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We help facilitate innovation and drive long-term value creation.

We provide a firm-wide commitment to each investment banking client and approach each engagement as an opportunity to establish a partnership that endures beyond executing a transaction.

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USA Technologies, Inc.
May 25, 2018

USA Technologies, Inc.

$75,500,000
Follow-on
Financial Advisor
Primo Water Corporation
May 18, 2018

Primo Water Corporation

$74,752,300
Follow-on
Co-manager
OptimizeRx Corporation
May 8, 2018

OptimizeRx Corporation

$9,000,000
PIPE
Sole Placement Agent
Turtle Beach Corporation
April 27, 2018

Turtle Beach Corporation

$8,400,000
PIPE
Sole Placement Agent
Turtle Beach Corporation
April 27, 2018

Turtle Beach Corporation

$19,300,000
Recapitalization
Financial Advisor
Aspen Group, Inc.
April 19, 2018

Aspen Group, Inc.

$23,000,000
Follow-on
Financial Advisor
RMG Networks Holding Corporation
April 3, 2018

RMG Networks Holding Corporation

$16,800,000
Acquisition by SCG Digital, LLC
Fairness Opinion
Heron Therapeutics, Inc.
March 28, 2018

Heron Therapeutics, Inc.

$156,000,000
Follow-on
Co-manager
SharpSpring, Inc.
March 28, 2018

SharpSpring, Inc.

$8,000,000
PIPE
Financial Advisor
Gaia, Inc.
March 21, 2018

Gaia, Inc.

$40,250,000
Follow-on
Lead Manager
VolitionRX Limited
March 13, 2018

VolitionRX Limited

$8,400,000
Common Stock Offering
Financial Advisor
Checkpoint Therapeutics, Inc.
March 8, 2018

Checkpoint Therapeutics, Inc.

$20,010,000
Follow-on
Qualified Independent Underwriter
Nano Dimension Ltd.
February 21, 2018

Nano Dimension Ltd.

$13,800,000
Follow-on
Co-manager
Biofrontera AG
February 16, 2018

Biofrontera AG

$12,900,000
Initial Public Offering
Joint Bookrunner
SITO Mobile, Ltd.
February 9, 2018

SITO Mobile, Ltd.

$14,950,000
Follow-on
Joint Bookrunner
bebe stores, inc.
January 16, 2018

bebe stores, inc.

$19,000,000
Recapitalization
Fairness Opinion
Knowledge Marketing
January 3, 2018

Knowledge Marketing

Has been acquired by ESW Capital
TheStreet, Inc.
November 10, 2017

TheStreet, Inc.

$7,850,000
PIPE
Sole Placement Agent
TheStreet, Inc.
November 10, 2017

TheStreet, Inc.

$55,000,000
Recapitalization
Lead Financial Advisor
BioTime, Inc.
October 17, 2017

BioTime, Inc.

$28,800,000
Follow-on
Financial Advisor
Flexion Therapeutics, Inc.
October 16, 2017

Flexion Therapeutics, Inc.

$122,400,000
Follow-on
Financial Advisor
RiceBran Technologies
September 14, 2017

RiceBran Technologies

Strategic Investment
Fairness Opinion
SITO Mobile, Ltd.
July 28, 2017

SITO Mobile, Ltd.

$6,000,000
Registered Direct Offering
Financial Advisor
Aspen Group, Inc.
July 25, 2017

Aspen Group, Inc.

$10,000,000
Senior Credit Facility
Sole Placement Advisor
Westport Fuel Systems Inc.
July 19, 2017

Westport Fuel Systems Inc.

$25,050,000
Follow-on
Financial Advisor

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