Transactions

We help facilitate innovation and drive long-term value creation.

We provide a firm-wide commitment to each investment banking client and approach each engagement as an opportunity to establish a partnership that endures beyond executing a transaction.

Search
Clear
Sort
Sort by
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
Showing 0 to 100 of 1000
Tag
=
Tag
ENDRA Life Sciences Inc.
December 11, 2019

ENDRA Life Sciences Inc.

8,100,000
PIPE
Lead Placement Agent
FLYHT Aerospace Solutions Ltd.
November 25, 2019

FLYHT Aerospace Solutions Ltd.

CAD$6,669,025
PIPE
U.S. Selling Group Member
Checkpoint Therapeutics, Inc.
November 20, 2019

Checkpoint Therapeutics, Inc.

17,018,000
Follow-on
Financial Advisor
AVITA Medical Limited
November 13, 2019

AVITA Medical Limited

A$120,000,000
Australian Institutional Placement
Financial Advisor
TheMaven, Inc.
October 7, 2019

TheMaven, Inc.

20,000,000
PIPE
Placement Agent
RealNetworks, Inc
August 1, 2019

RealNetworks, Inc

10,000,000
Revolving Line of Credit
Placement Agent
Alphatec Holdings, Inc.
July 30, 2019

Alphatec Holdings, Inc.

57,661,000
Follow-on
Co-manager
AquaVenture Holdings Limited
July 11, 2019

AquaVenture Holdings Limited

79,589,200
Follow-on
Co-manager
NV5 Global, Inc.
July 2, 2019

NV5 Global, Inc.

Valuation Analysis
Financial Advisor
Chart Industries, Inc.
June 12, 2019

Chart Industries, Inc.

295,837,500
Follow-On
Co-manager
TheStreet, Inc.
June 12, 2019

TheStreet, Inc.

16,500,000
M&A Advisory
Fairness Opinion
OptimizeRx Corporation
June 5, 2019

OptimizeRx Corporation

20,000,500
Follow-on
Financial Advisor
LiqTech International, Inc.
May 22, 2019

LiqTech International, Inc.

$16,065,000
Follow-on
Joint Bookrunner
Sonim Technologies, Inc.
May 9, 2019

Sonim Technologies, Inc.

45,178,573
IPO
Joint Bookrunner
RiceBran Technologies
March 8, 2019

RiceBran Technologies

12,140,000
PIPE
Sole Placement Agent
SharpSpring, Inc.
March 7, 2019

SharpSpring, Inc.

$10,000,000
Follow-on
Co-manager
Super League Gaming, Inc.
February 26, 2019

Super League Gaming, Inc.

$25,000,000
IPO
Joint Bookrunner
Melt Pharmaceuticals, Inc.
February 5, 2019

Melt Pharmaceuticals, Inc.

$11,000,000
Private Placement
Lead Placement Agent
Sonim Technologies, Inc.
January 22, 2019

Sonim Technologies, Inc.

$11,135,000
Capital Raise
Sole Placement Agent
OptimizeRx Corporation
December 18, 2018

OptimizeRx Corporation

21,037,020
Follow-on
Financial Advisor
SpineThera, Inc.
October 22, 2018

SpineThera, Inc.

$10,000,000
M&A Advisory
Financial Advisor
Akoustis Technologies, Inc.
October 19, 2018

Akoustis Technologies, Inc.

$40,812,500
Follow-on
Co-manager
Lantronix, Inc.
September 18, 2018

Lantronix, Inc.

$10,000,000
CMPO
Joint Bookrunner
NN, Inc.
September 13, 2018

NN, Inc.

$230,000,000
Follow-on
Co-manager
WSI Industries, Inc.
September 6, 2018

WSI Industries, Inc.

$23,900,000
M&A Advisory
Fairness Opinion

Should we have a conversation?
Send us a note. 

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

None of the information contained in this website constitutes a recommendation, solicitation or offer by Lake Street Capital Markets or its affiliates to buy or sell any securities, options or other financial instruments or provide any investment advice or service. Certain transactions give rise to substantial risk and are not suitable for all investors. Past performance does not guarantee future results.

121 South 8th Street
Suite 1000
Minneapolis, MN 55402

Call us
(612) 326-1305
Email us
info@lakestreetcm.com

Copyright © 2026 Lake Street Capital Markets

Services
ResearchSales & TradingInvestment BankingTransactionsResearch Universe
Company
AboutCareersNewsContact
Legal
Privacy PolicyResearch DisclosuresSEC Order RoutingCustomer Relationship SummaryBusiness Continuity PlanMember FINRAMember SIPC
BrokerCheck by FINRA logo
Subscribe to our mailing list!
Thanks for joining our mailing list.
Oops! Something went wrong while submitting the form.