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TheStreet, Inc.
November 10, 2017

TheStreet, Inc.

$7,850,000
PIPE
Sole Placement Agent
TheStreet, Inc.
November 10, 2017

TheStreet, Inc.

$55,000,000
Recapitalization
Lead Financial Advisor
BioTime, Inc.
October 17, 2017

BioTime, Inc.

$28,800,000
Follow-on
Financial Advisor
Flexion Therapeutics, Inc.
October 16, 2017

Flexion Therapeutics, Inc.

$122,400,000
Follow-on
Financial Advisor
RiceBran Technologies
September 14, 2017

RiceBran Technologies

Strategic Investment
Fairness Opinion
SITO Mobile, Ltd.
July 28, 2017

SITO Mobile, Ltd.

$6,000,000
Registered Direct Offering
Financial Advisor
Aspen Group, Inc.
July 25, 2017

Aspen Group, Inc.

$10,000,000
Senior Credit Facility
Sole Placement Advisor
Westport Fuel Systems Inc.
July 19, 2017

Westport Fuel Systems Inc.

$25,050,000
Follow-on
Financial Advisor
I.D. Systems, Inc.
July 17, 2017

I.D. Systems, Inc.

$17,250,000
Follow-on
Co-manager
Determine, Inc.
June 26, 2017

Determine, Inc.

$5,460,000
Registered Direct Offering
Sole Placement Agent
Asure Software, Inc.
June 1, 2017

Asure Software, Inc.

$27,500,000
Follow-on
Co-manager
NV5 Global, Inc.
April 14, 2017

NV5 Global, Inc.

$42,000,000
Acquired Bock & Clark Corporation
Synacor, Inc.
April 11, 2017

Synacor, Inc.

$20,000,000
Common Stock Offering
Financial Advisor
Aspen Group, Inc.
April 10, 2017

Aspen Group, Inc.

$7,500,000
PIPE
Sole Placement Agent
Carbonite, Inc.
March 30, 2017

Carbonite, Inc.

$125,000,000
144A Convertible Debt Offering
Co-managing Underwriter
Health Insurance Innovations, Inc.
March 8, 2017

Health Insurance Innovations, Inc.

$42,000,000
Common Stock Offering
Co-managing Underwriter
RiceBran Technologies
February 13, 2017

RiceBran Technologies

$8,000,000
Private Placement
Sole Placement Agent
Heron Therapeutics
January 23, 2017

Heron Therapeutics

$150,000,000
Common Stock Offering
Co-managing Underwriter
Asure Software, Inc.
December 9, 2016

Asure Software, Inc.

$15,594,000
Common Stock Offering
Co-managing Underwriter
Nano Dimension Ltd.
September 27, 2016

Nano Dimension Ltd.

$13,814,288
Common Stock Offering
Co-managing Underwriter
VolitionRx Limited
August 5, 2016

VolitionRx Limited

$11,250,000
Common Stock Offering
Financial Advisor
TESARO, Inc.
July 7, 2016

TESARO, Inc.

$433,147,500
Common Stock Offering
Financial Advisor
Capture Energy Solutions
May 31, 2016

Capture Energy Solutions

Acquired by Total Energy Services Inc.
Asterias Biotherapeutics, Inc.
May 13, 2016

Asterias Biotherapeutics, Inc.

20,125,000
Follow-on
Co-manager
VolitionRx Limited
March 18, 2016

VolitionRx Limited

$14,087,500
Common Stock Offering
Co-managing Underwriter

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None of the information contained in this website constitutes a recommendation, solicitation or offer by Lake Street Capital Markets or its affiliates to buy or sell any securities, options or other financial instruments or provide any investment advice or service. Certain transactions give rise to substantial risk and are not suitable for all investors. Past performance does not guarantee future results.

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