Lake Street Capital Markets

We help facilitate innovation and drive long-term value creation.

We provide a firm-wide commitment to each investment banking client and approach each engagement as an opportunity to establish a partnership that endures beyond executing a transaction.

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November 15, 2013

Advanced Emissions Solutions, Inc.

$31,050,000

Common Stock Offering

Co-managing Underwriter

October 9, 2013

Ballard Power Systems Inc.

$14,490,000

Common Stock Offering

Co-managing Underwriter

September 26, 2013

Westport Innovations Inc.

$152,340,000

Common Stock Offering

Co-managing Underwriter

September 26, 2013

Speed Commerce, Inc.

$24,000,000

Common Stock Offering

Co-managing Underwriter

September 18, 2013

Patent Properties, Inc.

$11,600,000

PIPE

Co-placement Agent

September 16, 2013

Clean Energy Fuels Corp

$250,000,000

144A Convertible Debt Offering

Co-managing Underwriter

August 16, 2013

PowerSecure International, Inc.

$40,000,000

Common Stock Offering

Co-managing Underwriter

June 3, 2013

Marathon Patent Group, Inc.

$6,000,000

PIPE

Co-placement Agent

May 31, 2013

Selectica, Inc.

$6,400,000

PIPE

Sole Placement Agent

May 28, 2013

Real Goods Solar Inc.

$16,484,875

Block Trade

5,994,500 Common Shares

Transactions