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We provide a firm-wide commitment to each investment banking client and approach each engagement as an opportunity to establish a partnership that endures beyond executing a transaction.

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NV5 Global, Inc.
July 2, 2019

NV5 Global, Inc.

Valuation Analysis
Financial Advisor
Chart Industries, Inc.
June 12, 2019

Chart Industries, Inc.

295,837,500
Follow-On
Co-manager
TheStreet, Inc.
June 12, 2019

TheStreet, Inc.

16,500,000
M&A Advisory
Fairness Opinion
OptimizeRx Corporation
June 5, 2019

OptimizeRx Corporation

20,000,500
Follow-on
Financial Advisor
LiqTech International, Inc.
May 22, 2019

LiqTech International, Inc.

$16,065,000
Follow-on
Joint Bookrunner
Sonim Technologies, Inc.
May 9, 2019

Sonim Technologies, Inc.

45,178,573
IPO
Joint Bookrunner
RiceBran Technologies
March 8, 2019

RiceBran Technologies

12,140,000
PIPE
Sole Placement Agent
SharpSpring, Inc.
March 7, 2019

SharpSpring, Inc.

$10,000,000
Follow-on
Co-manager
Super League Gaming, Inc.
February 26, 2019

Super League Gaming, Inc.

$25,000,000
IPO
Joint Bookrunner
Melt Pharmaceuticals, Inc.
February 5, 2019

Melt Pharmaceuticals, Inc.

$11,000,000
Private Placement
Lead Placement Agent
Sonim Technologies, Inc.
January 22, 2019

Sonim Technologies, Inc.

$11,135,000
Capital Raise
Sole Placement Agent
OptimizeRx Corporation
December 18, 2018

OptimizeRx Corporation

21,037,020
Follow-on
Financial Advisor
SpineThera, Inc.
October 22, 2018

SpineThera, Inc.

$10,000,000
M&A Advisory
Financial Advisor
Akoustis Technologies, Inc.
October 19, 2018

Akoustis Technologies, Inc.

$40,812,500
Follow-on
Co-manager
Lantronix, Inc.
September 18, 2018

Lantronix, Inc.

$10,000,000
CMPO
Joint Bookrunner
NN, Inc.
September 13, 2018

NN, Inc.

$230,000,000
Follow-on
Co-manager
WSI Industries, Inc.
September 6, 2018

WSI Industries, Inc.

$23,900,000
M&A Advisory
Fairness Opinion
Aquestive Therapeutics, Inc.
July 24, 2018

Aquestive Therapeutics, Inc.

$67,500,000
IPO
Financial Advisor
Carbonite, Inc.
July 18, 2018

Carbonite, Inc.

$204,871,388
Follow-on
Co-manager
Profire Energy, Inc.
July 3, 2018

Profire Energy, Inc.

$28,031,250
Follow-on
Co-manager
Trupanion, Inc.
June 25, 2018

Trupanion, Inc.

$69,000,000
Follow-on
Co-manager
Limoneira Company
June 25, 2018

Limoneira Company

$69,000,000
Follow-on
Co-manager
Kindred Biosciences, Inc.
June 25, 2018

Kindred Biosciences, Inc.

$50,600,000
Follow-on
Financial Advisor
TheStreet, Inc.
June 20, 2018

TheStreet, Inc.

$33,500,000
RateWatch (a division of TheStreet, Inc.) acquired by S&P Global Inc.
M&A Advisory
Asure Software, Inc.
June 18, 2018

Asure Software, Inc.

$50,312,500
Follow-on
Financial Advisor

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