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We provide a firm-wide commitment to each investment banking client and approach each engagement as an opportunity to establish a partnership that endures beyond executing a transaction.

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I.D. Systems, Inc.
July 17, 2017

I.D. Systems, Inc.

$17,250,000
Follow-on
Co-manager
Determine, Inc.
June 26, 2017

Determine, Inc.

$5,460,000
Registered Direct Offering
Sole Placement Agent
Asure Software, Inc.
June 1, 2017

Asure Software, Inc.

$27,500,000
Follow-on
Co-manager
NV5 Global, Inc.
April 14, 2017

NV5 Global, Inc.

$42,000,000
Acquired Bock & Clark Corporation
Synacor, Inc.
April 11, 2017

Synacor, Inc.

$20,000,000
Common Stock Offering
Financial Advisor
Aspen Group, Inc.
April 10, 2017

Aspen Group, Inc.

$7,500,000
PIPE
Sole Placement Agent
Carbonite, Inc.
March 30, 2017

Carbonite, Inc.

$125,000,000
144A Convertible Debt Offering
Co-managing Underwriter
Health Insurance Innovations, Inc.
March 8, 2017

Health Insurance Innovations, Inc.

$42,000,000
Common Stock Offering
Co-managing Underwriter
RiceBran Technologies
February 13, 2017

RiceBran Technologies

$8,000,000
Private Placement
Sole Placement Agent
Heron Therapeutics
January 23, 2017

Heron Therapeutics

$150,000,000
Common Stock Offering
Co-managing Underwriter
Asure Software, Inc.
December 9, 2016

Asure Software, Inc.

$15,594,000
Common Stock Offering
Co-managing Underwriter
Nano Dimension Ltd.
September 27, 2016

Nano Dimension Ltd.

$13,814,288
Common Stock Offering
Co-managing Underwriter
VolitionRx Limited
August 5, 2016

VolitionRx Limited

$11,250,000
Common Stock Offering
Financial Advisor
TESARO, Inc.
July 7, 2016

TESARO, Inc.

$433,147,500
Common Stock Offering
Financial Advisor
Capture Energy Solutions
May 31, 2016

Capture Energy Solutions

Acquired by Total Energy Services Inc.
Asterias Biotherapeutics, Inc.
May 13, 2016

Asterias Biotherapeutics, Inc.

20,125,000
Follow-on
Co-manager
VolitionRx Limited
March 18, 2016

VolitionRx Limited

$14,087,500
Common Stock Offering
Co-managing Underwriter
Asterias Biotherapeutics, Inc.
February 17, 2016

Asterias Biotherapeutics, Inc.

Asset Swap
Fairness Opinion
Turtle Beach Corporation
February 2, 2016

Turtle Beach Corporation

$5,000,000
Common Stock Offering
Co-managing Underwriter
Ener-Core, Inc.
January 4, 2016

Ener-Core, Inc.

$2,500,000
PIPE
Co-placement Agent
Clean Diesel Technologies, Inc.
November 23, 2015

Clean Diesel Technologies, Inc.

$3,120,000
Common Stock Offering
Co-managing Underwriter
AVITA Medical Limited
October 20, 2015

AVITA Medical Limited

A$10,018,644
PIPE
Lead Placement Agent
SunOpta, Inc.
September 25, 2015

SunOpta, Inc.

$100,020,000
Common Stock Offering
Co-managing Underwriter
Field Nation, LLC
September 3, 2015

Field Nation, LLC

$30,000,000
Private Placement
Sole Placement Agent
SMTP, Inc.
August 7, 2015

SMTP, Inc.

$3,800,000
Common Stock Offering
Financial Advisor

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None of the information contained in this website constitutes a recommendation, solicitation or offer by Lake Street Capital Markets or its affiliates to buy or sell any securities, options or other financial instruments or provide any investment advice or service. Certain transactions give rise to substantial risk and are not suitable for all investors. Past performance does not guarantee future results.

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