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March 26, 2021

Desktop Metal, Inc. (DM) - Initiation of Coverage

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March 25, 2021

Transaction - LiqTech International, Inc. $15,000,000 Private Placement

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March 25, 2021

Babcock & Wilcox Enterprises, Inc. (BW) - Initiation of Coverage

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March 19, 2021

Transaction - AFC Gamma, Inc. $136,562,500 IPO

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March 19, 2021

Raven Industries, Inc. (RAVN) - Initiation of Coverage

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March 18, 2021

ClearPoint Neuro, Inc. (CLPT) - Initiation of Coverage

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March 17, 2021

Transaction - CHF Solutions, Inc. $20,876,988 Follow-on

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March 15, 2021

Bioceres Crop Solutions Corp. (BIOX) - Initiation of Coverage

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March 12, 2021

voxeljet AG (VJET) - Initiation of Coverage

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March 12, 2021

Stratasys Ltd. (SSYS) - Initiation of Coverage

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March 11, 2021

Transaction - NV5 Global, Inc. 149,999,979 Follow-on

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March 11, 2021

Transaction - Smith Mircro Software, Inc. $65,217,391 Follow-on

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March 5, 2021

Limbach Holdings, Inc. (LMB) - Initiation of Coverage

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March 3, 2021

Transaction - iCAD, Inc. $25,087,284 Follow-on

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March 1, 2021

Rekor Systems, Inc. (REKR) - Initiation of Coverage

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February 25, 2021

Transaction - AVITA Medical, Inc. $69,106,375 Follow-on

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February 24, 2021

Transaction - Biofrontera AG $8,911,133 Follow-on

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February 23, 2021

Transaction - PAVmed, Inc. $51,750,000 Follow-on

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February 22, 2021

Whole Earth Brands, Inc. (FREE) - Initiation of Coverage

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February 19, 2021

Transaction - ClearPoint Neuro Inc. $50,000,010 Follow-on

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February 27, 2017

Electro Scientific Industries, Inc. (ESIO) - Initiation of Research Coverage

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February 13, 2017

Synacor, Inc. (SYNC) - Initiation of Research Coverage

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January 30, 2017

Cardiovascular Systems, Inc. (CSII) - Initiation of Research Coverage

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January 3, 2017

BioScrip, Inc. (BIOS) - Initiation of Research Coverage

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December 21, 2016

NN, Inc. (NNBR) - Initiation of Research Coverage

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December 7, 2016

TheStreet, Inc. (TST) - Initiation of Research Coverage

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December 2, 2016

Aspen Group, Inc. (ASPU) - Initiation of Research Coverage

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October 17, 2016

Asure Software, Inc. (ASUR) - Initiation of Research Coverage

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September 27, 2016

Nano Dimension Ltd (NNDM) - Initiation of Research Coverage

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September 15, 2016

Health Insurance Innovations (HIIQ) - Initiation of Research Coverage

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September 13, 2016

HARSCO, Inc. (HSC) - Initiation of Research Coverage

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August 26, 2016

CyberOptics Corporation (CYBE) - Initiation of Research Coverage

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July 19, 2016

Trupanion, Inc. (TRUP) - Initiation of Research Coverage

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June 20, 2016

Boingo Wireless, Inc. (WIFI) - Initiation of Research Coverage

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June 15, 2016

CryoLife. Inc. (CRY) - Initiation of Research Coverage

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June 9, 2016

Argan, Inc. (AGX) - Initiation of Research Coverage

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May 31, 2016

AMN Healthcare Inc. (AHS) - Initiation of Research Coverage

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March 15, 2016

Polaris Industries, Inc. (PII) - Initiation of Research Coverage

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March 8, 2016

EMCORE Corporation (EMKR) - Initiation of Research Coverage

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February 24, 2016

SeaChange, Inc. (SEAC) - Initiation of Research Coverage

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May 15, 2020

Transaction - Tandem Diabetes Care, Inc. $287,500,000 144A Convertible Debt Offering

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March 4, 2020

Transaction - DermTech, Inc. $65,000,000 PIPE

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February 25, 2020

Transaction - Universal Technical Institute, Inc. $52,565,228 Follow-On

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February 14, 2020

Transaction - AquaBounty Technologies, Inc. $15,525,000 Follow-On

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February 7, 2020

Transaction - Ziopharm Oncology, Inc. $90,434,780 Follow-On

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December 17, 2019

Transaction - RiceBran Technologies $8,481,250 Follow-On

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December 12, 2019

Transaction - Aquestive Therapeutics, Inc. $35,000,000 Follow-On

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December 11, 2019

Transaction - ENDRA Life Sciences Inc. $8,100,000 PIPE

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November 25, 2019

Transaction - FLYHT Aerospace Solutions Ltd. CAD$6,669,025 PIPE

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November 20, 2019

Transaction - Checkpoint Therapeutics, Inc. $17,018,000 Follow-On

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November 13, 2019

Transaction - AVITA Medical Limited A$120,000,000 Australian Institutional Placement

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October 7, 2019

Transaction - TheMaven, Inc. $20,000,000 PIPE

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August 1, 2019

Transaction - RealNetworks, Inc. $10,000,000 Revolving Line of Credit

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July 30, 2019

Transaction - Alphatec Holdings, Inc. $57,661,000 Follow-On

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July 11, 2019

Transaction - AquaVenture Holdings Limited $79,589,200 Follow-On

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July 2, 2019

Transaction - NV5 Global, Inc. Acquires GeoDesign, Inc.

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June 12, 2019

Transaction - Chart Industries, Inc. $295,837,500 Follow-On

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June 12, 2019

Transaction - TheStreet, Inc. $16,500,000 Merger

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June 5, 2019

Transaction - OptimizeRX Corporation $20,000,500 Follow-On

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May 22, 2019

Transaction - LiqTech International, Inc. $16,065,000 PIPE

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