX) - Initiation of Coverage

Transaction - NeoVolta Inc. $28,488,739 Follow-on

Aligos Therapeutics, Inc. (ALGS) - Initiation of Coverage

Viking Therapeutics, Inc. (VKTX) - Initiation of Coverage

Regis Corporation (RGS) - Initiation of Coverage

Bridger Aerospace Group Holdings, Inc. (BAER) - Initiation of Coverage

Transaction - Rapid Micro Biosystems, Inc. $9,800,000 Registered Direct Offering

Transaction - Babcock & Wilcox Enterprises, Inc. $230,000,000 Follow-on

Glass House Brands Inc. (GLAS) - Initiation of Coverage

Twin Disc, Incorporated (TWIN) - Initiation of Coverage

The Oncology Institute, Inc. (TOI) - Initiation of Coverage

NeoVolta Inc. (NEOV) - Initiation of Coverage

Alpha and Omega Semiconductor Limited (AOSL) - Initiation of Coverage

Vivani Medical, Inc. (VANI) - Initiation of Coverage

Kazia Therapeutics Limited (KZIA) - Initiation of Coverage

Nutex Health Inc. (NUTX) - Initiation of Coverage

Aligos Therapeutics, Inc. (ALGS) - Initiation of Coverage

Viking Therapeutics, Inc. (VKTX) - Initiation of Coverage

Regis Corporation (RGS) - Initiation of Coverage

Bridger Aerospace Group Holdings, Inc. (BAER) - Initiation of Coverage

Fluent, Inc. (FLNT) - Initiation of Coverage

Buda Juice, Inc. (BUDA) - Initiation of Coverage

Palladyne AI Corp. (PDYN) - Initiation of Coverage

Sanara MedTech Inc. (SMTI) - Initiation of Coverage

Kura Oncology, Inc. (KURA) - Initiation of Coverage

Rani Therapeutics Holdings, Inc. (RANI) - Initiation of Coverage

Compugen Ltd. (CGEN) - Initiation of Coverage

Ceragon Networks Ltd. (CRNT) - Initiation of Coverage

Transaction - Capstone Green Energy Corp. $8,069,870 Follow-on

Transaction - TELA Bio, Inc. $36,800,000 Follow-on

Transaction - Ensysce Biosciences $8,000,000 Convertible Debt Offering

Transaction - Biolase, Inc. $6,500,000 Registered Direct Offering

Transaction - Electro-Sensors, Inc. Acquires Mobile X Global, Inc. Fairness Opinion

Transaction - Cadre Holdings, Inc. $94,000,000 Follow-on

Transaction - LiqTech International, Inc. $26,500,000 Follow-on

Transaction - Applied Blockchain, Inc. $40,000,000 IPO

Transaction - The Arena Group Holdings, Inc. $30,000,000 Follow-on

Transaction - Modular Medical, Inc. $15,000,000 Follow-on

Transaction - TechTarget, Inc. $414,000,000 Convertible Debt Offering

Transaction - Perion Network Ltd. $180,000,000 Follow-on

Transaction - Chicago Atlantic Real Estate Finance, Inc. $100,000,000 IPO

Transaction - AquaBounty Technologies, Inc. $27,048,000 Follow-on

Transaction - 3D Systems Corporation $460,000,000 Convertible Debt Offering

Transaction - Backblaze, Inc. $115,000,000 IPO

Transaction - Evaxion Biotech A/S $27,600,000 Follow-on

Transaction - Cadre Holdings, Inc. $89,700,000 IPO

Transaction - Impinj, Inc. $250,000,000 144A Convertible Debt Offering

Transaction - AFC Gamma, Inc. $100,000,000 144A Senior Notes

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