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Radiant Logistics, Inc.
July 16, 2015

Radiant Logistics, Inc.

$51,750,000
Common Stock Offering
Co-managing Underwriter
Ballard Power Systems Inc.
July 7, 2015

Ballard Power Systems Inc.

$14,950,000
Common Stock Offering
Co-managing Underwriter
Celyad SA
June 24, 2015

Celyad SA

$100,100,000
Common Stock Offering
Co-managing Underwriter
Clean Diesel Technologies, Inc.
June 3, 2015

Clean Diesel Technologies, Inc.

$5,125,000
Common Stock Offering
Co-managing Underwriter
Delcath Systems, Inc.
February 11, 2015

Delcath Systems, Inc.

$2,800,000
Common Stock Offering
Financial Advisor
Selectica, Inc.
February 6, 2015

Selectica, Inc.

$5,900,000
PIPE
Sole Placement Agent
VolitionRx Limited
February 6, 2015

VolitionRx Limited

$10,673,438
Common Stock Offering
Joint Bookrunner
Asterias Biotherapeutics, Inc.
February 5, 2015

Asterias Biotherapeutics, Inc.

$1,500,000
Common Stock Offering
Financial Advisor
Uniloc
December 30, 2014

Uniloc

$10,000,000
Private Placement
Sole Placement Agent
Speed Commerce, Inc.
November 21, 2014

Speed Commerce, Inc.

$55,000,000
Acquired Fifth Gear
Fairness Opinion
Selectica, Inc.
July 2, 2014

Selectica, Inc.

Acquired Iasta, Inc.
Selectica, Inc.
July 2, 2014

Selectica, Inc.

$7,500,000
PIPE
Sole Placement Agent
Kona Grill, Inc.
June 25, 2014

Kona Grill, Inc.

$48,932,500
Common Stock Offering
Co-managing Underwriter
Parametric Sound Corporation
April 24, 2014

Parametric Sound Corporation

$40,000,000
Common Stock Offering
Co-managing Underwriter
VolitionRX Limited
February 28, 2014

VolitionRX Limited

$3,000,000
PIPE
Placement Agent
Selectica, Inc.
January 24, 2014

Selectica, Inc.

$8,700,000
PIPE
Sole Placement Agent
MiMedx Group, Inc.
December 11, 2013

MiMedx Group, Inc.

$39,100,000
Common Stock Offering
Co-managing Underwriter
Advanced Emissions Solutions, Inc.
November 15, 2013

Advanced Emissions Solutions, Inc.

$31,050,000
Common Stock Offering
Co-managing Underwriter
Ballard Power Systems Inc.
October 9, 2013

Ballard Power Systems Inc.

$14,490,000
Common Stock Offering
Co-managing Underwriter
Westport Innovations Inc.
September 26, 2013

Westport Innovations Inc.

$152,340,000
Common Stock Offering
Co-managing Underwriter
Speed Commerce, Inc.
September 26, 2013

Speed Commerce, Inc.

$24,000,000
Common Stock Offering
Co-managing Underwriter
Patent Properties, Inc.
September 18, 2013

Patent Properties, Inc.

$11,600,000
PIPE
Co-placement Agent
Clean Energy Fuels Corp
September 16, 2013

Clean Energy Fuels Corp

$250,000,000
144A Convertible Debt Offering
Co-managing Underwriter
PowerSecure International, Inc.
August 16, 2013

PowerSecure International, Inc.

$40,000,000
Common Stock Offering
Co-managing Underwriter
Marathon Patent Group, Inc.
June 3, 2013

Marathon Patent Group, Inc.

$6,000,000
PIPE
Co-placement Agent

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None of the information contained in this website constitutes a recommendation, solicitation or offer by Lake Street Capital Markets or its affiliates to buy or sell any securities, options or other financial instruments or provide any investment advice or service. Certain transactions give rise to substantial risk and are not suitable for all investors. Past performance does not guarantee future results.

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