Lake Street Capital Markets

November 28, 2015

Minneapolis Star-Tribune: Some positive news in Evine's stumble

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November 23, 2015

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

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November 23, 2015

Clearfield, Inc. (CLFD) - Initiation of Research Coverage

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November 6, 2015

Raleigh, NC News & Observer: PowerSecure posts record third-quarter sales

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November 2, 2015

Sigma Designs, Inc. (SIGM) - Initiation of Research Coverage

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October 26, 2015

Esperion Therapeutics, Inc. (ESPR) - Initiation of Research Coverage

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October 20, 2015

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

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October 15, 2015

Minneapolis Star-Tribune: Despite lower copper prices, PolyMet's mine still has financial appeal

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October 14, 2015

Clean Diesel Technologies (CDTI) - Initiation of Research Coverage

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October 7, 2015

Cross Country Healthcare (CCRN) - Initiation of Research Coverage

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October 2, 2015

Bloomberg Business: The ‘Inventor’ of the Mobile Internet Takes on Google, Samsung

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September 29, 2015

Minneapolis Star Tribune: Imation announces turnaround plan to move it to data storage and security focus

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September 25, 2015

Transaction - SunOpta, Inc. $100,020,000 Follow-On

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September 25, 2015

The Wall Street Transcript: Finding Growth Opportunities in E-Commerce Services and Digital Media

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September 23, 2015

FibroGen, Inc. (FGEN) - Initiation of Research Coverage

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September 21, 2015

inContact, Inc. (SAAS) - Initiation of Research Coverage

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September 8, 2015

Orbotech (ORBK) - Initiation of Research Coverage

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September 3, 2015

Transaction - Field Nation, LLC $30,000,000 Private Placement

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August 28, 2015

Digi International, Inc. (DGII) - Initiation of Research Coverage

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August 26, 2015

Minneapolis Star Tribune: Evine Live narrows loss as fashion products take off

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April 23, 2024

Research Solutions, Inc. (RSSS) - Initiation of Coverage

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April 19, 2024

Cellebrite DI Ltd. (CLBT) - Initiation of Coverage

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April 5, 2024

Lifeway Foods, Inc. (LWAY) - Initiation of Coverage

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April 4, 2024

The Honest Company, Inc. (HNST) - Initiation of Coverage

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March 19, 2024

LENSAR, Inc. (LNSR) - Initiation of Coverage

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March 7, 2024

MiMedx Group, Inc. (MDXG) - Initiation of Coverage

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January 18, 2024

LightPath Technologies, Inc. (LPTH) - Initiation of Coverage

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January 3, 2024

Silk Road Medical, Inc (SILK) - Initiation of Coverage

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December 19, 2023

Pioneer Power Solutions, Inc. (PPSI) - Initiation of Coverage

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December 19, 2023

MoneyLion Inc. (ML) - Initiation of Coverage

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December 15, 2023

Olo Inc. (OLO) - Initiation of Coverage

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November 29, 2023

Cardlytics, Inc. (CDLX) - Initiation of Coverage

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November 28, 2023

Envoy Medical, Inc. (COCH) - Initiation of Coverage

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November 27, 2023

J.Jill, Inc. (JILL) - Initiation of Coverage

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November 21, 2023

Evolv Technologies Holdings, Inc. (EVLV) - Initiation of Coverage

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October 24, 2023

Potbelly Corporation (PBPB) - Initiation of Coverage

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September 28, 2023

Elutia Inc. (ELUT) - Initiation of Coverage

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September 7, 2023

KORU Medical Systems, Inc. (KRMD) - Initiation of Coverage

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September 6, 2023

PetIQ, Inc. (PETQ) - Initiation of Coverage

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August 21, 2023

OptiNose, Inc. (OPTN) - Initiation of Coverage

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February 10, 2021

Transaction - Limbach Holdings, Inc. $24,612,300 Follow-On

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February 9, 2021

Transaction - OptimizeRx Corporation $75,425,625 Follow-on

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February 5, 2021

Transaction - Rekor Systems, Inc. $75,055,000 Follow-On

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February 5, 2021

Transaction - Veracyte, Inc. $632,500,000 Follow-On

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February 4, 2021

Transaction - Quantam Corporation $103,500,000 Follow-On

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February 4, 2021

Transaction - Isoray, Inc. $51,750,000 Follow-On

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February 4, 2021

Transaction - AquaBounty Technologies, Inc. $127,075,000 Follow-On

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February 4, 2021

Transaction - HyreCar, Inc. $29,727,500 Follow-On

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January 28, 2021

Transaction - PowerFleet, Inc. $28,778,750 Follow-On

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January 27, 2021

Transaction - Surgalign Holdings, Inc. $43,125,000 Follow-On

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January 22, 2021

Transaction - Perion Network Ltd. $65,992,750 Follow-On

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January 21, 2021

Transaction - Versus Systems Inc. $11,040,000 Follow-On

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January 11, 2021

Transaction - DermTech, Inc. $143,749,990 Follow-On

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December 31, 2020

Transaction - KULR Technology Group, Inc. $8,000,000 RDO

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December 22, 2020

Transaction - PAVmed, Inc. $8,160,000 RDO

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December 18, 2020

Transaction - Castle Biosciences, Inc. $266,800,000 Follow-On

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December 18, 2020

Transaction - SharpSpring, Inc. $17,250,000 Follow-On

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December 17, 2020

Transaction - TechTarget, Inc. $201,250,000 144 Convertible Debt Offering

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December 14, 2020

Transaction - AquaBounty Technologies, Inc. $65,182,500 Follow-On

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December 11, 2020

Transaction - PAVmed, Inc. $8,900,000 RDO

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Lake Street News

Minneapolis Star-Tribune: Some positive news in Evine's stumble

Transaction - Clean Diesel Technologies, Inc. $3,120,000 Follow-On

Clearfield, Inc. (CLFD) - Initiation of Research Coverage

Raleigh, NC News & Observer: PowerSecure posts record third-quarter sales

Sigma Designs, Inc. (SIGM) - Initiation of Research Coverage

Esperion Therapeutics, Inc. (ESPR) - Initiation of Research Coverage

Transaction - Avita Medical Ltd. AUD$10,018,644 PIPE

Minneapolis Star-Tribune: Despite lower copper prices, PolyMet's mine still has financial appeal

Clean Diesel Technologies (CDTI) - Initiation of Research Coverage

Cross Country Healthcare (CCRN) - Initiation of Research Coverage

Bloomberg Business: The ‘Inventor’ of the Mobile Internet Takes on Google, Samsung

Minneapolis Star Tribune: Imation announces turnaround plan to move it to data storage and security focus

Transaction - SunOpta, Inc. $100,020,000 Follow-On

The Wall Street Transcript: Finding Growth Opportunities in E-Commerce Services and Digital Media

FibroGen, Inc. (FGEN) - Initiation of Research Coverage

inContact, Inc. (SAAS) - Initiation of Research Coverage

Orbotech (ORBK) - Initiation of Research Coverage

Transaction - Field Nation, LLC $30,000,000 Private Placement

Digi International, Inc. (DGII) - Initiation of Research Coverage

Minneapolis Star Tribune: Evine Live narrows loss as fashion products take off

Research Solutions, Inc. (RSSS) - Initiation of Coverage

Cellebrite DI Ltd. (CLBT) - Initiation of Coverage

Lifeway Foods, Inc. (LWAY) - Initiation of Coverage

The Honest Company, Inc. (HNST) - Initiation of Coverage

LENSAR, Inc. (LNSR) - Initiation of Coverage

MiMedx Group, Inc. (MDXG) - Initiation of Coverage

LightPath Technologies, Inc. (LPTH) - Initiation of Coverage

Silk Road Medical, Inc (SILK) - Initiation of Coverage

Pioneer Power Solutions, Inc. (PPSI) - Initiation of Coverage

MoneyLion Inc. (ML) - Initiation of Coverage

Olo Inc. (OLO) - Initiation of Coverage

Cardlytics, Inc. (CDLX) - Initiation of Coverage

Envoy Medical, Inc. (COCH) - Initiation of Coverage

J.Jill, Inc. (JILL) - Initiation of Coverage

Evolv Technologies Holdings, Inc. (EVLV) - Initiation of Coverage

Potbelly Corporation (PBPB) - Initiation of Coverage

Elutia Inc. (ELUT) - Initiation of Coverage

KORU Medical Systems, Inc. (KRMD) - Initiation of Coverage

PetIQ, Inc. (PETQ) - Initiation of Coverage

OptiNose, Inc. (OPTN) - Initiation of Coverage

Transaction - Limbach Holdings, Inc. $24,612,300 Follow-On

Transaction - OptimizeRx Corporation $75,425,625 Follow-on

Transaction - Rekor Systems, Inc. $75,055,000 Follow-On

Transaction - Veracyte, Inc. $632,500,000 Follow-On

Transaction - Quantam Corporation $103,500,000 Follow-On

Transaction - Isoray, Inc. $51,750,000 Follow-On

Transaction - AquaBounty Technologies, Inc. $127,075,000 Follow-On

Transaction - HyreCar, Inc. $29,727,500 Follow-On

Transaction - PowerFleet, Inc. $28,778,750 Follow-On

Transaction - Surgalign Holdings, Inc. $43,125,000 Follow-On

Transaction - Perion Network Ltd. $65,992,750 Follow-On

Transaction - Versus Systems Inc. $11,040,000 Follow-On

Transaction - DermTech, Inc. $143,749,990 Follow-On

Transaction - KULR Technology Group, Inc. $8,000,000 RDO

Transaction - PAVmed, Inc. $8,160,000 RDO

Transaction - Castle Biosciences, Inc. $266,800,000 Follow-On

Transaction - SharpSpring, Inc. $17,250,000 Follow-On

Transaction - TechTarget, Inc. $201,250,000 144 Convertible Debt Offering

Transaction - AquaBounty Technologies, Inc. $65,182,500 Follow-On

Transaction - PAVmed, Inc. $8,900,000 RDO

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